Ip Financial Advisory Services Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 305772
· SEC file 801-117481
· Charlotte, NC
· www.ipfinancialservicesllc.com
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ADV data as of Jun 30, 2026
- Regulatory AUM
- $481M
- Discretionary
- $259M
- Clients
- 2,001
- Avg AUM / client
- $241K
- Accounts
- 2,686
- Employees
- 112
AUM over time
$70.9M
$481M
Sep 2019
Jun 2026
Annual snapshots from Form ADV filings · as of Jun 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,001 | $481M | 100.0% |
People (137)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lawrence, Anthony, Mcdonald | Co President, Mga And Systems Operations | Sep 2019 (7y) | Less than 5% | |
| Zheng, Qian | Finance Analyst | Sep 2020 (6y) | Less than 5% | |
| Lei Jiao | Finop, Cco | Mar 2022 (4y) | Less than 5% | |
| King, Kelly, Ann | President | Jan 2023 (4y) | Less than 5% | |
| Jeff Kantor | Registered representative | Dec 2019 (7y) | ||
| Anthony W Hinds Fritz | Registered representative | CFP Chartered Financial Consultant | Jan 2020 (7y) | |
| Guy B Deemer | Registered representative | Jan 2020 (7y) | ||
| Bruce Michael De Voogd | Registered representative | Jan 2020 (7y) | ||
| Donald Leroy Silberman | Registered representative | Jan 2020 (7y) | ||
| Eric Jose Medina | Registered representative | Jan 2020 (7y) | ||
| Jeffrey Joseph Scrimenti | Registered representative | Jan 2020 (7y) | ||
| Matthew Lee Greiner | Registered representative | Jan 2020 (7y) | ||
| Malik Pearson | Registered representative | Jan 2020 (7y) | ||
| Chase John Carlin | Registered representative | Feb 2020 (6y) | ||
| Stace J Jensen | Registered representative | Feb 2020 (6y) | ||
| Glenn Robert Davidow | Registered representative | CFP | Feb 2020 (6y) | |
| Steven Ari Hoffman | Registered representative | Feb 2020 (6y) | ||
| Celestine Emejuru Njoku | Registered representative | Feb 2020 (6y) | ||
| Thomas John Adolph | Registered representative | Feb 2020 (6y) | ||
| Brian Joseph Mock | Registered representative | Feb 2020 (6y) | ||
| Guillermo Fidel Nodarse | Registered representative | Feb 2020 (6y) | ||
| Melvin Dale Brooks | Registered representative | Feb 2020 (6y) | ||
| Zachary Darrin Rioux | Registered representative | Feb 2020 (6y) | ||
| David Patrick Chandler | Registered representative | May 2020 (6y) | ||
| Earl C Mc Crary | Registered representative | Jul 2020 (6y) | ||
| Jacquelyn Diane Robinson | Registered representative | Jul 2020 (6y) | ||
| Daniel A Odigie | Registered representative | Aug 2020 (6y) | ||
| Aaron Andrew Berman | Registered representative | Aug 2020 (6y) | ||
| Sophearath Uoy | Registered representative | Sep 2020 (6y) | ||
| Dale A Pope | Registered representative | Oct 2020 (6y) | ||
| Morris Kaufman | Registered representative | Nov 2020 (6y) | ||
| Shawn Garand Webb | Registered representative | CFP | Nov 2020 (6y) | |
| Theodore Leonard Brooks | Registered representative | Feb 2021 (5y) | ||
| Yingqi Linghu | Registered representative | Feb 2021 (5y) | ||
| Brian Cvetkovski | Registered representative | Mar 2021 (5y) | ||
| Michael Paulding Thomas | Registered representative | Apr 2021 (5y) | ||
| Zaven Andrew Yarumian | Registered representative | Apr 2021 (5y) | ||
| James Cofer Winters | Registered representative | Apr 2021 (5y) | ||
| Larry Sanders | Registered representative | May 2021 (5y) | ||
| Michael Anthony Millard | Registered representative | Jun 2021 (5y) | ||
| Charles Edward Howell | Registered representative | CFP | Jun 2021 (5y) | |
