Northwestern Mutual Investment Services, Llc
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ADV data as of Mar 31, 2026
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- 1
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 2,294
AUM over time
$2.1B
$5.5B
Dec 2011
May 2015
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 1 | $0 | — |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
People (2,137)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eull, Bradley Leahy | Secretary | Dec 2018 (8y) | Less than 5% | |
| Doll, Quentin Michael | Vice President Risk Products | Aug 2021 (5y) | Less than 5% | |
| Ward, Jared A | Treasurer/Finop | Jan 2022 (5y) | Less than 5% | |
| Schultz, Deborah Allison | Vice President And Chief Risk Officer | Feb 2023 (4y) | Less than 5% | |
| Dawn Marie Kalinowski | Vice President Chief Operations Officer | Aug 2023 (3y) | Less than 5% | |
| Valters, Laila M | President And Ceo | Aug 2024 (2y) | Less than 5% | |
| Lund, Nicole Ellen | Vice President And Chief Compliance Officer | Nov 2024 (2y) | Less than 5% | |
| Tomczak, Bonnie, Lynn | Vice President Wealth | Nov 2024 (2y) | Less than 5% | |
| Jeffrey Dale Reeter | Registered representative | Jan 2002 (25y) | ||
| Timothy Wayne Carmean | Registered representative | Jan 2002 (25y) | ||
| Cindy Ann Mickelson | Registered representative | Mar 2002 (24y) | ||
| David Paul Cerny | Registered representative | Mar 2002 (24y) | ||
| Debra Blevons Wascher | Registered representative | Mar 2002 (24y) | ||
| John Joseph Barrett | Registered representative | Mar 2002 (24y) | ||
| Mary Lee Odem | Registered representative | Mar 2002 (24y) | ||
| Patrick Thomas Horne | Registered representative | Mar 2002 (24y) | ||
| Philippe Michael Ortiz | Registered representative | Mar 2002 (24y) | ||
| Phillip James Hicks | Registered representative | Mar 2002 (24y) | ||
| William Joseph Duffy | Registered representative | Mar 2002 (24y) | ||
| Ronald Scott Schwertfeger | Registered representative | Apr 2002 (24y) | ||
| Andrew James Higney | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Dana Frederick Potts | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Donald Eugene Reed | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Francis Joseph Oppold | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Gordon Peter Gruenes | Registered representative | Oct 2002 (24y) | ||
| Keith Allen Erhard | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Steven Mcnair Thagard | Registered representative | Chartered Financial Consultant | Oct 2002 (24y) | |
| Christian Dill | Registered representative | Nov 2002 (24y) | ||
| Brian Drew Sullivan | Registered representative | CFP | Nov 2002 (24y) | |
| Edward John Koznarek | Registered representative | CFP | Nov 2002 (24y) | |
| Alan Elliot Robbins | Registered representative | Chartered Financial Consultant | Dec 2002 (24y) | |
| Arthur Eise Barbiche | Registered representative | Dec 2002 (24y) | ||
| John Lawwrence Gilfoil | Registered representative | Chartered Financial Consultant | Dec 2002 (24y) | |
| Thomas Stephen Sperber | Registered representative | Jan 2003 (24y) | ||
| Michael Aaron Waxberg | Registered representative | Feb 2003 (23y) | ||
| Benjamin Neilson Moen | Registered representative | Aug 2003 (23y) | ||
| Steven Dale Carlson | Registered representative | Aug 2003 (23y) | ||
| Robert Todd Grandy | Registered representative | Chartered Financial Consultant | Sep 2003 (23y) | |
| Scott David Butler | Registered representative | Sep 2003 (23y) | ||
| Gregg Takashi Fujimoto | Registered representative | Sep 2003 (23y) | ||
| Randall Eugene Daly | Registered representative | Chartered Financial Consultant | Sep 2003 (23y) | |
| James E Newcombe | Registered representative | Sep 2003 (23y) | ||
| Paul Martin Isgar | Registered representative | Sep 2003 (23y) | ||
| Joseph Britton Faris | Registered representative | Oct 2003 (23y) | ||
| Fredric Mackey Schneider | Registered representative | Oct 2003 (23y) | ||
| Thomas Wallace Hubbard | Registered representative | CFP | Oct 2003 (23y) | |
| Mark Foster Cox | Registered representative | Oct 2003 (23y) | ||
