AUMdb

Gladiator Capital Management, Llc

State-registered Wealth Manager · Boutique (under $100M) CRD 307616 · · www.gladiatorinvesting.com
☆ Save with Pro ADV data as of Jun 11, 2024
Regulatory AUM
$180K
Discretionary
$0
Clients
1
Avg AUM / client
$180K
Accounts
1
Employees
1

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 1 $180K 100.0%
High net worth individuals 0 $0
Banking or thrift institutions 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal government entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations and other businesses 0 $0

People (1)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Ryan Dexter Smith Registered representative Jun 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/11/2024 988 KB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for individuals/small businesses
  • Portfolio management for businesses/institutional clients

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 11, 2024.

View current Form ADV (SEC/IAPD) ↗