Allianz Global Investors Asia Pacific Limited
- Regulatory AUM
- $15.5B
- Discretionary
- $15.1B
- Clients
- 69
- Avg AUM / client
- $224M
- Accounts
- 76
- Employees
- 118
AUM over time
Annual snapshots from Form ADV filings · as of May 27, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 54 | $13.8B | 89.3% |
| Pension and profit sharing plans | 10 | $795M | 5.15% |
| State or municipal government entities | Fewer than 5 clients | $287M | 1.86% |
| Other investment advisers | 5 | $376M | 2.43% |
| Insurance companies | Fewer than 5 clients | $177M | 1.14% |
| Corporations and other businesses | Fewer than 5 clients | $20.1M | 0.13% |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Chan, Raymond, Chi Keung | Chief Investment Officer Equity Asia Pacific & Director | Sep 2006 (20y) | Less than 5% | |
| Ng, Desmond, Ka Yiu | Head Of Asia Pacific & Director | Jun 2015 (11y) | Less than 5% | |
| Yu, Tze Ling, (Nmn) | Head Of Sales, Greater China & South East Asia Retail & Director | Jan 2016 (11y) | Less than 5% | |
| Soubra, Khalil | Chief Operating Officer, Asia Pacific & Director | Aug 2022 (4y) | Less than 5% | |
| Tong, Mandie, Hoi Teng | Chief Compliance Officer | Oct 2023 (3y) | Less than 5% | |
| Lung, Wun Wun | Chief Financial Officer, Asia Pacific & Director | May 2024 (2y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Allianz Global Investors Gmbh | Shareholder | Aug 2006 | A | 75% or more |
| Allianz Se | Stockholder | Aug 2010 | B | ≈ 42.19% – 100% via Allianz Asset Management Gmbh |
| Allianz Asset Management Gmbh | Stockholder | Aug 2006 | B | ≈ 56.25% – 100% via Allianz Global Investors Gmbh |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Allianz Se: 75% – 100% of Allianz Asset Management Gmbh × 75% – 100% of Allianz Global Investors Gmbh × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Allianz Asset Management Gmbh: 75% – 100% of Allianz Global Investors Gmbh × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/27/2026 | 1.75 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Allegations: ALLIANZ GLOBAL INVESTORS GMBH ("ALLIANZGI GMBH") ACQUIRED SECURITIES OF CERTAIN GERMAN ISSUERS, RESULTING IN ALLIANZGI GMBH CONTROLLING SHARES IN EXCESS OF OWNERSHIP AND CONTROL REPORTING THRESHOLDS UNDER THE SECURITIES TRADING ACT OF THE FEDERAL REPUBLIC OF GERMANY (THE "SECURITIES TRADING ACT"). ALLIANZGI GMBH DID NOT NOTIFY THE ISSUERS AND THE GERMAN FEDERAL FINANCIAL SUPERVISORY AUTHORITY ("BAFIN") THAT IT HAD SURPASSED THE OWNERSHIP REPORTING THRESHOLDS WITHIN FOUR DAYS FOLLOWING THE ACQUISITION, AS PRESCRIBED BY THE SECURITIES TRADING ACT. PURSUANT TO A SETTLEMENT OF CLAIMS, BAFIN SUBSEQUENTLY FINED ALLIANZGI GMBH ON AUGUST 4, 2017 FOR FILING NOTIFICATIONS AFTER THE STATUTORY DEADLINE AND FOR HAVING INADEQUATE SUPERVISORY PROCESSES IN PLACE TO COMPLY WITH ONE OF THE NOTIFICATION REQUIREMENTS. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, ALLIANZGI GMBH CONSENTED TO A PAYMENT TO THE FEDERAL REPUBLIC OF GERMANY IN THE AMOUNT OF USD259,006 PLUS FEES AND EXPENSES. WHILE THE ACTUAL PAYMENT WAS MADE IN EUROS, THE AMOUNT REFLECTED ABOVE IN ITEM 12.A. WAS CALCULATED USING THE PUBLISHED FEDERAL RESERVE FOREIGN EXCHANGE RATE OF [1.1773] AS OF 4 AUG 2017. Summary: WITHOUT ADMITTING OR DENYING THE ALLEGATIONS, ALLIANZGI GMBH CONSENTED TO A PAYMENT TO THE FEDERAL REPUBLIC OF GERMANY IN THE AMOUNT OF USD267,839.9.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- J.P. Morgan $914M (6% of AUM) Aug 2024
- BNY Mellon $743M (5% of AUM) May 2026
- Hsbc Continental Europe, Ireland $202M (1% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 27, 2026.
View current Form ADV (SEC/IAPD) ↗