AUMdb

Oaktree Fund Advisors, Llc

SEC-registered Investment Adviser · Large ($10B–$100B) CRD 290193 · SEC file 801-112570 · Los Angeles, CA · osc.brookfieldoaktree.com
☆ Save with Pro ADV data as of Jul 28, 2026
Regulatory AUM
$14.1B
Discretionary
$14.1B
Clients
16
Avg AUM / client
$881M
Accounts
14
Employees
451

AUM over time

$0 $14.1B
Dec 2017 Jul 2026

Annual snapshots from Form ADV filings · as of Jul 28, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 10 $1.6B 11.2%
Business development companies 3 $12.4B 87.7%
Pooled investment vehicles (non-investment companies) 3 $154M 1.09%

People (10)

NameRole / titleCredentialsWith firm sinceOwnership
Frank, John, Bernkopf Vice Chairman Sep 2017 (9y) Less than 5%
Karsh, Bruce, Allen Co Chairman, Chief Investment Officer Sep 2017 (9y) Less than 5%
Levin, Daniel, Dane Principal And Chief Financial Officer Sep 2017 (9y) Less than 5%
Marks, Howard, Stanley Co Chairman Sep 2017 (9y) Less than 5%
Stone, Sheldon, Michael Principal Sep 2017 (9y) Less than 5%
Vencatachellum, Rodney, Parama Managing Director And Chief Compliance Officer Sep 2017 (9y) Less than 5%
Molz, Todd, Emmet Chief Operating Officer Mar 2024 (2y) Less than 5%
O'leary, Robert, J Co Ceo Mar 2024 (2y) Less than 5%
Panossian, Armen, Ryan Co Ceo Mar 2024 (2y) Less than 5%
Ting, Richard, Kwang Pei General Counsel Mar 2024 (2y) Less than 5%

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Oaktree Capital Ii, L.P. (Manager Series) Managing Member Sep 2017 A 75% or more
Oaktree Capital Holdings Llc Managing Member Sep 2019 B 75% or more of Oaktree Capital Ii, Gp Llc (indirect)
Oaktree New Holdings Llc Member Sep 2019 B 75% or more of Oaktree Capital Holdings Llc (indirect)
Atlas Holdings Ii Llc Member Sep 2019 B 75% or more of Oaktree New Holdings Llc (indirect)
Brookfield Us Inc. Member Dec 2022 B 75% or more of Atlas Top Llc (indirect)
Brookfield Us Holdings Inc. Shareholder Nov 1994 B 75% or more of Brookfield Us Inc. (indirect)
Brookfield Corporation Shareholder Dec 2022 B 75% or more of Brookfield Asset Management Ulc (indirect)
Atlas Subco Holdings Llc Member Dec 2022 B 75% or more of Atlas Holdings Ii Llc (indirect)
Atlas Top Llc Member Dec 2022 B 75% or more of Atlas Subco Holdings Llc (indirect)
Brookfield Asset Management Ulc Shareholder Dec 2022 B 75% or more of Brookfield Us Holdings Inc. (indirect)
Oaktree Capital Group Holdings, L.P. Limited Partner Sep 2017 B ≈ 18.75% – 50% via Oaktree Capital Ii, L.P. (Manager Series)
Brookfield Asset Management Ltd. Shareholder Dec 2022 B 25% – 50% of Brookfield Asset Management Ulc (indirect)
Oaktree Capital Group Holdings Gp, Llc General Partner Sep 2017 B GP / trustee / elected manager of Oaktree Capital Group Holdings, L.P. (indirect)
Oaktree Capital Ii, Gp Llc General Partner Sep 2019 B GP / trustee / elected manager of Oaktree Capital Ii, L.P. (Manager Series) (indirect)

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Estimated effective ownership (look-through of filed bands):

  • Oaktree Capital Group Holdings, L.P.: 25% – 50% of Oaktree Capital Ii, L.P. (Manager Series) × 75% – 100% direct ≈ 18.75% – 50% of the firm

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1.51 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Performance-based fees

Services

  • Portfolio management for investment companies
  • Portfolio management for pooled investment vehicles

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 28, 2026.

View current Form ADV (SEC/IAPD) ↗