Stokes Family Office Llc
SEC-registered
Multi-Family Office · Mid-sized ($1B–$10B)
CRD 300899
· SEC file 801-115261
· New Orleans, LA
· www.stokesfamilyoffice.com
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ADV data as of Apr 30, 2026
- Regulatory AUM
- $3.4B
- Discretionary
- $3.4B
- Clients
- 795
- Avg AUM / client
- $4.2M
- Accounts
- 2,486
- Employees
- 14
AUM over time
$0
$3.4B
Dec 2018
Dec 2025
Annual snapshots from Form ADV filings · as of Apr 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 341 | $130M | 3.89% |
| High net worth individuals | 383 | $2.4B | 70.3% |
| Pension and profit sharing plans | 50 | $526M | 15.7% |
| Charitable organizations | 6 | $151M | 4.49% |
| Corporations and other businesses | 15 | $189M | 5.65% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Hoist & Crane Service Group, Inc. 401 K Retirement Savings Plan Hoist & Crane Service Group, Inc. | 2024 | |
| Jensen Companies 401(k) Plan Transportation Consultants, Inc. | 2024 | |
| Zuppardo's Economical Super Markets, Llc Employee Profit Sharing Plan And Trust Zuppardos Economical Supermarkets, Llc | 2024 | |
| Laborde Marine Retirement Plan Laborde Marine Management, L.L.C. | 2024 | |
| Adams And Reese Llp 401(k) Profit Sharing Plan And Trust Adams And Reese Llp | 2024 | |
| Humana Retirement Savings Plan Humana Inc. | 2024 | |
| Winter Sports, Inc. Retirement Plan & Trust Winter Sports, Inc. | Whitefish, MT | 2024 |
| T. Baker Smith, Llc 401(k) Plan T. Baker Smith, Llc. | 2024 | |
| Employees 401(k) Plan Of Coburn Supply Company, Inc. Coburn Supply Company, Inc. | 2024 | |
| Zephyr Anesthesia, Llc 401(k) Plan Trust Zephyr Anesthesia, Llc | 2024 |
People (12)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Douglas Matthew Stokes | Partner, Member | CFA | Feb 2019 (8y) | ≈ 28.13% – 75% via Douglas M Stokes Llc |
| Gregory John Stokes | Partner, Member | CFP | Feb 2019 (8y) | ≈ 28.13% – 75% via Gregory J Stokes Llc |
| Charles Michael Tiblier | Chief Compliance Officer | CFP | Oct 2021 (5y) | Less than 5% |
| David Carl Stokes | Registered representative | CFP | May 2019 (7y) | |
| Patrick T Mckay | Registered representative | CFP | Apr 2020 (6y) | |
| Aimee Lynn Charrier | Registered representative | Oct 2022 (4y) | ||
| Devin Caroline Brieske | Registered representative | CFP | Jan 2023 (4y) | |
| Rachael Richard | Registered representative | CFP | May 2023 (3y) | |
| George Williams Calhoun | Registered representative | Apr 2024 (2y) | ||
| Frederick Dupre Rau | Registered representative | Aug 2025 (1y) | ||
| Daniel Wayne Becker | Registered representative | CFP | Aug 2025 (1y) | |
| Hannah Reed Tucker | Registered representative | CFP | Jan 2026 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| David C. Stokes, L.L.C. | Member | Feb 2019 | A | 75% or more |
| Gregory J Stokes Llc | Member | Jan 2023 | B | ≈ 37.5% – 75% via David C. Stokes, L.L.C. |
| Douglas M Stokes Llc | Member | Jan 2023 | B | ≈ 37.5% – 75% via David C. Stokes, L.L.C. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Douglas Matthew Stokes: 75% – 100% of Douglas M Stokes Llc × 50% – 75% of David C. Stokes, L.L.C. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Gregory John Stokes: 75% – 100% of Gregory J Stokes Llc × 50% – 75% of David C. Stokes, L.L.C. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Gregory J Stokes Llc: 50% – 75% of David C. Stokes, L.L.C. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Douglas M Stokes Llc: 50% – 75% of David C. Stokes, L.L.C. × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (10)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hoist & Crane Service Group, Inc. 401 K Retirement Savings Plan | Hoist & Crane Service Group, Inc. | 447 | $20.1M | 02/29/2024 |
| Jensen Companies 401(k) Plan | Transportation Consultants, Inc. | 612 | $12.4M | 01/01/2024 |
| Zuppardo's Economical Super Markets, Llc Employee Profit Sharing Plan And Trust | Zuppardos Economical Supermarkets, Llc | 118 | $6.3M | 01/01/2024 |
| Laborde Marine Retirement Plan | Laborde Marine Management, L.L.C. | 216 | $14.9M | 01/01/2024 |
| Adams And Reese Llp 401(k) Profit Sharing Plan And Trust | Adams And Reese Llp | 384 | $262M | 01/01/2024 |
| Humana Retirement Savings Plan | Humana Inc. | 42,968 | $7.7B | 01/01/2024 |
| Winter Sports, Inc. Retirement Plan & Trust | Winter Sports, Inc. | 159 | $7.3M | 01/01/2024 |
| T. Baker Smith, Llc 401(k) Plan | T. Baker Smith, Llc. | 318 | $40.0M | 01/01/2024 |
| Employees 401(k) Plan Of Coburn Supply Company, Inc. | Coburn Supply Company, Inc. | 1,206 | $84.9M | 01/01/2024 |
| Zephyr Anesthesia, Llc 401(k) Plan Trust | Zephyr Anesthesia, Llc | 24 | $29.9M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/30/2026 | 1.07 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
- • Performance-based fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $2.6B (78% of AUM) Apr 2026
- National Financial Services (Fidelity) $1.1B (100% of AUM) Feb 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 30, 2026.
View current Form ADV (SEC/IAPD) ↗