Nfj Investment Group, Llc
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 468
- Avg AUM / client
- $6.4M
- Accounts
- 468
- Employees
- 9
AUM over time
Annual snapshots from Form ADV filings · as of Mar 20, 2026
Investments (13F portfolio — 221 positions, $2,639,802,042)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Hf Sinclair Corp | COM | $95,997,871 | 1,538,674 | 3.64% | 3.23% |
| 2 | Marvell Technology Inc | COM | $90,111,431 | 909,757 | 3.41% | 3.03% |
| 3 | Schwab Charles Corp | COM | $73,518,487 | 782,278 | 2.79% | 2.47% |
| 4 | Prologis Inc. | COM | $70,416,251 | 532,730 | 2.67% | 2.37% |
| 5 | Alphabet Inc | CAP STK CL A | $70,126,970 | 243,869 | 2.66% | 2.36% |
| 6 | Ge Vernova Inc | COM | $62,386,163 | 71,470 | 2.36% | 2.1% |
| 7 | Commercial Metals Co | COM | $54,072,283 | 880,226 | 2.05% | 1.82% |
| 8 | Glacier Bancorp Inc New | COM | $53,350,453 | 1,194,324 | 2.02% | 1.79% |
| 9 | Eli Lilly & Co | COM | $49,219,652 | 53,513 | 1.86% | 1.65% |
| 10 | Nextera Energy Inc | COM | $45,736,713 | 492,428 | 1.73% | 1.54% |
| 11 | Equinix Inc | COM | $45,006,739 | 45,914 | 1.7% | 1.51% |
| 12 | Royal Gold Inc | COM | $42,175,355 | 165,725 | 1.6% | 1.42% |
| 13 | Marathon Pete Corp | COM | $41,105,749 | 168,342 | 1.56% | 1.38% |
| 14 | Nutrien Ltd | COM | $40,561,414 | 532,230 | 1.54% | 1.36% |
| 15 | Universal Hlth Svcs Inc | CL B | $40,421,270 | 225,855 | 1.53% | 1.36% |
| 16 | Community Financial System I | COM | $39,879,420 | 679,956 | 1.51% | 1.34% |
| 17 | Pfizer Inc | COM | $39,277,096 | 1,398,757 | 1.49% | 1.32% |
| 18 | Advanced Micro Devices Inc | COM | $39,058,153 | 191,998 | 1.48% | 1.31% |
| 19 | Pinnacle Finl Partners Inc | COM | $37,194,907 | 431,796 | 1.41% | 1.25% |
| 20 | Umb Finl Corp | COM | $36,765,479 | 325,964 | 1.39% | 1.24% |
| 21 | Bank Hawaii Corp | COM | $36,648,316 | 493,580 | 1.39% | 1.23% |
| 22 | Hershey Co | COM | $35,231,327 | 169,471 | 1.33% | 1.18% |
| 23 | Phillips 66 | COM | $33,988,230 | 186,564 | 1.29% | 1.14% |
| 24 | Independent Bk Corp Mass | COM | $33,976,043 | 451,749 | 1.29% | 1.14% |
| 25 | Kennametal Inc | COM | $33,574,092 | 929,258 | 1.27% | 1.13% |
Top 25 of 221 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 3 | $2.7B | 90.1% |
| State or municipal government entities | 1 | $19.0M | 0.64% |
| Corporations and other businesses | 2 | $21.8M | 0.73% |
| Other | 462 | $255M | 8.56% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Retirement Plan For Employees Of Hawaiian Electric Industries, Inc. And Participating Subsidiaries Hawaiian Electric Industries, Inc. | 2024 |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Angerthal, Michael, Aaron | Executive Vice President And Chief Financial Officer | Sep 2020 (6y) | Less than 5% | |
| Aylward, George, Robert | President And Chief Executive Officer | Sep 2020 (6y) | Less than 5% | |
| Mowrey, John, Reid | Executive Managing Director, Chief Investment Officer | Feb 2021 (6y) | Less than 5% | |
| Smirl, Richard, William | Executive Vice President | May 2021 (5y) | Less than 5% | |
| Purkalitis, Andra, Cynthia | Executive Vice President And Chief Legal Officer | Nov 2023 (3y) | Less than 5% | |
| Matthew B Carney | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Kristian Peter Marca | Registered representative | Nov 2021 (5y) | ||
| Krysta Michelle Hill | Registered representative | Nov 2021 (5y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Virtus Partners, Inc. | Sole Member | Aug 2020 | A | 75% or more |
| Virtus Investment Partners, Inc. | Sole Shareholder | Dec 2008 | B | ≈ 56.25% – 100% via Virtus Partners, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Virtus Investment Partners, Inc.: 75% – 100% of Virtus Partners, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Retirement Plan For Employees Of Hawaiian Electric Industries, Inc. And Participating Subsidiaries | Hawaiian Electric Industries, Inc. | 2,139 | $1.9B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/20/2026 | 1.94 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Reported custodians
- UBS $335M (11% of AUM) Mar 2026
- Morgan Stanley $85.4M (2% of AUM) Sep 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 20, 2026.
View current Form ADV (SEC/IAPD) ↗