AUMdb

Woodward Diversified Capital, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 306299 · SEC file 801-117741 · Bakersfield, CA · www.woodwarddiversifiedcapital.com
☆ Save with Pro ADV data as of Mar 19, 2026
Regulatory AUM
$610M
Discretionary
$610M
Clients
451
Avg AUM / client
$1.4M
Accounts
438
Employees
6

AUM over time

$224M $610M
Dec 2019 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 19, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 285 $25.5M 4.18%
High net worth individuals 111 $332M 54.4%
Pooled investment vehicles (non-investment companies) 11 $218M 35.8%
Pension and profit sharing plans 22 $20.6M 3.37%
Charitable organizations 9 $5.7M 0.94%
Corporations and other businesses 13 $7.8M 1.29%

Private funds (9)

Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $177M combined gross assets

FundTypeDomicileGross assetsOwners
Wdc Energy, Llc Private Equity Fund Delaware $117M 84
Wdc Energy Ii Green River Llc Private Equity Fund Delaware $34.9M 99
Wdc Credit Fund, Llc Private Equity Fund Delaware $8.5M 57
Wdc Rondo, Llc Private Equity Fund Delaware $6.6M 7
Wdc Technology Fund 1, Llc Private Equity Fund Delaware $4.7M 39
Wdc Qualified Credit Fund, Llc Private Equity Fund Delaware $2.6M 45
Wdc Space X, Llc Private Equity Fund Delaware $2.6M 45
Wdc Biotech Fund I, Llc Private Equity Fund Delaware $0 17
Wdc Fund 1, Llc Private Equity Fund Delaware $0 67

People (4)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Beau Thomas Woodward Partner Oct 2019 (7y) 25% – 50%
Gabriel Thomas Woodward Partner Oct 2019 (7y) 25% – 50%
Thomas Dorsey Woodward Partner, Chief Compliance Officer Oct 2019 (7y) 25% – 50%
Caleb James Richmond Registered representative Jan 2026 (1y)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Private funds (9, $177M gross assets)

FundTypeGross assetsMin. investmentOwners
Wdc Energy, Llc Private Equity Fund $117M $250K 84
Wdc Energy Ii Green River Llc Private Equity Fund $34.9M $250K 99
Wdc Credit Fund, Llc Private Equity Fund $8.5M $250K 57
Wdc Rondo, Llc Private Equity Fund $6.6M $25.0K 7
Wdc Technology Fund 1, Llc Private Equity Fund $4.7M $25.0K 39
Wdc Qualified Credit Fund, Llc Private Equity Fund $2.6M $250K 45
Wdc Space X, Llc Private Equity Fund $2.6M $25.0K 45
Wdc Biotech Fund I, Llc Private Equity Fund $0 $25.0K 17
Wdc Fund 1, Llc Private Equity Fund $0 $250K 67

From Form ADV Section 7.B private fund reporting.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/19/2026 3.04 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees
  • Performance-based fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Portfolio management for pooled investment vehicles
  • Portfolio management for businesses/institutional clients
  • Pension consulting services
  • Selection of other advisers

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports having custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 19, 2026.

View current Form ADV (SEC/IAPD) ↗