| Daniel Ford Castino | Registered representative | Chartered Financial Consultant | Dec 2003 (23y) | |
| Joseph Grant Guin | Registered representative | Dec 2003 (23y) | ||
| Charles Walker Sullivan | Registered representative | Dec 2003 (23y) | ||
| Michael Joe Mathews | Registered representative | Chartered Financial Consultant | Dec 2003 (23y) | |
| Gregory Matthew Telge | Registered representative | Chartered Financial Consultant | Dec 2003 (23y) | |
| John Franklin Moore | Registered representative | CFP Chartered Financial Consultant | Dec 2003 (23y) | |
| John Francis Baker | Registered representative | Mar 2004 (22y) | ||
| Jerod Thomas Spaeth | Registered representative | Mar 2004 (22y) | ||
| Mark Steven Scott | Registered representative | Apr 2004 (22y) | ||
| Wendy Dawn Turowski | Registered representative | Jun 2004 (22y) | ||
| Mark Stephen Georg | Registered representative | Jul 2004 (22y) | ||
| Mary Elizabeth Davis | Registered representative | Sep 2004 (22y) | ||
| Cari Beth Brown | Registered representative | Sep 2004 (22y) | ||
| Ellen Louise Hopper | Registered representative | Sep 2004 (22y) | ||
| Andrew B Hunn | Registered representative | Oct 2004 (22y) | ||
| Terence Edmund Goodhue | Registered representative | Nov 2004 (22y) | ||
| Carmela Michelle Merchant | Registered representative | Nov 2004 (22y) | ||
| Denise Ann Tolle | Registered representative | Nov 2004 (22y) | ||
| Mark W Lupton | Registered representative | CFP | Nov 2004 (22y) | |
| Dawn Danielle Murphy | Registered representative | Jan 2005 (22y) | ||
| William Roberts Moore | Registered representative | Chartered Financial Consultant | Jan 2005 (22y) | |
| George Robert Starnes | Registered representative | Chartered Financial Consultant | Jan 2005 (22y) | |
| Matthew Brent Lytell | Registered representative | Jan 2005 (22y) | ||
| Larnce Dale Hicks | Registered representative | Chartered Financial Consultant | Jan 2005 (22y) | |
| Tutku Perkin | Registered representative | Feb 2005 (21y) | ||
| James Lentz Erb | Registered representative | CFP Chartered Financial Consultant | Feb 2005 (21y) | |
| Edward William Pride | Registered representative | Feb 2005 (21y) | ||
| Paul Robert Zurlinden | Registered representative | Feb 2005 (21y) | ||
| Scott Garry Christensen | Registered representative | Chartered Financial Consultant | Feb 2005 (21y) | |
| Richard Michael Condrey | Registered representative | Mar 2005 (21y) | ||
| Girolamo Raymond Sciulli | Registered representative | Mar 2005 (21y) | ||
| Jamelee Marie Sarow | Registered representative | Mar 2005 (21y) | ||
| R Douglas Erhard | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Kevin Alan Dunion | Registered representative | Mar 2005 (21y) | ||
| James Isaac Campbell | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Timothy Joel Harrison | Registered representative | Chartered Financial Consultant | Mar 2005 (21y) | |
| Kenneth Allan Fox | Registered representative | Mar 2005 (21y) | ||
| Roy Christian Jordan | Registered representative | CFP | Mar 2005 (21y) | |
| Noelle Deanna Fling | Registered representative | Apr 2005 (21y) | ||
| Scott Matthew Wolfe | Registered representative | Apr 2005 (21y) | ||
| Ivy Regina Marsh | Registered representative | Chartered Financial Consultant | Apr 2005 (21y) | |
| David Glen Gilbert | Registered representative | Apr 2005 (21y) | ||
| Jeffrey Stephen Rembisz | Registered representative | Chartered Financial Consultant | Apr 2005 (21y) | |
| Douglas Charles Mogck | Registered representative | Apr 2005 (21y) | ||
| Jonathan George Breit | Registered representative | May 2005 (21y) | ||
| Barb Esker | Registered representative | May 2005 (21y) | ||
| Charles Tait Cruse | Registered representative | May 2005 (21y) | ||
| Peter James Elliott | Registered representative | Chartered Financial Consultant | May 2005 (21y) | |
| Scott Patrick Cork | Registered representative | May 2005 (21y) | ||
| Paul Christopher Richards | Registered representative | May 2005 (21y) | ||
| Paul C Plummer | Registered representative | Jun 2005 (21y) | ||
| Michael Paul Guzzardo | Registered representative | Jun 2005 (21y) | ||
| John Anderson Crawford | Registered representative | Jun 2005 (21y) | ||
