Halseypoint Asset Management, Llc
SEC-registered
Private Fund Manager · Mid-sized ($1B–$10B)
CRD 305194
· SEC file 801-117358
· El Segundo, CA
· halseypoint.com
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ADV data as of Jul 20, 2026
- Regulatory AUM
- $4.5B
- Discretionary
- $4.5B
- Clients
- 10
- Avg AUM / client
- $451M
- Accounts
- 10
- Employees
- 13
AUM over time
$100M
$4.5B
Nov 2019
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 20, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 10 | $4.5B | 100.0% |
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $3.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Halseypoint Clo 3, Ltd. | Other Private Fund | Cayman Islands | $504M | 1 |
| Halseypoint Clo 5, Ltd. | Other Private Fund | Cayman Islands | $502M | 1 |
| Halseypoint Clo 6, Ltd. | Other Private Fund | Cayman Islands | $502M | 1 |
| Halseypoint Clo I, Ltd. | Other Private Fund | Cayman Islands | $449M | 3 |
| Halseypoint Clo 7, Ltd. | Other Private Fund | Jersey | $432M | 2 |
| Halseypoint Clo 4, Ltd. | Other Private Fund | Cayman Islands | $402M | 1 |
| Halseypoint Clo Ii, Ltd | Other Private Fund | Cayman Islands | $350M | 3 |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Desmarais, Andre, Roger | Trustee | Oct 2013 (13y) | GP / trustee / elected manager of The Desmarais Family Residuary Trust (indirect) | |
| Desmarais, Paul, Guy | Trustee | Oct 2013 (13y) | GP / trustee / elected manager of The Desmarais Family Residuary Trust (indirect) | |
| Desmarais, Sophie, Caroline | Trustee, Non Voting | Mar 2018 (8y) | GP / trustee / elected manager of The Desmarais Family Residuary Trust (indirect) | |
| Hopton, Lynn, Ann | Managing Member | Feb 2019 (8y) | ≈ 9.38% – 37.5% via Hp Acquisition, Llc | |
| Stevens, Yvonne, Ellen | Chief Compliance Officer, Managing Member | Feb 2019 (8y) | ≈ 9.38% – 37.5% via Hp Acquisition, Llc | |
| Doer, Gary, Albert | Trustee | May 2023 (3y) | GP / trustee / elected manager of The Desmarais Family Residuary Trust (indirect) | |
| Fleming, Gregory, James | Trustee | Feb 2024 (3y) | GP / trustee / elected manager of The Desmarais Family Residuary Trust (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Halseypoint Holdco, Llc | Member | Feb 2019 | A | 75% or more |
| Sagard Holdings Management Inc. | Shareholder | Mar 2021 | B | ≈ 14.06% – 50% via Sagard Capital Partners Management Corp. |
| Sagard Holdings Participation Inc. | Shareholder | Dec 2016 | B | ≈ 5.27% – 37.5% via Sagard Holdings Inc. |
| Power Corporation Of Canada | Shareholder | Dec 2016 | B | ≈ 3.96% – 37.5% via Sagard Holdings Participation Inc. |
| The Desmarais Family Residuary Trust | Shareholder | Oct 2015 | B | ≈ 1.48% – 28.13% via Pansolo Holding Inc. |
| Sagard Holdings Inc. | Shareholder | Feb 2021 | B | ≈ 7.03% – 37.5% via Sagard Holdings Management Inc. |
| Pansolo Holding Inc. | Shareholder | Oct 2015 | B | ≈ 1.98% – 28.13% via Power Corporation Of Canada |
| Hp Acquisition, Llc | Member | Feb 2019 | B | ≈ 18.75% – 50% via Halseypoint Holdco, Llc |
| Sagard Capital Partners Management Corp. | Member | Mar 2024 | B | ≈ 18.75% – 50% via Halseypoint Holdco, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hopton, Lynn, Ann: 50% – 75% of Hp Acquisition, Llc × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Stevens, Yvonne, Ellen: 50% – 75% of Hp Acquisition, Llc × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 9.38% – 37.5% of the firm
- Sagard Holdings Management Inc.: 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 14.06% – 50% of the firm
- Sagard Holdings Participation Inc.: 75% – 100% of Sagard Holdings Inc. × 50% – 75% of Sagard Holdings Management Inc. × 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 5.27% – 37.5% of the firm
- Power Corporation Of Canada: 75% – 100% of Sagard Holdings Participation Inc. × 75% – 100% of Sagard Holdings Inc. × 50% – 75% of Sagard Holdings Management Inc. × 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 3.96% – 37.5% of the firm
- The Desmarais Family Residuary Trust: 75% – 100% of Pansolo Holding Inc. × 50% – 75% of Power Corporation Of Canada × 75% – 100% of Sagard Holdings Participation Inc. × 75% – 100% of Sagard Holdings Inc. × 50% – 75% of Sagard Holdings Management Inc. × 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 1.48% – 28.13% of the firm
- Sagard Holdings Inc.: 50% – 75% of Sagard Holdings Management Inc. × 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 7.03% – 37.5% of the firm
- Pansolo Holding Inc.: 50% – 75% of Power Corporation Of Canada × 75% – 100% of Sagard Holdings Participation Inc. × 75% – 100% of Sagard Holdings Inc. × 50% – 75% of Sagard Holdings Management Inc. × 75% – 100% of Sagard Capital Partners Management Corp. × 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 1.98% – 28.13% of the firm
- Hp Acquisition, Llc: 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
- Sagard Capital Partners Management Corp.: 25% – 50% of Halseypoint Holdco, Llc × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $3.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Halseypoint Clo 3, Ltd. | Other Private Fund | $504M | $250K | 1 |
| Halseypoint Clo 5, Ltd. | Other Private Fund | $502M | $250K | 1 |
| Halseypoint Clo 6, Ltd. | Other Private Fund | $502M | $250K | 1 |
| Halseypoint Clo I, Ltd. | Other Private Fund | $449M | $250K | 3 |
| Halseypoint Clo 7, Ltd. | Other Private Fund | $432M | $250K | 2 |
| Halseypoint Clo 4, Ltd. | Other Private Fund | $402M | $250K | 1 |
| Halseypoint Clo Ii, Ltd | Other Private Fund | $350M | $250K | 3 |
From Form ADV Section 7.B private fund reporting.
Documents (2 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/20/2026 | 3.52 MB | View · PDF · Source ↗ |
| Form ADV (full filing) | 03/24/2026 | 3.53 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- U.S. Bank $873K (0% of AUM) Mar 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 20, 2026.
View current Form ADV (SEC/IAPD) ↗