Brindle & Bay Financial Advisors, Llc
- Regulatory AUM
- $185M
- Discretionary
- $185M
- Clients
- 184
- Avg AUM / client
- $1.0M
- Accounts
- 627
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Jul 10, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 115 | $56.8M | 30.7% |
| High net worth individuals | 69 | $128M | 69.3% |
People (4)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nicolas Dale Davis | Managing Member/Cco | CFP Chartered Financial Consultant | Jan 2018 (9y) | 75% or more |
| Tori Christine Ten Hagen | Registered representative | Aug 2022 (4y) | ||
| Andrew John Bencivenga | Registered representative | CFP | Nov 2025 (1y) | |
| Nicholas Richard Simonson | Registered representative | CFP | Jul 2026 (0y) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/10/2026 | 979 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
Custody
Reported custodians
- Truist Financial Corp $185M (100% of AUM) Jul 2026
- Altruist Financial $185M (100% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 10, 2026.
View current Form ADV (SEC/IAPD) ↗