Spf Investment Management, L.P.
- Regulatory AUM
- $3.6B
- Discretionary
- $3.6B
- Clients
- 4
- Avg AUM / client
- $893M
- Accounts
- 4
- Employees
- 26
AUM over time
Annual snapshots from Form ADV filings · as of Jul 01, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $3.6B | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $3.6B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Spf Securitized Products Master Fund Ltd. master | Hedge Fund | Cayman Islands | $3.6B | 362 |
People (9)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Sohn, Albert, Jeenyoung | Chief Investment Officer / Chief Executive Officer / Limited Partner | Aug 2018 (8y) | ≈ 0% – 5% via Spf Investment Management (Gp), Llc | |
| Barres, Mark, Steven | Chief Operating Officer | Nov 2018 (8y) | Less than 5% | |
| Keating, Sean, Christopher | Deputy Chief Operating Officer / Chief Financial Officer | Nov 2018 (8y) | Less than 5% | |
| Buchalter, Gary, Mark | Limited Partner | Dec 2018 (8y) | 5% – 10% | |
| Deforrest, Cory, Albert | Limited Partner | Dec 2018 (8y) | 5% – 10% | |
| Drvostep, James, Blake | Limited Partner | Dec 2018 (8y) | 5% – 10% | |
| Sujanani, Suraj, Mohan | Limited Partner | Dec 2018 (8y) | 5% – 10% | |
| Verma, Alok, Dev | Limited Partner | Dec 2018 (8y) | 5% – 10% | |
| Marvin, Christopher, Matthew | General Counsel And Chief Compliance Officer | Jan 2019 (8y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ubs Asset Management (Americas) Llc | Limited Partner | May 2024 | A | 5% – 10% |
| Spf Investment Management (Gp), Llc | General Partner | Aug 2018 | A | Less than 5% |
| Ubs Group Ag | Shareholder | May 2024 | B | ≈ 0.53% – 5% via Ubs Ag |
| Ubs Americas Holding Llc | Shareholder | Aug 2015 | B | ≈ 2.81% – 10% via Ubs Americas Inc. |
| Ubs Americas Inc. | Shareholder | Oct 2003 | B | ≈ 3.75% – 10% via Ubs Asset Management (Americas) Llc |
| Ubs Ag | Shareholder | Jun 2023 | B | ≈ 0.7% – 5% via Ubs Americas Holding Llc |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Sohn, Albert, Jeenyoung: 75% – 100% of Spf Investment Management (Gp), Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Ubs Group Ag: 75% – 100% of Ubs Ag × 25% – 50% of Ubs Americas Holding Llc × 75% – 100% of Ubs Americas Inc. × 75% – 100% of Ubs Asset Management (Americas) Llc × 5% – 10% direct ≈ 0.53% – 5% of the firm
- Ubs Americas Holding Llc: 75% – 100% of Ubs Americas Inc. × 75% – 100% of Ubs Asset Management (Americas) Llc × 5% – 10% direct ≈ 2.81% – 10% of the firm
- Ubs Americas Inc.: 75% – 100% of Ubs Asset Management (Americas) Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Ubs Ag: 25% – 50% of Ubs Americas Holding Llc × 75% – 100% of Ubs Americas Inc. × 75% – 100% of Ubs Asset Management (Americas) Llc × 5% – 10% direct ≈ 0.7% – 5% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $3.6B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Spf Securitized Products Master Fund Ltd. | Hedge Fund | $3.6B | $250K | 362 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/01/2026 | 1.63 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 01, 2026.
View current Form ADV (SEC/IAPD) ↗