Ventum Advisors Corp.
- Regulatory AUM
- $355K
- Discretionary
- $355K
- Clients
- 0
- Avg AUM / client
- —
- Accounts
- 2
- Employees
- 7
AUM over time
Annual snapshots from Form ADV filings · as of Jun 25, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $355K | 100.0% |
| High net worth individuals | Fewer than 5 clients | $0 | — |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Glover, Douglas, James | Chief Operating Officer & Chief Financial Officer | Apr 2016 (10y) | Less than 5% | |
| Morris, Robert, Christopher | Trustee | Apr 2017 (9y) | GP / trustee / elected manager of Clh Trust (indirect) | |
| Cusson, David | Chief Executive Officer | Nov 2018 (8y) | Less than 5% | |
| Salerno, Mark | Chief Compliance Officer | Nov 2018 (8y) | Less than 5% | |
| Nadal, Miles, Spencer | Majority Owner | Apr 2023 (3y) | ≈ 14.06% – 50% via 2 Up Holdings Corp. | |
| Denis Claude Cormier | Registered representative | Jan 2025 (2y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| 1 Up Holdings Corp. | Direct Owner | Apr 2023 | A | 75% or more |
| 2 Up Holdings Corp. | Direct Owner | Apr 2023 | B | ≈ 56.25% – 100% via 1 Up Holdings Corp. |
| Rcm Capital Bd Holdings Lp | Direct Owner 100% Voting Shares | Apr 2023 | B | ≈ 10.55% – 50% via Arcole Intermediate Corp. |
| Rcm Capital Lbtm Lp | Majority Lp Interest | Apr 2023 | B | ≈ 7.91% – 50% via Rcm Capital Bd Holdings Lp |
| R.C. Morris S.O. Debt Fund Iv Gp Ltd. | Direct Owner 100% Common Shares | Oct 2020 | B | 75% or more of Lbtm Bc Holdings Ltd. (indirect) |
| Rcm Capital Lbtm Gp Ltd. | Direct Owner 100% Common Shares | Apr 2023 | B | 75% or more of Rcm Capital Bd Holdings Gp Ltd. (indirect) |
| Lbtm Bc Holdings Ltd. | Direct Owner 100% Common Shares | Apr 2023 | B | 75% or more of Rcm Capital Lbtm Gp Ltd. (indirect) |
| R.C. Morris & Partners Llp | Direct Owner | Jul 2018 | B | 75% or more of R.C. Morris S.O. Debt Fund Iv Gp Ltd. (indirect) |
| Northern & Fury Holdings Ltd. | Direct Owner | Jul 2018 | B | 75% or more of R.C. Morris & Partners Llp (indirect) |
| Clh Trust | Direct Owner | Apr 2017 | B | 75% or more of Northern & Fury Holdings Ltd. (indirect) |
| Arcole Intermediate Corp. | Direct Owner | Apr 2023 | B | ≈ 14.06% – 50% via 2 Up Holdings Corp. |
| Rcm Capital Bd Holdings Gp Ltd. | General Partner | Apr 2023 | B | GP / trustee / elected manager of Rcm Capital Bd Holdings Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Nadal, Miles, Spencer: 25% – 50% of 2 Up Holdings Corp. × 75% – 100% of 1 Up Holdings Corp. × 75% – 100% direct ≈ 14.06% – 50% of the firm
- 2 Up Holdings Corp.: 75% – 100% of 1 Up Holdings Corp. × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Rcm Capital Bd Holdings Lp: 75% – 100% of Arcole Intermediate Corp. × 25% – 50% of 2 Up Holdings Corp. × 75% – 100% of 1 Up Holdings Corp. × 75% – 100% direct ≈ 10.55% – 50% of the firm
- Rcm Capital Lbtm Lp: 75% – 100% of Rcm Capital Bd Holdings Lp × 75% – 100% of Arcole Intermediate Corp. × 25% – 50% of 2 Up Holdings Corp. × 75% – 100% of 1 Up Holdings Corp. × 75% – 100% direct ≈ 7.91% – 50% of the firm
- Arcole Intermediate Corp.: 25% – 50% of 2 Up Holdings Corp. × 75% – 100% of 1 Up Holdings Corp. × 75% – 100% direct ≈ 14.06% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/25/2026 | 1.26 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: THE PRIMARY ALLEGATIONS AGAINST MR. NADAL IN THE CASE WERE THAT HE IMPROPERLY RECEIVED FROM MDC PARTNERS PERQUISITES, PERSONAL EXPENSE REIMBURSEMENTS AND OTHER ITEMS OF VALUE, WITHOUT DISCLOSURE OF SUCH ITEMS AS COMPENSATION IN MDC PARTNER'S DEFINITIVE PROXY STATEMENTS. Status: Final Sanction Detail: MR. NADAL WAS PROHIBTED FROM BECOMING OR ACTING AS A DIRECTOR OR OFFICER OF ANY REPORTING ISSUER UNTIL MAY 11, 2022 (I.E., FIVE YEARS FROM THE DATE OF THE SEC ORDER). Summary: STAFF OF THE OSC AND MR. NADAL ENTERED INTO THE SETTLEMENT AGREEMENT DATED APRIL 23, 2018 WHICH PROHIBITS MR. NADAL FROM ACTING AS A DIRECTOR OR OFFICER OF ANY REPORTING ISSUER UNTIL MAY 11, 2022. THE ACTION HAS BEEN SETTLED.
Allegations: THE PRIMARY ALLEGATIONS AGAINST MR. NADAL IN THE CASE WERE THAT HE IMPROPERLY RECEIVED FROM MDC PARTNERS PERQUISITES, PERSONAL EXPENSE REIMBURSEMENTS AND OTHER ITEMS OF VALUE, WITHOUT DISCLOSURE OF SUCH ITEMS AS COMPENSATION IN MDC PARTNER'S DEFINITIVE PROXY STATEMENTS. Status: Final Sanction Detail: MR. NADAL WAS SUSPENDED FROM ACTING AS A DIRECTOR OR OFFICER OF ANY ISSUER THAT HAS A CLASS OF SECURITIES REGISTERED PURSUANT TO SECTION 12 OF THE EXCHANGE ACT, OR THAT IS REQUIRED TO FILE REPORTS PURSUANT TO SECTION 15(D) OF THE EXCHANGE ACT. HE WAS SUSPENDED FOR A PERIOD OF 5 YEARS STARTING ON MAY 11, 2017. Summary: THE SECURITIES AND EXCHANGE COMMISSION ACCEPTED MR. NADAL'S SETTLEMENT OFFER ON 05/11/2017. THE ACTION STATUS IS SETTLED.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Educational seminars/workshops
Custody
Reported custodians
- RBC $355K (100% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 25, 2026.
View current Form ADV (SEC/IAPD) ↗