| Clyde James Reasner | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Sanjay Arora | Registered representative | Jun 2005 (21y) | ||
| Kyle J Wurtzel | Registered representative | Jun 2005 (21y) | ||
| Rob Allan Randels | Registered representative | Chartered Financial Consultant | Jun 2005 (21y) | |
| Christopher Mark Kerstin | Registered representative | Jun 2005 (21y) | ||
| Jennifer Cameron Lann | Registered representative | Jul 2005 (21y) | ||
| John Charles Ertz | Registered representative | Jul 2005 (21y) | ||
| Brian Kelly Burg | Registered representative | Jul 2005 (21y) | ||
| Robert Jay Denhartog | Registered representative | Jul 2005 (21y) | ||
| Lynn S Bruno | Registered representative | Jul 2005 (21y) | ||
| Michael Mcvicker | Registered representative | Jul 2005 (21y) | ||
| William Robert Johnson | Registered representative | CFP Chartered Financial Consultant | Aug 2005 (21y) | |
| Colette Marie Chrisman | Registered representative | Aug 2005 (21y) | ||
| Jarret Vernon Wandrei | Registered representative | Aug 2005 (21y) | ||
| Jay Michael Definis | Registered representative | Aug 2005 (21y) | ||
| Kelly A Pestka | Registered representative | Sep 2005 (21y) | ||
| Christopher D Tharp | Registered representative | Sep 2005 (21y) | ||
| Rob Michael Hayworth | Registered representative | Oct 2005 (21y) | ||
| Sharon Smiley Zimmerman | Registered representative | Oct 2005 (21y) | ||
| Andrew Jason Lich | Registered representative | Oct 2005 (21y) | ||
| Karin H Patrick | Registered representative | Oct 2005 (21y) | ||
| Mary Catherine Parr | Registered representative | Oct 2005 (21y) | ||
| Steven Michael Doebber | Registered representative | Nov 2005 (21y) | ||
| Kevin Brent Rigenhagen | Registered representative | Nov 2005 (21y) | ||
| Matthew Thomas Russo | Registered representative | Nov 2005 (21y) | ||
| Gerard Matthew Hempstead | Registered representative | CFP Chartered Financial Consultant | Dec 2005 (21y) | |
| Kevin James Hassan | Registered representative | Jan 2006 (21y) | ||
| Matthew Alan Laws | Registered representative | Jan 2006 (21y) | ||
| Charles Radford Andrews | Registered representative | CFP | Jan 2006 (21y) | |
| James Robert Brown | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Jeffrey Joseph Gayonski | Registered representative | Jan 2006 (21y) | ||
| Nicholas Dean Potthoff | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Alex Shibicky | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Theodore Lee Hathaway | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Norman Ray Deken | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Patrick Joseph Marget | Registered representative | Jan 2006 (21y) | ||
| Christopher Michael Watroba | Registered representative | Jan 2006 (21y) | ||
| David L Markley | Registered representative | CFP | Jan 2006 (21y) | |
| Robert Dennis Davey | Registered representative | Jan 2006 (21y) | ||
| Bradley Wayne Stewart | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Hal Scott Rutland | Registered representative | Jan 2006 (21y) | ||
| Patrick Juergen Stoll | Registered representative | Jan 2006 (21y) | ||
| Scott Lewis Lane | Registered representative | Jan 2006 (21y) | ||
| Brian Wesley Mcclure | Registered representative | Jan 2006 (21y) | ||
| Donald Roger Klaas | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| James Richard Worrell | Registered representative | CFP | Jan 2006 (21y) | |
| Robert Gerard Skaggs | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| John William Wright | Registered representative | Jan 2006 (21y) | ||
| Joseph Earl Schrage | Registered representative | Jan 2006 (21y) | ||
| Matthew Robert Carothers | Registered representative | Chartered Financial Consultant | Jan 2006 (21y) | |
| Patrick Lee Srebnick | Registered representative | CFP | Jan 2006 (21y) | |
| Timothy Franklin | Registered representative | Jan 2006 (21y) | ||
| David M Teague | Registered representative | CFP | Jan 2006 (21y) | |
| Thomas Randall Wilmink | Registered representative | Chartered Financial Consultant | Feb 2006 (21y) | |
| Rajer Arvind Shah | Registered representative | Chartered Financial Consultant | Feb 2006 (20y) | |
