AUMdb

Kreitler Financial Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 309056 · SEC file 801-118881 · New Haven, CT · www.linkedin.com
☆ Save with Pro ADV data as of Mar 13, 2026
Regulatory AUM
$585M
Discretionary
$581M
Clients
173
Avg AUM / client
$3.4M
Accounts
950
Employees
10

AUM over time

$0 $585M
May 2020 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 13, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 64 $24.0M 4.11%
High net worth individuals 109 $543M 92.9%
Pension and profit sharing plans Fewer than 5 clients $5.5M 0.95%
Charitable organizations Fewer than 5 clients $12.0M 2.06%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Yale University Tax Deferred 403(b) Savings Plan Yale University 2024
Yale University Retirement Account Plan Yale University 2024

People (5)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Charles Francis Kreitler Chief Compliance Officer/Managing Member CFP Apr 2020 (6y) 75% or more
Dwayne Michael Tyril Director, Investments CFA Apr 2020 (6y) Less than 5%
Kreitler, Robert, Philip Member Apr 2020 (6y) Less than 5%
Jacob William Ness Registered representative CFP Jul 2020 (6y)
Alyse Rose Uzarski Registered representative Oct 2021 (5y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Robert Kreitler 2021 Trust For The Family Of Charles Kreitler Trust Apr 2021 A 10% – 25%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (2)

PlanSponsorParticipantsPlan assetsAs of
Yale University Tax Deferred 403(b) Savings Plan Yale University 20,372 $874M 01/01/2024
Yale University Retirement Account Plan Yale University 13,709 $8.3B 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/13/2026 944 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 13, 2026.

View current Form ADV (SEC/IAPD) ↗