Parcion Private Wealth Llc
- Regulatory AUM
- $3.0B
- Discretionary
- $2.1B
- Clients
- 165
- Avg AUM / client
- $17.9M
- Accounts
- 1,871
- Employees
- 28
AUM over time
Annual snapshots from Form ADV filings · as of Mar 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 59 | $95.1M | 3.22% |
| High net worth individuals | 106 | $2.9B | 96.8% |
People (15)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Terrance Leo Cook | Managing Member; Chief Compliance Officer | Oct 2019 (7y) | 75% or more | |
| Jennifer Nagai | Registered representative | May 2020 (6y) | ||
| Kathleen Elizabeth Carbone | Registered representative | CFP | May 2020 (6y) | |
| Peter Gabriel Besel | Registered representative | CFP | Feb 2021 (5y) | |
| Kevin Lewis Penner | Registered representative | CFP | Dec 2021 (5y) | |
| Peter Barnes | Registered representative | Jun 2022 (4y) | ||
| Stacee Leigh Kratovil | Registered representative | CFP | Aug 2022 (4y) | |
| Diego Arias | Registered representative | Apr 2024 (2y) | ||
| Abigail Frances Miller | Registered representative | Jul 2024 (2y) | ||
| Nathan James Mumford | Registered representative | CFA | Mar 2025 (1y) | |
| Daniel Reuben | Registered representative | CFP | May 2025 (1y) | |
| Jack Dolan | Registered representative | CFA | Aug 2025 (1y) | |
| Tyler Frank Rockwell | Registered representative | Nov 2025 (1y) | ||
| Zachary Shaw Cleveland | Registered representative | CFA | Feb 2026 (0y) | |
| Kalena Larry Laurent | Registered representative | Mar 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/10/2026 | 897 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Reported custodians
- Fidelity Brokerage Services $2.7B (92% of AUM) Mar 2026
- National Financial Services (Fidelity) $175M (10% of AUM) Apr 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 10, 2026.
View current Form ADV (SEC/IAPD) ↗