| Kevin Joseph Dwyer | Registered representative | Feb 2006 (20y) | ||
| Susan Willey Pintuff | Registered representative | Feb 2006 (20y) | ||
| Jerry Raymond Prather | Registered representative | Chartered Financial Consultant | Feb 2006 (20y) | |
| John Frederick Vanderhyde | Registered representative | Feb 2006 (20y) | ||
| Gene Bert Clark | Registered representative | CFP | Feb 2006 (20y) | |
| Kurt William Mattson | Registered representative | Feb 2006 (20y) | ||
| John Henry Groth | Registered representative | Feb 2006 (20y) | ||
| Gregory Scott Mayfield | Registered representative | Feb 2006 (20y) | ||
| Michael James Fuller | Registered representative | CFP Chartered Financial Consultant | Feb 2006 (20y) | |
| Robert Shepard Blood | Registered representative | CFP | Feb 2006 (20y) | |
| Daniel William Megaludis | Registered representative | Feb 2006 (20y) | ||
| Jamison Brent Sharples | Registered representative | Feb 2006 (20y) | ||
| James Howard Meanix | Registered representative | CFP Chartered Financial Consultant | Feb 2006 (20y) | |
| Curtis Alton Beall | Registered representative | CFP | Feb 2006 (20y) | |
| Steven Lee Hale | Registered representative | CFP | Feb 2006 (20y) | |
| Jeffrey Paul Peterson | Registered representative | Feb 2006 (20y) | ||
| Patricia Grace Davis | Registered representative | Feb 2006 (20y) | ||
| Joe Nicholas Pierson | Registered representative | Mar 2006 (20y) | ||
| Daniel Michael Madsen | Registered representative | Mar 2006 (20y) | ||
| Timothy Andrew Moyer | Registered representative | Chartered Financial Consultant | Mar 2006 (20y) | |
| W Blake Monroe | Registered representative | Mar 2006 (20y) | ||
| Timothy Charles Ryan | Registered representative | Chartered Financial Consultant | Mar 2006 (20y) | |
| Jeffrey Scott Wagner | Registered representative | Chartered Financial Consultant | Mar 2006 (20y) | |
| David Clint Mann | Registered representative | Mar 2006 (20y) | ||
| Edward Thomas Hempstead | Registered representative | Mar 2006 (20y) | ||
| Samuel Wait Brewer | Registered representative | Mar 2006 (20y) | ||
| Leo Conrad Tucker | Registered representative | Apr 2006 (20y) | ||
| Todd Allen Leightey | Registered representative | Apr 2006 (20y) | ||
| Robert Everett Lembeck | Registered representative | Apr 2006 (20y) | ||
| John Andrew Iezzi | Registered representative | Apr 2006 (20y) | ||
| Wesley John Patterson | Registered representative | May 2006 (20y) | ||
| Paul Douglas Twedt | Registered representative | May 2006 (20y) | ||
| Raymond James North | Registered representative | Chartered Financial Consultant | May 2006 (20y) | |
| Casey James Dreyer | Registered representative | May 2006 (20y) | ||
| Anthony Kisang Cha | Registered representative | May 2006 (20y) | ||
| William David Yancey | Registered representative | May 2006 (20y) | ||
| Benjamin Wade Henderson | Registered representative | Jun 2006 (20y) | ||
| Frances Taylor Hall Bandyke | Registered representative | Jun 2006 (20y) | ||
| Roy Glenn Heerema | Registered representative | Jun 2006 (20y) | ||
| Gregory Vincent Castronovo | Registered representative | Chartered Financial Consultant | Jul 2006 (20y) | |
| Michael Dean Kuhn | Registered representative | CFP | Aug 2006 (20y) | |
| Jeffrey John Mall | Registered representative | Aug 2006 (20y) | ||
| David Brian Bonifas | Registered representative | Chartered Financial Consultant | Aug 2006 (20y) | |
| Katie Dawn Messer | Registered representative | Aug 2006 (20y) | ||
| Theresa Gallo | Registered representative | Aug 2006 (20y) | ||
| Robert John Ekhaml | Registered representative | Chartered Financial Consultant | Sep 2006 (20y) | |
| Thomas William Buettner | Registered representative | Sep 2006 (20y) | ||
| Nathan R Kinzinger | Registered representative | Oct 2006 (20y) | ||
| Brenda Arriaga | Registered representative | Nov 2006 (20y) | ||
| Sharon Marie Letendre | Registered representative | Nov 2006 (20y) | ||
| Jeremy Vincent Cook | Registered representative | Nov 2006 (20y) | ||
| Jennifer Cortner Pizzi | Registered representative | Nov 2006 (20y) | ||
