Sage Advisors, Llc
- Regulatory AUM
- $575M
- Discretionary
- $536M
- Clients
- 690
- Avg AUM / client
- $834K
- Accounts
- 690
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Jan 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 525 | $143M | 24.9% |
| High net worth individuals | 150 | $375M | 65.2% |
| Banking or thrift institutions | 0 | $0 | — |
| Pension and profit sharing plans | 13 | $54.5M | 9.48% |
| Charitable organizations | 2 | $2.5M | 0.43% |
| State or municipal government entities | 0 | $0 | — |
| Other investment advisers | 0 | $0 | — |
| Insurance companies | 0 | $0 | — |
| Sovereign wealth funds and foreign official institutions | 0 | $0 | — |
| Corporations and other businesses | 0 | $0 | — |
| Other | 0 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Smart Local 265 Pension Fund Trustees Of The Smart Local 265 Pension Fund | 2024 | |
| Sheet Metal Workers Local No. 292 Pension Fund Board Of Trustees, Sheet Metal Workers Local No. 292 Pension Fund | 2024 | |
| Texas Iron Workers' Pension Plan Board Of Trustees, Texas Iron Workers' Pension Plan | 2024 | |
| Sheet Metal Workers Pension Plan Of Northern California Sheet Metal Workers Pension Trust | 2024 | |
| Compass Construction 401(k) Plan Compass Construction Management | 2024 | |
| Mary Kay Inc. Profit Sharing And 401(k) Plan Mary Kay Inc. | 2024 |
People (5)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Russell Darin Cole | Manager | Chartered Financial Consultant | Jan 2001 (26y) | 75% or more |
| Jordan Donald Cole | Member | CFP CFA | Jun 2018 (8y) | 10% – 25% |
| Helke, Michael, Joseph | Chief Compliance Officer | Apr 2019 (7y) | Less than 5% | |
| Michaela Lynne Griggs | Registered representative | CFP | May 2019 (7y) | |
| Michael Richard Bell | Registered representative | May 2021 (5y) |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (6)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Smart Local 265 Pension Fund | Trustees Of The Smart Local 265 Pension Fund | 1,234 | $607M | 07/01/2024 |
| Sheet Metal Workers Local No. 292 Pension Fund | Board Of Trustees, Sheet Metal Workers Local No. 292 Pension Fund | 608 | $166M | 04/01/2024 |
| Texas Iron Workers' Pension Plan | Board Of Trustees, Texas Iron Workers' Pension Plan | 0 | $264M | 04/01/2024 |
| Sheet Metal Workers Pension Plan Of Northern California | Sheet Metal Workers Pension Trust | 5,187 | $1.6B | 01/01/2024 |
| Compass Construction 401(k) Plan | Compass Construction Management | 128 | $10.5M | 01/01/2024 |
| Mary Kay Inc. Profit Sharing And 401(k) Plan | Mary Kay Inc. | 1,459 | $793M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/08/2026 | 973 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 08, 2026.
View current Form ADV (SEC/IAPD) ↗