Roundhill Financial Inc.
- Regulatory AUM
- $9.6B
- Discretionary
- $9.6B
- Clients
- 45
- Avg AUM / client
- $213M
- Accounts
- 45
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of Jul 24, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 45 | $9.6B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Apr 2024 · $24.6M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Roundhill Spv 1, Llc | Private Equity Fund | Delaware | $24.6M | 39 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hershey, Will | Co Founder | Sep 2018 (8y) | 25% – 50% | |
| Maloney, Timothy | Co Founder | Oct 2018 (8y) | 25% – 50% | |
| Hershey, Marcia, Baron | Owner | May 2019 (7y) | 5% – 10% | |
| Ludwig, Steven, Charles | Chief Compliance Officer | Mar 2023 (3y) | Less than 5% | |
| Mazza, David, Brian | Ceo | Apr 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Bitkraft Esports Ventures Fund I, L.P. | Shareholder | May 2019 | A | 10% – 25% |
Undisclosed: 0% – 35% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $24.6M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Roundhill Spv 1, Llc | Private Equity Fund | $24.6M | $250K | 39 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 02/27/2026 | 969 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for investment companies
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 24, 2026.
View current Form ADV (SEC/IAPD) ↗