Hazelview Securities Inc.
- Regulatory AUM
- $943M
- Discretionary
- $943M
- Clients
- 7
- Avg AUM / client
- $135M
- Accounts
- 7
- Employees
- 15
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 3 | $580M | 61.5% |
| Other investment advisers | 4 | $363M | 38.5% |
People (7)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Morris, Carrie, Lynn | Director | Jun 2008 (18y) | Less than 5% | |
| Wong, Gigi, Ching Han | Chief Financial Officer | Jun 2016 (10y) | Less than 5% | |
| Goodnough, Cameron, Boyd | Director | Jun 2017 (9y) | Less than 5% | |
| Russo, Corrado, Roberto | Director | Jun 2017 (9y) | Less than 5% | |
| Hawkings, Peter, Michael | General Counsel | Mar 2018 (8y) | Less than 5% | |
| Fitzpatrick, Timothy, James | Chief Compliance Officer | May 2018 (8y) | Less than 5% | |
| Bizzarri, Ugo, (Nmn) | Shareholder | Nov 2020 (6y) | ≈ 21.09% – 75% via Caricola Ltd. (Ontario) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hazelview Investments Inc. | Shareholder | Jun 2008 | A | 75% or more |
| Caricola Ltd. (Ontario) | Shareholder | Apr 2021 | B | ≈ 28.13% – 75% via Tre Lupi Inc. (Ontario) |
| Tre Lupi Inc. (Ontario) | Shareholder | Dec 2022 | B | ≈ 37.5% – 75% via Hazelview Investments Inc. |
| Rtm Management Inc. (Ontario) | Shareholder | Dec 2022 | B | ≈ 18.75% – 50% via Hazelview Investments Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Bizzarri, Ugo, (Nmn): 75% – 100% of Caricola Ltd. (Ontario) × 75% – 100% of Tre Lupi Inc. (Ontario) × 50% – 75% of Hazelview Investments Inc. × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Caricola Ltd. (Ontario): 75% – 100% of Tre Lupi Inc. (Ontario) × 50% – 75% of Hazelview Investments Inc. × 75% – 100% direct ≈ 28.13% – 75% of the firm
- Tre Lupi Inc. (Ontario): 50% – 75% of Hazelview Investments Inc. × 75% – 100% direct ≈ 37.5% – 75% of the firm
- Rtm Management Inc. (Ontario): 25% – 50% of Hazelview Investments Inc. × 75% – 100% direct ≈ 18.75% – 50% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Helaba Landesbank Hessen Thüringen $164M (17% of AUM) Mar 2026
- Cibc Mellon Trust Company $121M (13% of AUM) Mar 2026
- Hauck & Aufhäuser Fund Platforms S.A. $91.6M (10% of AUM) May 2018
- Bnp Paribas Securities Services Australia $60.5M (6% of AUM) Mar 2026
- Nbcn Inc., Canada $51.4M (5% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