Cw Investment Advisers, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 24
- Avg AUM / client
- $45.2M
- Accounts
- 26
- Employees
- 36
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | Fewer than 5 clients | $1.8M | 0.17% |
| Pooled investment vehicles (non-investment companies) | 4 | $940M | 86.7% |
| Corporations and other businesses | 20 | $142M | 13.1% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Shing, Hon Kit | Ceo / Manager | Nov 2015 (11y) | Less than 5% | |
| Kingston, Andrew, Brownell | Chief Compliance Officer | Feb 2022 (5y) | Less than 5% | |
| Green, Mark, David | Chief Investment Officer | May 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cottonwood Group Holding, Llc | Member | Feb 2019 | A | 75% or more |
| Shing 2015 Family Trust | Member | Feb 2019 | B | ≈ 56.25% – 100% via Cottonwood Group Holding, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Shing 2015 Family Trust: 75% – 100% of Cottonwood Group Holding, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.35 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • ASSET LEVEL FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Delaware Trust $18.4M (2% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