| Michael Francis Byers | Registered representative | Jun 2021 (5y) | ||
| Paul Michael Hayes | Registered representative | Jul 2021 (5y) | ||
| William Duval White | Registered representative | Jul 2021 (5y) | ||
| Paul Donald Graffy | Registered representative | Jul 2021 (5y) | ||
| Charles Donald Schad | Registered representative | Aug 2021 (5y) | ||
| Andrew Benet | Registered representative | Aug 2021 (5y) | ||
| Steven Michael Catanzaro | Registered representative | Sep 2021 (5y) | ||
| Todd Michael Donofrio | Registered representative | Sep 2021 (5y) | ||
| James Kenneth Spann | Registered representative | Oct 2021 (5y) | ||
| David Anthony Reo | Registered representative | Oct 2021 (5y) | ||
| Dustin Hyche | Registered representative | CFP | Dec 2021 (5y) | |
| Paul Joseph Rowe | Registered representative | Jan 2022 (5y) | ||
| Kevin C Fifield | Registered representative | Feb 2022 (4y) | ||
| Luis Manuel Espinoza | Registered representative | Feb 2022 (4y) | ||
| Eric Dean Martz | Registered representative | May 2022 (4y) | ||
| Lynn Smeraldo | Registered representative | May 2022 (4y) | ||
| James Neaylon | Registered representative | Sep 2022 (4y) | ||
| Louis Albin Woodbeck | Registered representative | Oct 2022 (4y) | ||
| Kevin Hiller Kelley | Registered representative | Nov 2022 (4y) | ||
| Timothy Patrick Flanagan | Registered representative | Nov 2022 (4y) | ||
| Stephen E Trask | Registered representative | Jan 2023 (4y) | ||
| Daniel Keith Beech | Registered representative | Feb 2023 (3y) | ||
| Trever Peterson | Registered representative | Feb 2023 (3y) | ||
| Kalomira K. Zangoulos | Registered representative | Apr 2023 (3y) | ||
| Wuyang Fu | Registered representative | Apr 2023 (3y) | ||
| Earl David Hensley | Registered representative | Apr 2023 (3y) | ||
| Jonathan Wright | Registered representative | May 2023 (3y) | ||
| John Lewis James | Registered representative | Jun 2023 (3y) | ||
| Roger Lee Slayton | Registered representative | Chartered Financial Consultant | Jul 2023 (3y) | |
| Brian Kurtich | Registered representative | Jul 2023 (3y) | ||
| Jason Scott Murray | Registered representative | Jul 2023 (3y) | ||
| Christopher Lowell Childers | Registered representative | Nov 2023 (3y) | ||
| Michael Balch | Registered representative | Dec 2023 (3y) | ||
| Shannon Marie Powers | Registered representative | Dec 2023 (3y) | ||
| Rodney William Amicone | Registered representative | Feb 2024 (2y) | ||
| Emily Anne De Concini | Registered representative | Mar 2024 (2y) | ||
| Andrew Clayton Fifield | Registered representative | May 2024 (2y) | ||
| James Martin Benjamson | Registered representative | May 2024 (2y) | ||
| Thomas Edward Hess | Registered representative | May 2024 (2y) | ||
| Harrison Chi Chang | Registered representative | Jun 2024 (2y) | ||
| Aron Joseph Marcinkoski | Registered representative | Sep 2024 (2y) | ||
| John Anthony Polyviou | Registered representative | Sep 2024 (2y) | ||
| Peter Sean Mc Donnell | Registered representative | Oct 2024 (2y) | ||
| Jeffrey Alan Perry | Registered representative | Oct 2024 (2y) | ||
| Thomas Tipton | Registered representative | Oct 2024 (2y) | ||
| Michael Barrows | Registered representative | Oct 2024 (2y) | ||
| Erik Ryan Walker | Registered representative | Dec 2024 (2y) | ||
| Robin K Runco | Registered representative | Jan 2025 (2y) | ||
| Steven Michael White | Registered representative | Jan 2025 (2y) | ||
| Carl Vincent Gottuso | Registered representative | Jan 2025 (2y) | ||