| Justin Peter Stipan | Registered representative | Dec 2006 (20y) | ||
| Nicole Marie Hohlweck | Registered representative | Jan 2007 (20y) | ||
| Dana Richard Barrows | Registered representative | Jan 2007 (20y) | ||
| Kevin Bontrager | Registered representative | Jan 2007 (20y) | ||
| Kevin F Kaveney | Registered representative | Jan 2007 (20y) | ||
| Steven H Domsky | Registered representative | Jan 2007 (20y) | ||
| Curtis Brewer Stilley | Registered representative | Jan 2007 (20y) | ||
| Jason Paul Holloway | Registered representative | Jan 2007 (20y) | ||
| Michael William Lewis | Registered representative | Jan 2007 (20y) | ||
| Deborah Elizabeth Parker | Registered representative | Feb 2007 (19y) | ||
| Sarah J Hooley | Registered representative | Feb 2007 (19y) | ||
| Geoffrey L Aster | Registered representative | Mar 2007 (19y) | ||
| Shannon Rae Ouellette | Registered representative | Apr 2007 (19y) | ||
| Jeffrey Eugene Boes | Registered representative | Chartered Financial Consultant | Apr 2007 (19y) | |
| William Augustus Fochi | Registered representative | Chartered Financial Consultant | Apr 2007 (19y) | |
| Bradley Scott Weeks | Registered representative | Apr 2007 (19y) | ||
| Matthew Robert St Clair | Registered representative | Apr 2007 (19y) | ||
| Randall Todd Lehman | Registered representative | Chartered Financial Consultant | Apr 2007 (19y) | |
| Matthew M Stiller | Registered representative | Apr 2007 (19y) | ||
| Matthew A Johnson | Registered representative | Apr 2007 (19y) | ||
| Robert Mark Dickinson | Registered representative | Apr 2007 (19y) | ||
| Jonathan Lee Groberg | Registered representative | Apr 2007 (19y) | ||
| Robert Vincent Rubbelke | Registered representative | May 2007 (19y) | ||
| Thomas Patrick Tulley | Registered representative | May 2007 (19y) | ||
| Brian Neal Bollman | Registered representative | May 2007 (19y) | ||
| John Edward Dill | Registered representative | May 2007 (19y) | ||
| Michael J Mass | Registered representative | May 2007 (19y) | ||
| Paul Anthony Ludacka | Registered representative | CFP Chartered Financial Consultant | May 2007 (19y) | |
| Alap Balkrishna Patel | Registered representative | May 2007 (19y) | ||
| David John Triezenberg | Registered representative | May 2007 (19y) | ||
| Teri L Sivanish | Registered representative | May 2007 (19y) | ||
| Delynn Dolan Alexander | Registered representative | May 2007 (19y) | ||
| Kyle Morgan Smith | Registered representative | May 2007 (19y) | ||
| David H Johnson | Registered representative | May 2007 (19y) | ||
| Scott Adam Goldstein | Registered representative | CFP | May 2007 (19y) | |
| Michael Farrell Obrien | Registered representative | May 2007 (19y) | ||
| Jeffrey Paul Gilliam | Registered representative | May 2007 (19y) | ||
| Jennifer Lynn Bender | Registered representative | Jun 2007 (19y) | ||
| John Francis Mclaughlin | Registered representative | Jun 2007 (19y) | ||
| Daniel Gregory Hottel | Registered representative | Jun 2007 (19y) | ||
| Thomas Leonard Dominko | Registered representative | Chartered Financial Consultant | Jun 2007 (19y) | |
| Douglass Edward Corn | Registered representative | Jun 2007 (19y) | ||
| Richard Daniel Horner | Registered representative | Chartered Financial Consultant | Jun 2007 (19y) | |
| Thomas Martin Stransky | Registered representative | Jun 2007 (19y) | ||
| Charles Henry Bergamo | Registered representative | Jun 2007 (19y) | ||
| Patrick Todd Walker | Registered representative | Jun 2007 (19y) | ||
| Todd Gerald Mcclure | Registered representative | CFP Chartered Financial Consultant | Jun 2007 (19y) | |
| David Christopher Park | Registered representative | Jun 2007 (19y) | ||
| Shawn James Orbach | Registered representative | Jul 2007 (19y) | ||
| Todd Michael Gindy | Registered representative | Jul 2007 (19y) | ||
| Barry James Hellyer | Registered representative | Jul 2007 (19y) | ||
| Terry Lynn Gerber | Registered representative | Chartered Financial Consultant | Jul 2007 (19y) | |
| Daniel R Lagerborg | Registered representative | Jul 2007 (19y) | ||
| James A Adrian | Registered representative | Jul 2007 (19y) | ||
| Geoffrey Allan Stalker | Registered representative | Jul 2007 (19y) | ||
