Stage Harbor Financial, Llc
- Regulatory AUM
- $1.1B
- Discretionary
- $1.1B
- Clients
- 348
- Avg AUM / client
- $3.2M
- Accounts
- 1,435
- Employees
- 11
AUM over time
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 18, 2026
Investments (13F portfolio — 61 positions, $150,812,683)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Dimensional Etf Trust | US LARGE CAP VAL | $23,825,100 | 667,183 | 15.8% | 2.17% |
| 2 | Vanguard Index Fds | GROWTH ETF | $20,205,825 | 46,260 | 13.4% | 1.84% |
| 3 | Ishares Tr | NATIONAL MUN ETF | $16,004,348 | 150,771 | 10.6% | 1.46% |
| 4 | Ishares Tr | EAFE VALUE ETF | $6,887,567 | 92,637 | 4.57% | 0.63% |
| 5 | Ishares Tr | MSCI ACWI EX US | $6,028,701 | 88,049 | 4.0% | 0.55% |
| 6 | Neuberger Berman Etf Trust | SMALL MID CAP ET | $5,981,766 | 237,380 | 3.97% | 0.55% |
| 7 | Vanguard Mun Bd Fds | TAX EXEMPT BD | $5,730,465 | 114,862 | 3.8% | 0.52% |
| 8 | Ishares Tr | RUS 1000 GRW ETF | $5,537,571 | 12,987 | 3.67% | 0.5% |
| 9 | Vanguard Index Fds | SMALL CP ETF | $5,392,160 | 20,587 | 3.58% | 0.49% |
| 10 | Morgan Stanley Etf Trust | EATON VANCE TOTA | $5,095,646 | 100,407 | 3.38% | 0.46% |
| 11 | Ishares Tr | CORE S&P500 ETF | $5,065,913 | 7,755 | 3.36% | 0.46% |
| 12 | Schwab Strategic Tr | FUNDAMENTAL US L | $5,000,787 | 179,561 | 3.32% | 0.46% |
| 13 | Dimensional Etf Trust | DIMENSIONAL US | $4,513,087 | 76,042 | 2.99% | 0.41% |
| 14 | Vanguard Index Fds | MCAP VL IDXVIP | $3,759,334 | 20,400 | 2.49% | 0.34% |
| 15 | Vanguard Index Fds | VALUE ETF | $3,181,127 | 16,214 | 2.11% | 0.29% |
| 16 | Ishares Tr | RUS 1000 VAL ETF | $2,743,523 | 12,840 | 1.82% | 0.25% |
| 17 | Schwab Strategic Tr | FUNDAMENTAL INTL | $2,172,908 | 44,408 | 1.44% | 0.2% |
| 18 | Vanguard Bd Index Fds | TOTAL BND MRKT | $2,027,137 | 27,528 | 1.34% | 0.18% |
| 19 | Vanguard Index Fds | S&P 500 ETF SHS | $1,302,177 | 2,179 | 0.86% | 0.12% |
| 20 | Vanguard Index Fds | TOTAL STK MKT | $1,147,310 | 3,576 | 0.76% | 0.1% |
| 21 | Dimensional Etf Trust | INTERNATNAL VAL | $1,043,621 | 19,773 | 0.69% | 0.1% |
| 22 | Nvidia Corporation | COM | $976,466 | 5,599 | 0.65% | 0.09% |
| 23 | Ishares Tr | EAFE GRWTH ETF | $970,000 | 8,710 | 0.64% | 0.09% |
| 24 | Ishares Tr | RUSSELL 2000 ETF | $964,558 | 3,889 | 0.64% | 0.09% |
| 25 | Ishares Tr | RUS MD CP GR ETF | $937,139 | 7,315 | 0.62% | 0.09% |
Top 25 of 61 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 127 | $52.2M | 4.76% |
| High net worth individuals | 221 | $1.0B | 95.2% |
| Corporations and other businesses | Fewer than 5 clients | $676K | 0.06% |
People (8)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Andre Matos Fernandes | Managing Member | CFP | Feb 2018 (9y) | 25% – 50% |
| Matthew Douglas Biggar | Managing Member | CFP CFA | Feb 2018 (9y) | 25% – 50% |
| William Francis Lefavor | Managing Member | CFP | Feb 2018 (8y) | 10% – 25% |
| Ranzie, Rosemarie, Na | Chief Compliance Officer | Jun 2018 (8y) | Less than 5% | |
| Brian Garrett Hennessy | Registered representative | CFP | Jun 2018 (8y) | |
| Maclean Jordan Barach | Registered representative | CFP | Sep 2018 (8y) | |
| James Patrick Scanlan | Registered representative | CFP | Oct 2024 (2y) | |
| Joshua Devereaux | Registered representative | CFP | Jan 2026 (1y) |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/18/2026 | 926 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- Fidelity Brokerage Services $1.1B (97% of AUM) Mar 2026
- National Financial Services (Fidelity) $430M (97% of AUM) Sep 2018
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 18, 2026.
View current Form ADV (SEC/IAPD) ↗