| Deana Carter Ingalls | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Craig Morningstar | Registered representative | Jan 2025 (2y) | ||
| Jeffrey J Johnson | Registered representative | Jan 2025 (2y) | ||
| Vincent Mallon | Registered representative | Jan 2025 (2y) | ||
| Eric Carl Willer | Registered representative | CFA | Feb 2025 (1y) | |
| Kurt Joseph Lawn | Registered representative | Personal Financial Specialist | Mar 2025 (1y) | |
| Shineece La Dawn Sellars | Registered representative | Mar 2025 (1y) | ||
| Scott Loney | Registered representative | May 2025 (1y) | ||
| Matthew John Mc Nabb | Registered representative | May 2025 (1y) | ||
| Rakael Boozer Carr | Registered representative | May 2025 (1y) | ||
| Mark Curtis Walter | Registered representative | Jun 2025 (1y) | ||
| Edward Allen Diaz | Registered representative | Jul 2025 (1y) | ||
| Joseph David Stafford | Registered representative | CFP | Aug 2025 (1y) | |
| Parviz Paul Pourfarid | Registered representative | Aug 2025 (1y) | ||
| Alberto Esparza | Registered representative | Sep 2025 (1y) | ||
| Dhruv Pershad Gupta | Registered representative | Oct 2025 (1y) | ||
| John A Doran | Registered representative | CFP | Oct 2025 (1y) | |
| Juan Jose Lewis | Registered representative | Oct 2025 (1y) | ||
| Mario Brown | Registered representative | Oct 2025 (1y) | ||
| Charles Milton Harris | Registered representative | Nov 2025 (1y) | ||
| Walter Neil Zurowski | Registered representative | Dec 2025 (1y) | ||
| Martha Delgado | Registered representative | CFA | Dec 2025 (1y) | |
| David Block | Registered representative | CFP | Dec 2025 (1y) | |
| Mark Charles Weatherly | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Logan Preston Garretson | Registered representative | Jan 2026 (1y) | ||
| Scott Lawrence Olson | Registered representative | Jan 2026 (1y) | ||
| Edward Santo Finocchiaro | Registered representative | Jan 2026 (1y) | ||
| Robert Leroy Gardner | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Joshua Sousa Pacheco | Registered representative | Jan 2026 (1y) | ||
| Michael Jerome Grant | Registered representative | Chartered Financial Consultant | Feb 2026 (0y) | |
| Yu Yeung Li | Registered representative | Feb 2026 (0y) | ||
| Clayton Albert Cornhall | Registered representative | Feb 2026 (0y) | ||
| Gregory Allen Swoverland | Registered representative | Feb 2026 (0y) | ||
| Lonnie D Mclane | Registered representative | Feb 2026 (0y) | ||
| Michael Avery Mercer | Registered representative | Feb 2026 (0y) | ||
| Larry Skarset | Registered representative | Feb 2026 (0y) | ||
| Eric Jason Stroehle | Registered representative | Mar 2026 (0y) | ||
| William Fung | Registered representative | Mar 2026 (0y) | ||
| James Rhees Patton | Registered representative | Chartered Financial Consultant | Mar 2026 (0y) | |
| Arthur James Johnson | Registered representative | Apr 2026 (0y) | ||
| Johnny Earl Lynum | Registered representative | Apr 2026 (0y) | ||
| William Thomas Perry | Registered representative | Apr 2026 (0y) | ||
| Jeri Margolis Glazer | Registered representative | CFP | May 2026 (0y) | |
| Deborah Claire Anselmo | Registered representative | May 2026 (0y) | ||
| Sheila Jane Moore | Registered representative | Jun 2026 (0y) | ||
| Edgar Ochoa Benitez | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ipfas Holdings Llc | Stockholder | Mar 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/30/2026 | 940 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Other fees
- • RECURRING FEES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 30, 2026.
View current Form ADV (SEC/IAPD) ↗