| James R Newlon | Registered representative | Jul 2007 (19y) | ||
| Joseph Hoban Murnane | Registered representative | Aug 2007 (19y) | ||
| Brian Marshall Jones | Registered representative | Aug 2007 (19y) | ||
| Louis Peter Leone | Registered representative | Aug 2007 (19y) | ||
| Darrin Lane Brumbaugh | Registered representative | Aug 2007 (19y) | ||
| David Alan Knox | Registered representative | Aug 2007 (19y) | ||
| Michael Scott Henegar | Registered representative | Chartered Financial Consultant | Aug 2007 (19y) | |
| Timothy Granville Mccahan | Registered representative | Aug 2007 (19y) | ||
| Allison Cook | Registered representative | Aug 2007 (19y) | ||
| Billy Don Rayburn | Registered representative | Chartered Financial Consultant | Aug 2007 (19y) | |
| Richard Thomas Allen | Registered representative | Aug 2007 (19y) | ||
| David Richard Kreiter | Registered representative | Aug 2007 (19y) | ||
| Christopher Todd Molessa | Registered representative | Sep 2007 (19y) | ||
| Kevin Bruce Graham | Registered representative | Sep 2007 (19y) | ||
| Scott Allen Royal | Registered representative | Sep 2007 (19y) | ||
| William Joseph Newman | Registered representative | Chartered Financial Consultant | Sep 2007 (19y) | |
| Thomas Stephen Sanczyk | Registered representative | Sep 2007 (19y) | ||
| John F Mitchell | Registered representative | Sep 2007 (19y) | ||
| Kasey Bree Gartner | Registered representative | Sep 2007 (19y) | ||
| Ryan Bowen Smith | Registered representative | Sep 2007 (19y) | ||
| John August Houillon | Registered representative | Sep 2007 (19y) | ||
| Stephen Christopher Nitti | Registered representative | Sep 2007 (19y) | ||
| Seth Richard Tracy | Registered representative | Sep 2007 (19y) | ||
| James D Sawtelle | Registered representative | Oct 2007 (19y) | ||
| John Bandy Garwood | Registered representative | Oct 2007 (19y) | ||
| Allen Paul Gardner Brown | Registered representative | Oct 2007 (19y) | ||
| Daniel Keith Jenkins | Registered representative | Oct 2007 (19y) | ||
| Frank Joseph Dosch | Registered representative | Oct 2007 (19y) | ||
| Jason W Lewis | Registered representative | Oct 2007 (19y) | ||
| Jeffrey Allen Bean | Registered representative | Oct 2007 (19y) | ||
| John Michael Morris | Registered representative | Oct 2007 (19y) | ||
| Adam J Neubauer | Registered representative | Oct 2007 (19y) | ||
| Kyle Stephen Parker | Registered representative | Oct 2007 (19y) | ||
| Travis J Falk | Registered representative | Oct 2007 (19y) | ||
| Tyler James Layne | Registered representative | Oct 2007 (19y) | ||
| James Robert Campbell | Registered representative | Oct 2007 (19y) | ||
| Ronald Michael Butler | Registered representative | Oct 2007 (19y) | ||
| Brent Eldon Shunk | Registered representative | Oct 2007 (19y) | ||
| Douglas Jude Dicerbo | Registered representative | Oct 2007 (19y) | ||
| Octavia D Jones | Registered representative | Oct 2007 (19y) | ||
| Jason Michael Dorn | Registered representative | Oct 2007 (19y) | ||
| Mark Keith Freeman | Registered representative | Oct 2007 (19y) | ||
| Richard Allen Kerns | Registered representative | Oct 2007 (19y) | ||
| Daniel Edward Gatien | Registered representative | Oct 2007 (19y) | ||
| Scott James Mccauley | Registered representative | CFP Chartered Financial Consultant | Oct 2007 (19y) | |
| Brett Jon Bissell | Registered representative | Nov 2007 (19y) | ||
| Glendon Elliot Babcock | Registered representative | Nov 2007 (19y) | ||
| Kevin Edward Miller | Registered representative | Nov 2007 (19y) | ||
| John E Kozakis | Registered representative | Nov 2007 (19y) | ||
| Martin Felix Kopach | Registered representative | Nov 2007 (19y) | ||
| Timothy James Nielsen | Registered representative | Dec 2007 (19y) | ||
| Gregory Paul Dilodovico | Registered representative | Dec 2007 (19y) | ||
| Robert Edward Caldwell | Registered representative | Dec 2007 (19y) | ||
| Grant T. Goeglein | Registered representative | Dec 2007 (19y) | ||
| Abigail L Tuttle | Registered representative | Dec 2007 (19y) | ||
| Kevin Seamus Dooley | Registered representative | Jan 2008 (19y) | ||
