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Wealth Manager · Mid-sized ($1B–$10B)
CRD 291368
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ADV data as of Jun 06, 2025
- Regulatory AUM
- $2.0B
- Discretionary
- $2.0B
- Clients
- 627
- Avg AUM / client
- $3.2M
- Accounts
- 1,688
- Employees
- 15
AUM over time
$0
$2.0B
Nov 22, 2017
Jun 6, 2025
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 06, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 236 | $72.6M | 3.57% |
| High net worth individuals | 364 | $1.7B | 81.4% |
| Pension and profit sharing plans | 2 | $4.5M | 0.22% |
| Charitable organizations | 12 | $93.2M | 4.59% |
| State or municipal government entities | 1 | $113M | 5.55% |
| Corporations and other businesses | 12 | $94.6M | 4.66% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $2.0B (99% of AUM) Jun 2025
- National Financial Services (Fidelity) $912M (98% of AUM) Feb 2021
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 06, 2025.