Santa Lucia Asset Management Pte. Ltd.
- Regulatory AUM
- $1.2B
- Discretionary
- $1.2B
- Clients
- 13
- Avg AUM / client
- $92.3M
- Accounts
- 13
- Employees
- 11
AUM over time
Annual snapshots from Form ADV filings · as of Sep 24, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 2 | $8.2M | 0.68% |
| Pooled investment vehicles (non-investment companies) | 10 | $887M | 73.9% |
| Sovereign wealth funds and foreign official institutions | 1 | $306M | 25.5% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $107M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Cim Dividend Income Fund Limited feeder | Hedge Fund | British Virgin Islands | $107M | 84 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Weidinger, Florian, Joerg | Shareholder | Mar 2021 (5y) | ≈ 37.5% – 75% via Hb8 Holding Pte Ltd | |
| Pow, Siow Peng | Chief Compliance Officer | Feb 2023 (4y) | Less than 5% | |
| Morton, Rupert, James Philip | Chairman | Jul 2023 (3y) | 10% – 25% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Hb8 Holding Pte Ltd | Shareholder | Jul 2021 | A | 75% or more |
| Schmid, Philipp Marcus | Director | Jan 2011 | A | Less than 5% |
| Tan, Ying Hsien | Director | Jan 2011 | A | Less than 5% |
Estimated effective ownership (look-through of filed bands):
- Weidinger, Florian, Joerg: 50% – 75% of Hb8 Holding Pte Ltd × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $107M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Cim Dividend Income Fund Limited | Hedge Fund | $107M | $100K | 84 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/24/2025 | 1.32 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Northern Trust $335M (85% of AUM) Jun 2021
- Citigroup, Inc. $306M (25% of AUM) Sep 2025
- Canadian Imperial Bank Of Commerce $218M (39% of AUM) Jun 2018
- Banque Degroof Petercam Luxembourg S.A. $38.1M (4% of AUM) Apr 2022
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 24, 2025.
View current Form ADV (SEC/IAPD) ↗