Hauser Retirement Solutions 2 Llc
- Regulatory AUM
- $1.2B
- Discretionary
- $0
- Clients
- 76
- Avg AUM / client
- $16.0M
- Accounts
- 76
- Employees
- 5
AUM over time
Annual snapshots from Form ADV filings · as of Apr 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pension and profit sharing plans | 76 | $1.2B | 100.0% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Hauser, Mark, John | Individual | Dec 1995 (31y) | ≈ 0% – 3.75% via Hauser, Mark, John | |
| Warning, Andrew, S | Chief Compliance Officer | Dec 2020 (6y) | Less than 5% | |
| Jessica Elizabeth Singer | Managing Director | Jun 2022 (4y) | Less than 5% | |
| Martha Shanks Allman | Registered representative | Feb 2022 (4y) | ||
| Jacob Thomas Beckman | Registered representative | May 2024 (2y) | ||
| Taji Jacob | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hauser, Inc. | Member | Jul 2018 | A | 75% or more |
| Mark Hauser, Trustee Of The Melissa Jane Hauser Irrevocable Trust | Trust | Dec 2012 | B | GP / trustee / elected manager of Hauser, Inc. (indirect) |
| Mark Hauser, Trustee Of The Nicole Wells Hauser Irrevocable Trust | Trust | Dec 2012 | B | GP / trustee / elected manager of Hauser, Inc. (indirect) |
| Mark Hauser, Trustee Of The Katheryn Grace Hauser Irrevocable Trust | Trust | Dec 2012 | B | GP / trustee / elected manager of Hauser, Inc. (indirect) |
| Mark Hauser, Trustee Of The Arthur Eric Hauser Irrevocable Trust | Trust | Dec 2012 | B | GP / trustee / elected manager of Hauser, Inc. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Hauser, Mark, John: 50% – 75% of Hauser, Mark, John × 0% – 5% direct ≈ 0% – 3.75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (34)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Hcp Management Operations, Inc. Retirement Savings Plan | Hcp Management Operations, Inc. | 0 | $0 | 01/01/2025 |
| Grapetree 401(k) Retirement Savings Plan | Grapetree Medical Staffing, Llc | 0 | $0 | 01/01/2024 |
| Barry's Bootcamp Holdings, Llc 401(k) Plan | Barry's Bootcamp Holdings, Llc | 946 | $6.6M | 01/01/2024 |
| Main Street Gourmet Llc 401 K Plan | Main Street Gourmet Llc | 325 | $10.6M | 01/01/2024 |
| Sentrics 401(k) Plan | Sentrics, Inc. | 191 | $11.3M | 01/01/2024 |
| Excelin Home Health, Llc 401(k) Plan & Trust | Excelin Home Health, Llc | 786 | $10.5M | 01/01/2024 |
| Southern Veterinary Partners, Llc 401(k) Plan | Southern Veterinary Partners, Llc | 10,271 | $183M | 01/01/2024 |
| Corsair Memory 401(k) Plan | Corsair Memory, Inc. | 660 | $60.5M | 01/01/2024 |
| Cordental Group Management, Llc 401(k) Plan | Cordental Group Management, Llc | 549 | $29.5M | 01/01/2024 |
| Astral Health & Beauty, Inc. Profit Sharing And 401(k) Plan | Astral Brands, Inc. | 89 | $6.0M | 01/01/2024 |
| Educationdynamics 401(k) Profit Sharing Plan | Educationdynamics | 325 | $29.1M | 01/01/2024 |
| Cdm Holdings, Llc 401(k) Plan | Cdm Fitness Holdings, Llc | 432 | $3.7M | 01/01/2024 |
| Aretum, Llc 401(k) Plan | Aretum, Llc | 491 | $35.0M | 01/01/2024 |
| Panum Telecom, Llc 401(k) Plan | Panum Telecom, Llc | 0 | $0 | 01/01/2024 |
| Omni Ophthalmic Management Consultants 401(k) Profit Sharing Plan | Omni Ophthalmic Management Consultants Llc | 431 | $40.0M | 01/01/2024 |
| U.S. Urology Partners 401(k) And Profit Sharing Plan | U.S. Urology Partners, Llc | 918 | $144M | 01/01/2024 |
| Community Care Partners Retirement Savings Plan | Community Care Partners, Llc | 1,480 | $44.8M | 01/01/2024 |
| Tides Medical, Llc 401 K Plan | Tides Medical, Llc | 106 | $4.4M | 01/01/2024 |
| Miracle Systems, Llc 401(k) Plan And Trust | Miracle Systems Llc | 0 | $0 | 01/01/2024 |
| Lifelong Learner Holdings 401(k) Plan | Lifelong Learner Holdings, Llc | 340 | $50.8M | 01/01/2024 |
| Cohere Beauty 401(k) Plan | Marianna Industries Incorporated | 600 | $9.8M | 01/01/2024 |
| Adrenaline Retirement Savings Plan | Adrenaline, Llc | 165 | $17.3M | 01/01/2024 |
| Clear Sight Partners 401(k) Plan | Clear Sight Partners, Llc | 388 | $6.3M | 01/01/2024 |
| Senta Partners 401(k) Retirement Plan | Senta Partners, Llc | 1,075 | $53.8M | 01/01/2024 |
| Behavioral Innovations Retirement Savings Plan | Monarch Behavioral Therapy Bii, Llc Dba/ Behavioral Innovations | 2,466 | $4.7M | 01/01/2024 |
Top 25 of 34 plans by assets.
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 04/21/2026 | 1.29 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Event Detail: SINGLE COUNT: CONSPIRACY TO COMMIT MAIL FRAUD AND HONEST SERVICES MAIL FRAUD (FELONY) Status: Final Disposition: MARK HAUSER PLEAD GUILTY ON SEPTEMBER 21, 2020 TO A SINGLE COUNT OF CONSPIRACY TO COMMIT MAIL FRAUD AND HONEST SERVICES MAIL FRAUD (FELONY). Summary: MARK HAUSER WAS CHARGED AND PLEAD GUILTY ON SEPTEMBER 21, 2020 TO CONSPIRING WITH OTHERS TO USE BRIBERY AND OTHER FORMS OF FRAUD TO FALSIFY ACT TEST SCORES TO FACILITATE THE ADMISSION OF HIS DAUGHTER TO COLLEGES AND UNIVERSITIES WITHIN THE DISTRICT OF MASSACHUSETTS AND ELSEWHERE.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Pension consulting services
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Apr 21, 2026.
View current Form ADV (SEC/IAPD) ↗