Ofs Clo Management, Llc
SEC-registered
Private Fund Manager · Small ($100M–$1B)
CRD 288373
· SEC file 801-110675
· Chicago, IL
· WWW.LINKEDIN.COM
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $744M
- Discretionary
- $744M
- Clients
- 4
- Avg AUM / client
- $186M
- Accounts
- 4
- Employees
- 47
AUM over time
$81.7M
$1.4B
May 19, 2017
Mar 31, 2026
Reported AUM from Form ADV filings, plotted by filing date · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 4 | $744M | 100.0% |
Private funds (4)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $1.2B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Ofsi Bsl Ix, Ltd | Securitized Asset Fund | Cayman Islands | $375M | 0 |
| Ofsi Bsl X, Ltd | Securitized Asset Fund | Cayman Islands | $312M | 0 |
| Ofsi Bsl Clo Xi, Ltd. | Securitized Asset Fund | Cayman Islands | $300M | 0 |
| Ofsi Bsl Viii, Ltd | Securitized Asset Fund | Cayman Islands | $169M | 0 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Cerny, Jeffrey, Alan | Senior Managing Director | Dec 2016 (10y) | Less than 5% | |
| Rashid, Bilal, (Nmn) | President & Senior Managing Director | Dec 2016 (10y) | Less than 5% | |
| Reichert, Tod, Kevin | Managing Director, General Counsel, Chief Administrative Officers & Secretary | Dec 2016 (10y) | Less than 5% | |
| Porter, Mukya, Sue Denise | Chief Compliance Officer | May 2017 (9y) | Less than 5% | |
| Ressler, Richard, Scott | Trustee | Jan 2020 (7y) | GP / trustee / elected manager of The Oi3 2019 Trust (indirect) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Ofs Funding I, Llc | Managing Member | Dec 2016 | A | 75% or more |
| Orchard First Source Asset Management, Llc | Member/Manager | Dec 2009 | B | ≈ 56.25% – 100% via Ofs Funding I, Llc |
| The Oi3 2019 Trust | Owner | Jun 2023 | B | ≈ 8.9% – 75% via Oi3, Llc |
| Orchard Investments, Llc | Owner | Sep 2021 | B | ≈ 15.82% – 75% via Orchard Investments Ii, Llc |
| Orchard First Source Asset Management Holdings, Llc | Member/Manager | Dec 2022 | B | ≈ 42.19% – 100% via Orchard First Source Asset Management, Llc |
| Oi3, Llc | Owner | Jun 2023 | B | ≈ 11.87% – 75% via Orchard Investments, Llc |
| Orchard Investments Ii, Llc | Owner/Managing Member | Dec 2022 | B | ≈ 21.09% – 75% via Orchard First Source Asset Management Holdings, Llc |
| Orchard First Source Capital, Inc. | Manager | Dec 2009 | B | GP / trustee / elected manager of Orchard First Source Asset Management, Llc (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Orchard First Source Asset Management, Llc: 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- The Oi3 2019 Trust: 75% – 100% of Oi3, Llc × 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 8.9% – 75% of the firm
- Orchard Investments, Llc: 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 15.82% – 75% of the firm
- Orchard First Source Asset Management Holdings, Llc: 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Oi3, Llc: 75% – 100% of Orchard Investments, Llc × 75% – 100% of Orchard Investments Ii, Llc × 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 11.87% – 75% of the firm
- Orchard Investments Ii, Llc: 50% – 75% of Orchard First Source Asset Management Holdings, Llc × 75% – 100% of Orchard First Source Asset Management, Llc × 75% – 100% of Ofs Funding I, Llc × 75% – 100% direct ≈ 21.09% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (4, $1.2B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Ofsi Bsl Ix, Ltd | Securitized Asset Fund | $375M | $100K | 0 |
| Ofsi Bsl X, Ltd | Securitized Asset Fund | $312M | $100K | 0 |
| Ofsi Bsl Clo Xi, Ltd. | Securitized Asset Fund | $300M | $100K | 0 |
| Ofsi Bsl Viii, Ltd | Securitized Asset Fund | $169M | $100K | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 3.33 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