Bass And Bell, Inc.
- Regulatory AUM
- $1.0B
- Discretionary
- $1.0B
- Clients
- 373
- Avg AUM / client
- $2.7M
- Accounts
- 1,322
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of Mar 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 109 | $78.5M | 7.66% |
| High net worth individuals | 220 | $810M | 79.0% |
| Pension and profit sharing plans | 15 | $34.6M | 3.38% |
| Charitable organizations | 7 | $83.5M | 8.15% |
| Corporations and other businesses | 22 | $18.3M | 1.79% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Christopher D Bell | Vice President And Chief Compliance Officer | CFP | Jan 2019 (8y) | 50% – 75% |
| Robert W Bass | President | Jan 2019 (8y) | 50% – 75% | |
| Deborah Kelley Neumann | Registered representative | May 2019 (7y) | ||
| Diana K Gray | Registered representative | Dec 2020 (6y) | ||
| Anderson Woods Bass | Registered representative | Aug 2023 (3y) | ||
| Victoria Lynn Page | Registered representative | Jun 2025 (1y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/25/2026 | 909 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
Custody
Reported custodians
- Raymond James $1.0B (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 25, 2026.
View current Form ADV (SEC/IAPD) ↗