Convergence Financial, Llc
- Regulatory AUM
- $904M
- Discretionary
- $903M
- Clients
- 2,714
- Avg AUM / client
- $333K
- Accounts
- 4,725
- Employees
- 18
AUM over time
Annual snapshots from Form ADV filings · as of Jun 22, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,018 | $295M | 32.6% |
| High net worth individuals | 647 | $583M | 64.5% |
| Pension and profit sharing plans | 9 | $2.7M | 0.3% |
| Charitable organizations | 18 | $6.3M | 0.7% |
| Corporations and other businesses | 22 | $17.6M | 1.95% |
People (28)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Conor Francis Delaney | Member | Apr 2019 (7y) | ≈ 5% – 18.75% via Glhc, Llc | |
| Travis Earl Cook | Ceo And Member | CFP | Apr 2019 (7y) | 75% or more |
| Tyler Stephen Hoffmann | President | Feb 2021 (5y) | Less than 5% | |
| Wrisberg, Cathleen, Anne | Chief Compliance Officer | Sep 2024 (2y) | Less than 5% | |
| Robert Joseph Braun | Registered representative | Jun 2019 (7y) | ||
| John W. Briscoe | Registered representative | Sep 2019 (7y) | ||
| Joshua David Evans | Registered representative | May 2023 (3y) | ||
| Andrew Lawrence Ramos | Registered representative | Mar 2024 (2y) | ||
| Philip Harris Mc Gregor | Registered representative | CFP | Apr 2024 (2y) | |
| Marc Ernest Neighbor | Registered representative | Jun 2024 (2y) | ||
| William Hafer Mc Crea | Registered representative | Jun 2024 (2y) | ||
| Austin Grant Harrison | Registered representative | Jul 2024 (2y) | ||
| Stacey Ann Wescoat | Registered representative | Aug 2024 (2y) | ||
| Michael Francis Richards | Registered representative | Aug 2024 (2y) | ||
| Phillip David Bacon | Registered representative | Sep 2024 (2y) | ||
| Joseph George Watz | Registered representative | Nov 2024 (2y) | ||
| Daniel Edward Hamlet | Registered representative | Nov 2024 (2y) | ||
| Mark Paul Brooks | Registered representative | Mar 2025 (1y) | ||
| Joseph Lennon Boyd | Registered representative | Mar 2025 (1y) | ||
| Bradyn Ramos | Registered representative | Jun 2025 (1y) | ||
| Victor Semenov | Registered representative | Jun 2025 (1y) | ||
| Brian Keith Atchley | Registered representative | Oct 2025 (1y) | ||
| Jacob Harrison Leddy | Registered representative | Mar 2026 (0y) | ||
| Grant Walker | Registered representative | Mar 2026 (0y) | ||
| Blake Reese Hall Taylor | Registered representative | Apr 2026 (0y) | ||
| Greg Lebold | Registered representative | Jun 2026 (0y) | ||
| Joshua Roy Belcher | Registered representative | Jun 2026 (0y) | ||
| Adam Brian Parrie | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Glhc, Llc | Member | Apr 2019 | A | 10% – 25% |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Conor Francis Delaney: 50% – 75% of Glhc, Llc × 10% – 25% direct ≈ 5% – 18.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/22/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- LPL Financial $877M (97% of AUM) Jun 2026
- Assetmark Brokerage, Llc $53.1M (8% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 22, 2026.
View current Form ADV (SEC/IAPD) ↗