| John Richard Garcia | Registered representative | Jan 2008 (19y) | ||
| David L Yaktine | Registered representative | Jan 2008 (19y) | ||
| Nurulain Syed Ashrafi | Registered representative | Jan 2008 (19y) | ||
| John Scott Tuttle | Registered representative | Chartered Financial Consultant | Jan 2008 (19y) | |
| Christine M Smith | Registered representative | Jan 2008 (19y) | ||
| Stephen Patrick Whittemore | Registered representative | Jan 2008 (19y) | ||
| Chien Hsin Lee | Registered representative | Jan 2008 (19y) | ||
| John Adrian Black | Registered representative | Jan 2008 (19y) | ||
| John K Goodwin | Registered representative | Jan 2008 (19y) | ||
| Robert Michael Hughes | Registered representative | Feb 2008 (18y) | ||
| Richard Kyle Johnson | Registered representative | Feb 2008 (18y) | ||
| John Robert Reineke | Registered representative | Feb 2008 (18y) | ||
| Asha Sanghvi | Registered representative | Feb 2008 (18y) | ||
| Gordon Benjamin Reeder | Registered representative | Feb 2008 (18y) | ||
| Sean David Taeger | Registered representative | Feb 2008 (18y) | ||
| John Robert Mcgraw | Registered representative | Mar 2008 (18y) | ||
| Jerome M Schwaller | Registered representative | Chartered Financial Consultant | Mar 2008 (18y) | |
| Holly M. Cain | Registered representative | Mar 2008 (18y) | ||
| Stephen Thomas Guinan | Registered representative | Chartered Financial Consultant | Mar 2008 (18y) | |
| Matthew Logan Blandford | Registered representative | Apr 2008 (18y) | ||
| Christopher Carey Johnston | Registered representative | Apr 2008 (18y) | ||
| Patrick Arthur Dicerbo | Registered representative | Chartered Financial Consultant | Apr 2008 (18y) | |
| Trent James Beckwith | Registered representative | Apr 2008 (18y) | ||
| Corey Chilton Hicks | Registered representative | Apr 2008 (18y) | ||
| Daniel Clay Baker | Registered representative | CFP | Apr 2008 (18y) | |
| Eric Hayg Arman | Registered representative | Apr 2008 (18y) | ||
| John Lewis Hepworth | Registered representative | Apr 2008 (18y) | ||
| Richard Timothy Romano | Registered representative | Apr 2008 (18y) | ||
| Shane D Liggio | Registered representative | Apr 2008 (18y) | ||
| Steven Louis Miura | Registered representative | Apr 2008 (18y) | ||
| Geoffrey Pierce Kasse | Registered representative | Apr 2008 (18y) | ||
| Timothy D Harris | Registered representative | Apr 2008 (18y) | ||
| Harold Tepper | Registered representative | Apr 2008 (18y) | ||
| Andrew M. Snyder | Registered representative | Apr 2008 (18y) | ||
| David Demurr Coleman | Registered representative | Apr 2008 (18y) | ||
| James Christiaan Carroll | Registered representative | Apr 2008 (18y) | ||
| John D Hunter | Registered representative | Apr 2008 (18y) | ||
| Keith Allen Rollins | Registered representative | Apr 2008 (18y) | ||
| Kevin A Picou | Registered representative | Apr 2008 (18y) | ||
| Robert Cleve Smith | Registered representative | Apr 2008 (18y) | ||
| Shane Raphael Fruge | Registered representative | Apr 2008 (18y) | ||
| Chad W Lahnum | Registered representative | May 2008 (18y) | ||
| Victor James Borowsky | Registered representative | May 2008 (18y) | ||
| Justin Jeremy Kirby | Registered representative | May 2008 (18y) | ||
| Samuel James Canner | Registered representative | Chartered Financial Consultant | May 2008 (18y) | |
| Mark Francis Adams | Registered representative | May 2008 (18y) | ||
| Stephanie Jo Lutz | Registered representative | May 2008 (18y) | ||
| Michael Cecil Maddelena | Registered representative | May 2008 (18y) | ||
| R. Aaron Miller | Registered representative | May 2008 (18y) | ||
| Timothy Thomas Doyle | Registered representative | Jun 2008 (18y) | ||
| James M Carey | Registered representative | Jun 2008 (18y) | ||
| Louise Mnich Fleming | Registered representative | Chartered Financial Consultant | Jun 2008 (18y) | |
| Bharat M Parikh | Registered representative | Jun 2008 (18y) | ||
| Merrill Joseph Gagne | Registered representative | Jun 2008 (18y) | ||
| Clayton Mcleod Brinson | Registered representative | Jul 2008 (18y) | ||
| Michael August Prazak | Registered representative | Jul 2008 (18y) | ||
