DF
Duncan Financial Group Llc
SEC-registered
Insurance-Affiliated
CRD 309454
· SEC file 801-119284
· Irwin, PA
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ADV data as of Mar 10, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 3
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 16
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 3 | $0 | — |
People (30)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| David Scott Duncan | Chief Executive Officer | CFP | Feb 2020 (7y) | Less than 5% |
| Girardi, Daniel, Travis | Secretary | Feb 2020 (7y) | Less than 5% | |
| Larry Lund Qvistgaard | Chief Compliance Officer | Feb 2020 (7y) | Less than 5% | |
| Rossi, Michael, John | Treasurer | Feb 2020 (7y) | Less than 5% | |
| Turner, Jeffrey | President | Feb 2023 (4y) | Less than 5% | |
| Nathanael C Downs | Registered representative | Dec 2020 (6y) | ||
| Jack Lee Martin | Registered representative | Dec 2020 (6y) | ||
| Robert Leo Beck | Registered representative | Dec 2020 (6y) | ||
| James Francis Gillen | Registered representative | Dec 2020 (6y) | ||
| Thomas John Walsh | Registered representative | CFA | Dec 2020 (6y) | |
| Tamala Glenise Williams | Registered representative | CFP | Dec 2020 (6y) | |
| Gregory Reed Hicks | Registered representative | Dec 2020 (6y) | ||
| Gregg Julian Waller | Registered representative | Feb 2021 (5y) | ||
| Brian Charles Cassidy | Registered representative | Mar 2021 (5y) | ||
| Kristen Marie Hull | Registered representative | Jul 2023 (3y) | ||
| Brian David Duncan | Registered representative | CFP | Jul 2023 (3y) | |
| Robert L Arroyo | Registered representative | Oct 2023 (3y) | ||
| John Anthony Mezzullo | Registered representative | May 2025 (1y) | ||
| Linda Kay Smith | Registered representative | Jan 2026 (1y) | ||
| Andrew James Harvey | Registered representative | Mar 2026 (0y) | ||
| Colton Lee Hearn | Registered representative | Mar 2026 (0y) | ||
| Donald Louis Waite | Registered representative | Mar 2026 (0y) | ||
| Elizabeth Dorothy Kline | Registered representative | Mar 2026 (0y) | ||
| Julie Ann Snyder | Registered representative | Mar 2026 (0y) | ||
| Robert Boyd Mccalmont | Registered representative | CFP | Mar 2026 (0y) | |
| Ronald Joseph Kims | Registered representative | Mar 2026 (0y) | ||
| Timothy Allen Kunkle | Registered representative | Mar 2026 (0y) | ||
| Jon J Parkhurst | Registered representative | CFP | Mar 2026 (0y) | |
| Alexander Patrick Kline | Registered representative | CFP | Mar 2026 (0y) | |
| Francis Stephen Zoracki | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Keystone Agency Partners Llc | Owner | Feb 2020 | A | 75% or more |
| Keystone Agency Midco Llc | Owner | Apr 2021 | B | ≈ 56.25% – 100% via Keystone Agency Partners Llc |
| Keystone Agency Holdings Llc | Owner | Feb 2020 | B | ≈ 42.19% – 100% via Keystone Agency Midco Llc |
| Keystone Bcccs, Lp | Owner | Apr 2021 | B | ≈ 15.82% – 75% via Kai Investors Llc |
| Bcc Keystone Aggregator Investments, Llc. | Owner | Apr 2021 | B | ≈ 11.87% – 75% via Keystone Bcccs, Lp |
| Kai Investors Llc | Owner | Feb 2020 | B | ≈ 21.09% – 75% via Keystone Agency Holdings Llc |
| Bain Capital Distressed And Special Situations 2019 (B Master), L.P. | Owner | Apr 2021 | B | ≈ 5.93% – 56.25% via Bcc Keystone Aggregator Investments, Llc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Keystone Agency Midco Llc: 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Keystone Agency Holdings Llc: 75% – 100% of Keystone Agency Midco Llc × 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Keystone Bcccs, Lp: 75% – 100% of Kai Investors Llc × 50% – 75% of Keystone Agency Holdings Llc × 75% – 100% of Keystone Agency Midco Llc × 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Bcc Keystone Aggregator Investments, Llc.: 75% – 100% of Keystone Bcccs, Lp × 75% – 100% of Kai Investors Llc × 50% – 75% of Keystone Agency Holdings Llc × 75% – 100% of Keystone Agency Midco Llc × 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Kai Investors Llc: 50% – 75% of Keystone Agency Holdings Llc × 75% – 100% of Keystone Agency Midco Llc × 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Bain Capital Distressed And Special Situations 2019 (B Master), L.P.: 50% – 75% of Bcc Keystone Aggregator Investments, Llc. × 75% – 100% of Keystone Bcccs, Lp × 75% – 100% of Kai Investors Llc × 50% – 75% of Keystone Agency Holdings Llc × 75% – 100% of Keystone Agency Midco Llc × 75% – 100% of Keystone Agency Partners Llc × 75% – 100% direct ≈ 5.93% – 56.25% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 1 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Hourly charges
- • Fixed fees
- • Other fees
- • REFERRAL FEES FROM ANOTHER RIA FIRM
Services
- • Financial planning services
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