Lane Generational Llc
- Regulatory AUM
- $139M
- Discretionary
- $139M
- Clients
- 50
- Avg AUM / client
- $2.8M
- Accounts
- 86
- Employees
- 2
AUM over time
Annual snapshots from Form ADV filings · as of May 05, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 15 | $4.9M | 3.52% |
| High net worth individuals | 32 | $111M | 80.0% |
| Corporations and other businesses | 3 | $23.0M | 16.5% |
People (3)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Frederick Carpenter Lane | Chief Executive Officer & Chief Investment Officer | Jun 2020 (6y) | ≈ 56.25% – 100% via Lane Investment Holdings Llc | |
| Casella, Giselle | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| John Mark Schibli | Registered representative | Aug 2020 (6y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Lane Investment Holdings Llc | Owner | Dec 2021 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Frederick Carpenter Lane: 75% – 100% of Lane Investment Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/05/2026 | 1.19 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
Custody
Reported custodians
- Fidelity Brokerage Services $145M (99% of AUM) Feb 2022
- National Financial Services (Fidelity) $139M (100% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 05, 2026.
View current Form ADV (SEC/IAPD) ↗