1505 Capital Llc
- Regulatory AUM
- $486M
- Discretionary
- $458M
- Clients
- 8
- Avg AUM / client
- $60.7M
- Accounts
- 14
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Mar 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Insurance companies | 8 | $486M | 100.0% |
People (6)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Mace, Stephen, Alan | General Counsel | Dec 2021 (5y) | Less than 5% | |
| Minnich, Michael, Wayne | Chief Executive Officer And Chief Investment Officer | Dec 2021 (5y) | Less than 5% | |
| Nicholas, Georgette, Cecelia | President | Dec 2021 (5y) | Less than 5% | |
| Dziura, Martin, W | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% | |
| Patel, Chandra, R | Chair | Dec 2023 (3y) | ≈ 37.5% – 75% via Midwest Holding Llc | |
| Jason Christopher Knoller | Registered representative | Oct 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Midwest Holding Llc | Member | Apr 2019 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Patel, Chandra, R: 50% – 75% of Midwest Holding Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/27/2026 | 1.17 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
- • Other fees
- • CONSULTING SERVICES FEES
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- U.S. Bank $486M (100% of AUM) Mar 2026
- Federal Home Loan Bank Of Des Moines $257M (16% of AUM) Mar 2024
- Wells Fargo $1.7M (0% of AUM) Mar 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2026.
View current Form ADV (SEC/IAPD) ↗