Carval Clo Management Llc
- Regulatory AUM
- $7.3B
- Discretionary
- $7.3B
- Clients
- 17
- Avg AUM / client
- $430M
- Accounts
- 17
- Employees
- 1
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 17 | $7.3B | 100.0% |
Private funds (11)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $4.9B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Carval Clo Ii Ltd | Securitized Asset Fund | Cayman Islands | $713M | 5 |
| Carval Clo Ix C Ltd. | Securitized Asset Fund | Jersey | $531M | 4 |
| Carval Clo Vi C Ltd. | Securitized Asset Fund | Jersey | $512M | 6 |
| Carval Clo Vii C Ltd. | Securitized Asset Fund | Cayman Islands | $511M | 6 |
| Carval Clo Iii Ltd | Securitized Asset Fund | Cayman Islands | $503M | 2 |
| Carval Clo I Ltd | Securitized Asset Fund | Cayman Islands | $474M | 6 |
| Carval Clo V C Ltd. | Securitized Asset Fund | Cayman Islands | $434M | 7 |
| Carval Clo Viii C Ltd. | Securitized Asset Fund | Jersey | $408M | 6 |
| Carval Clo Iv Ltd | Securitized Asset Fund | Cayman Islands | $406M | 5 |
| Ab Carval Euro Clo I C Designated Activity Company | Securitized Asset Fund | Ireland | $390M | 4 |
| Ab Carval Euro Clo Ii C Designated Activity Company | Securitized Asset Fund | Ireland | $37.4M | 4 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Bogart, Matthew, Robert | General Counsel Of Ab Carval Investors L.P. | Aug 2007 (19y) | Less than 5% | |
| Hedberg, Christopher, John | Chief Operating Officer Of Ab Carval Investors L.P. | Jan 2017 (10y) | Less than 5% | |
| Mawn, Christopher, Alan | President | Aug 2017 (9y) | Less than 5% | |
| Oberg, Christie, Ramona Farris | Chief Compliance Officer | Jul 2022 (4y) | Less than 5% | |
| Morris, Brandynn, Young | Chief Financial Officer Of Ab Carval Investors L.P. | Jan 2023 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Carval Clo Management Holdings, L.P. | Shareholder | Aug 2017 | A | 75% or more |
| Ab Carval Investors, Lp | Limited Partner | Sep 2017 | B | 75% or more of Carval Clo Management Gp (indirect) |
| Alliancebernstein L.P. | General Partner | Jul 2022 | B | 75% or more of Ab Carval Investors, Lp (indirect) |
| Equitable Holdings Inc | Shareholder | Jun 2020 | B | 75% or more of Alpha Units Holdings Inc (indirect) |
| Alpha Units Holdings Inc | Limited Partner | May 2018 | B | 25% – 50% of Alliancebernstein L.P. (indirect) |
| Alliancebernstein Holding L.P. | Limited Partner | Oct 1999 | B | 25% – 50% of Alliancebernstein L.P. (indirect) |
| Carval Clo Management Gp | General Partner | Sep 2017 | B | GP / trustee / elected manager of Carval Clo Management Holdings, L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (11, $4.9B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Carval Clo Ii Ltd | Securitized Asset Fund | $713M | $250K | 5 |
| Carval Clo Ix C Ltd. | Securitized Asset Fund | $531M | $250K | 4 |
| Carval Clo Vi C Ltd. | Securitized Asset Fund | $512M | $250K | 6 |
| Carval Clo Vii C Ltd. | Securitized Asset Fund | $511M | $250K | 6 |
| Carval Clo Iii Ltd | Securitized Asset Fund | $503M | $250K | 2 |
| Carval Clo I Ltd | Securitized Asset Fund | $474M | $250K | 6 |
| Carval Clo V C Ltd. | Securitized Asset Fund | $434M | $250K | 7 |
| Carval Clo Viii C Ltd. | Securitized Asset Fund | $408M | $250K | 6 |
| Carval Clo Iv Ltd | Securitized Asset Fund | $406M | $250K | 5 |
| Ab Carval Euro Clo I C Designated Activity Company | Securitized Asset Fund | $390M | $250K | 4 |
| Ab Carval Euro Clo Ii C Designated Activity Company | Securitized Asset Fund | $37.4M | $250K | 4 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 6.67 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