The Wealth Alliance, Llc
- Regulatory AUM
- $2.1B
- Discretionary
- $2.1B
- Clients
- 1,232
- Avg AUM / client
- $1.7M
- Accounts
- 4,620
- Employees
- 29
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 701 | $223M | 10.6% |
| High net worth individuals | 443 | $1.7B | 79.4% |
| Pension and profit sharing plans | 72 | $86.5M | 4.11% |
| Corporations and other businesses | 16 | $123M | 5.86% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| L.N.K. International, Inc. Retirement Plan L.N.K. International, Inc. | 2024 |
People (11)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| William George Franey | Chief Financial Officer And Chief Compliance Officer | Jul 2019 (7y) | Less than 5% | |
| Eric Andrew Diton | Owner | Aug 2019 (7y) | ≈ 28.13% – 75% via E Ditty Financial Llc | |
| Robert Joseph Conzo | Chief Executive Officer And Managing Director | CFP | Aug 2019 (7y) | ≈ 28.13% – 75% via Rjc Financial Llc |
| Peter Edward Silber | Registered representative | CFP | May 2020 (6y) | |
| Paul Clifford Camhi | Registered representative | CFP | Aug 2021 (5y) | |
| Shawn Edward Klotsche | Registered representative | CFP | Aug 2021 (5y) | |
| John Christopher Greiner | Registered representative | Feb 2022 (4y) | ||
| Seth Lawrence Cohan | Registered representative | Apr 2022 (4y) | ||
| Adam Spencer Diton | Registered representative | CFP | Jun 2022 (4y) | |
| Matthew Phillip Thomson | Registered representative | Jun 2025 (1y) | ||
| Gregory J Lethbridge | Registered representative | Dec 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Wealth Alliance Holdings, Llc | Owner | Jun 2022 | A | 75% or more |
| Rjc Financial Llc | Owner | Jun 2022 | B | ≈ 37.5% – 75% via Wealth Alliance Holdings, Llc |
| E Ditty Financial Llc | Owner | Jun 2022 | B | ≈ 37.5% – 75% via Wealth Alliance Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Eric Andrew Diton: 75% – 100% of E Ditty Financial Llc × 50% – 75% of Wealth Alliance Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Robert Joseph Conzo: 75% – 100% of Rjc Financial Llc × 50% – 75% of Wealth Alliance Holdings, Llc × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Rjc Financial Llc: 50% – 75% of Wealth Alliance Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
- E Ditty Financial Llc: 50% – 75% of Wealth Alliance Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| L.N.K. International, Inc. Retirement Plan | L.N.K. International, Inc. | 1,967 | $39.4M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $2.1B (100% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