Axs Investments Llc
- Regulatory AUM
- $3.0B
- Discretionary
- $3.0B
- Clients
- 71
- Avg AUM / client
- $42.5M
- Accounts
- 71
- Employees
- 8
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Feb 11, 2026
Investments (13F portfolio — 196 positions, $290,402,492)
13F period Dec 31, 2025| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Invesco Qqq Trust Series 1 | ETP | $75,698,964 | 123,226 | 26.1% | 2.51% |
| 2 | Palantir Technologie Cl A | Common Stock | $8,637,939 | 48,596 | 2.97% | 0.29% |
| 3 | Nvidia Corp Com | Common Stock | $7,305,205 | 39,170 | 2.52% | 0.24% |
| 4 | Meta Platforms Inc | Common Stock | $6,476,143 | 9,811 | 2.23% | 0.21% |
| 5 | Spdr S&P 500 Etf Trust | ETP | $6,313,897 | 9,259 | 2.17% | 0.21% |
| 6 | Alphabet Inc Cl A | Common Stock | $6,006,157 | 19,189 | 2.07% | 0.2% |
| 7 | Netflix Com Inc Com | Common Stock | $5,663,010 | 60,399 | 1.95% | 0.19% |
| 8 | Microsoft Corp | Common Stock | $5,287,901 | 10,934 | 1.82% | 0.18% |
| 9 | Mastercard Inc Cl A | Common Stock | $4,710,902 | 8,252 | 1.62% | 0.16% |
| 10 | State Street Spdr Bloomberg Conv | ETP | $4,500,854 | 50,458 | 1.55% | 0.15% |
| 11 | Oracle Corp | Common Stock | $4,384,695 | 22,496 | 1.51% | 0.15% |
| 12 | Apple Inc | Common Stock | $3,992,264 | 14,685 | 1.37% | 0.13% |
| 13 | Ishares Tr Residential Mult | ETP | $3,982,504 | 48,191 | 1.37% | 0.13% |
| 14 | Ishares Tr Cre U S Reit Etf | ETP | $3,909,051 | 68,628 | 1.35% | 0.13% |
| 15 | Janus Detroit Str Tr Hendrson Aaa Cl | ETP | $3,869,319 | 76,499 | 1.33% | 0.13% |
| 16 | Intl Business Machines Corp | Common Stock | $3,819,924 | 12,896 | 1.32% | 0.13% |
| 17 | Salesforce Inc | Common Stock | $3,532,840 | 13,336 | 1.22% | 0.12% |
| 18 | Tesla Inc | Common Stock | $3,050,900 | 6,784 | 1.05% | 0.1% |
| 19 | Applovin Corp Com Cl A | Common Stock | $3,040,276 | 4,512 | 1.05% | 0.1% |
| 20 | Proshares Tr Ultrapro Short Q | ETP | $2,924,197 | 42,689 | 1.01% | 0.1% |
| 21 | Micron Technology Inc | Common Stock | $2,892,345 | 10,134 | 1.0% | 0.1% |
| 22 | Vaneck Etf Trust Mortgage Reit | ETP | $2,800,926 | 266,501 | 0.96% | 0.09% |
| 23 | Intuit Inc | Common Stock | $2,587,413 | 3,906 | 0.89% | 0.09% |
| 24 | Servicenow Inc Com | Common Stock | $2,461,763 | 16,070 | 0.85% | 0.08% |
| 25 | Palo Alto Networks I Com | Common Stock | $2,427,388 | 13,178 | 0.84% | 0.08% |
Top 25 of 196 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 71 | $3.0B | 100.0% |
People (2)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bassuk, Gregory, David | Member | Sep 2019 (7y) | ≈ 42.19% – 100% via Sr Partners Llc | |
| Binion, Parker, B | Chief Compliance Officer | Mar 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Axs Holdings Llc | Member | Sep 2019 | A | 75% or more |
| Sr Partners Llc | Member | Sep 2019 | B | ≈ 56.25% – 100% via Axs Holdings Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bassuk, Gregory, David: 75% – 100% of Sr Partners Llc × 75% – 100% of Axs Holdings Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Sr Partners Llc: 75% – 100% of Axs Holdings Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/11/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Feb 11, 2026.
View current Form ADV (SEC/IAPD) ↗