Sound Point Clo C Moa, Llc
SEC-registered
Private Fund Manager · Large ($10B–$100B)
CRD 293256
· SEC file 801-114824
· New York, NY
· www.linkedin.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $12.3B
- Discretionary
- $12.3B
- Clients
- 24
- Avg AUM / client
- $514M
- Accounts
- 24
- Employees
- 40
AUM over time
$934M
$12.3B
Dec 2019
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 24 | $12.3B | 100.0% |
Private funds (10)
Reported in Form ADV Section 7.B.(1), filing of Aug 2024 · $4.5B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Sound Point Euro Clo Viii Funding Designated Activity Company | Securitized Asset Fund | Ireland | $543M | 0 |
| Sound Point Euro Clo I Funding Designated Activity Company | Securitized Asset Fund | Ireland | $543M | 0 |
| Sound Point Euro Clo Vii Funding Designated Activity Company | Securitized Asset Fund | Ireland | $528M | 0 |
| Sound Point Euro Clo Vi Funding Designated Activity Company | Securitized Asset Fund | Ireland | $444M | 0 |
| Sound Point Euro Clo Ii Funding Designated Activity Company | Securitized Asset Fund | Ireland | $435M | 0 |
| Sound Point Euro Clo Iii Funding Designated Activity Company | Securitized Asset Fund | Ireland | $433M | 0 |
| Sound Point Euro Clo V Funding Designated Activity Company | Securitized Asset Fund | Ireland | $424M | 0 |
| Sound Point Clo 36, Ltd | Securitized Asset Fund | Jersey | $395M | 0 |
| Sound Point Clo 35, Ltd | Securitized Asset Fund | Jersey | $395M | 0 |
| Sound Point Euro Clo Iv Funding Designated Activity Company | Securitized Asset Fund | Ireland | $354M | 0 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Gerlitz, Kevin, Peter | Chief Financial Officer | Dec 2017 (9y) | Less than 5% | |
| Ketchum, Stephen, Jerome | Managing Partner | Dec 2017 (9y) | 75% or more of Spc Consolidator Llc (indirect) | |
| Ruberti, Wendy, Lynne | General Counsel | Dec 2017 (9y) | Less than 5% | |
| Seelaus, Sarah, Zeller | Chief Operating Officer | Sep 2018 (8y) | Less than 5% | |
| Sayago, Andrea, J.S. | Chief Compliance Officer | Aug 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sound Point Euro Clo Management, Lp | Member | Feb 2019 | A | 50% – 75% |
| Sound Point Euro 2 Clo Management, Lp | Member | Feb 2020 | A | 50% – 75% |
| Sound Point Capital Management, Lp | Managing Member | Dec 2017 | B | 75% or more of Sound Point Clo Management, Gp Llc (indirect) |
| Assured Guaranty Ltd. | Shareholder | Feb 2004 | B | 75% or more of Assured Guaranty Us Holdings Inc. (indirect) |
| Spc Consolidator Llc | Limited Partner | Dec 2020 | B | 25% – 50% of Sound Point Capital Management, Lp (indirect) |
| Assured Guaranty Us Holdings Inc. | Limited Partner | Jul 2023 | B | 25% – 50% of Sound Point Capital Management, Lp (indirect) |
| Sound Point Clo Management, Gp Llc | General Partner | Feb 2019 | B | GP / trustee / elected manager of Sound Point Euro Clo Management, Lp (indirect) |
| Spc Partners Gp, Llc | General Partner | Sep 2009 | B | GP / trustee / elected manager of Sound Point Capital Management, Lp (indirect) |
| Sound Point Clo Management Gp, Llc | General Partner | Feb 2020 | B | GP / trustee / elected manager of Sound Point Euro 2 Clo Management, Lp (indirect) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (10, $4.5B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Sound Point Euro Clo Viii Funding Designated Activity Company | Securitized Asset Fund | $543M | $250K | 0 |
| Sound Point Euro Clo I Funding Designated Activity Company | Securitized Asset Fund | $543M | $250K | 0 |
| Sound Point Euro Clo Vii Funding Designated Activity Company | Securitized Asset Fund | $528M | $250K | 0 |
| Sound Point Euro Clo Vi Funding Designated Activity Company | Securitized Asset Fund | $444M | $250K | 0 |
| Sound Point Euro Clo Ii Funding Designated Activity Company | Securitized Asset Fund | $435M | $250K | 0 |
| Sound Point Euro Clo Iii Funding Designated Activity Company | Securitized Asset Fund | $433M | $250K | 0 |
| Sound Point Euro Clo V Funding Designated Activity Company | Securitized Asset Fund | $424M | $250K | 0 |
| Sound Point Clo 36, Ltd | Securitized Asset Fund | $395M | $250K | 0 |
| Sound Point Clo 35, Ltd | Securitized Asset Fund | $395M | $250K | 0 |
| Sound Point Euro Clo Iv Funding Designated Activity Company | Securitized Asset Fund | $354M | $250K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 7.36 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