| Shawn Francis Kelley | Registered representative | Jul 2008 (18y) | ||
| William Robert Czerwinski | Registered representative | Chartered Financial Consultant | Jul 2008 (18y) | |
| Marshall Fields Campbell | Registered representative | Jul 2008 (18y) | ||
| Robert Boyd Spencer | Registered representative | Jul 2008 (18y) | ||
| Scott Anthony Gajda | Registered representative | Jul 2008 (18y) | ||
| Richard James Pertzborn | Registered representative | Chartered Financial Consultant | Jul 2008 (18y) | |
| Gavin Lee Filasek | Registered representative | Aug 2008 (18y) | ||
| Jay Douglas Gilberg | Registered representative | CFP | Aug 2008 (18y) | |
| Louis H Lazaron | Registered representative | Aug 2008 (18y) | ||
| Michael Conrad Jacob | Registered representative | Aug 2008 (18y) | ||
| Nolan W Stokes | Registered representative | Aug 2008 (18y) | ||
| Nicholas Justin Brannen | Registered representative | Sep 2008 (18y) | ||
| Corey M Caron | Registered representative | Sep 2008 (18y) | ||
| David Richard Deyoung | Registered representative | Sep 2008 (18y) | ||
| David P Scheina | Registered representative | Sep 2008 (18y) | ||
| Wynne Yuen Yi Wan | Registered representative | Sep 2008 (18y) | ||
| Juan Sebastian Baron | Registered representative | Oct 2008 (18y) | ||
| Rachel Brianne Cralle | Registered representative | Oct 2008 (18y) | ||
| James David Atnip | Registered representative | Chartered Financial Consultant | Oct 2008 (18y) | |
| Theodore Dean Sangalis | Registered representative | Oct 2008 (18y) | ||
| Jared A Dosch | Registered representative | Oct 2008 (18y) | ||
| Melissa Marie Burback | Registered representative | Oct 2008 (18y) | ||
| Joshua E Krutoy | Registered representative | Oct 2008 (18y) | ||
| Sy Harold Marcus | Registered representative | Chartered Financial Consultant | Oct 2008 (18y) | |
| Peter Owens Cox | Registered representative | Oct 2008 (18y) | ||
| Timothy Patrick Derouin | Registered representative | Oct 2008 (18y) | ||
| Steven Lawrence Braun | Registered representative | Nov 2008 (18y) | ||
| Ian Freeman | Registered representative | Chartered Financial Consultant | Nov 2008 (18y) | |
| Dorel Marchis | Registered representative | Dec 2008 (18y) | ||
| Edward H Lee | Registered representative | Dec 2008 (18y) | ||
| Scott David Gaylor | Registered representative | Chartered Financial Consultant | Dec 2008 (18y) | |
| Matthew Tyler Melton | Registered representative | Dec 2008 (18y) | ||
| Amy Lynn Deputy | Registered representative | Dec 2008 (18y) | ||
| Corey Robert Fleisner | Registered representative | Chartered Financial Consultant | Jan 2009 (18y) | |
| Roberta K Smith | Registered representative | Jan 2009 (18y) | ||
| Jean Belcher Gadd | Registered representative | Jan 2009 (18y) | ||
| Michael John Mcneil | Registered representative | Chartered Financial Consultant | Jan 2009 (18y) | |
| Brian Andrew Broaddus | Registered representative | Jan 2009 (18y) | ||
| William Leighton Lillis | Registered representative | Feb 2009 (17y) | ||
| Erin Marie Hershey | Registered representative | Feb 2009 (17y) | ||
| Martin Eliot Glickman | Registered representative | Feb 2009 (17y) | ||
| Brian Gerard Petrando | Registered representative | Feb 2009 (17y) | ||
| Steven Don Walker | Registered representative | Chartered Financial Consultant | Feb 2009 (17y) | |
| Jason Lawrence Helmbold | Registered representative | Feb 2009 (17y) | ||
| Kurt Bogseth | Registered representative | Feb 2009 (17y) | ||
| Michael Kwong Chan | Registered representative | Feb 2009 (17y) | ||
| Rachel Olivia Mangas Moniz | Registered representative | Feb 2009 (17y) | ||
| Lloyd W Day | Registered representative | Feb 2009 (17y) | ||
| Nicholas J Gardner | Registered representative | Feb 2009 (17y) | ||
| Christopher Alan Schaedel | Registered representative | Feb 2009 (17y) | ||
| William Michael T Rapp | Registered representative | Mar 2009 (17y) | ||
| Christopher D Hall | Registered representative | Mar 2009 (17y) | ||
| Robert D Hudson | Registered representative | Mar 2009 (17y) | ||
| David Leland Darlington | Registered representative | CFP | Mar 2009 (17y) | |
| George Edward Jones | Registered representative | Chartered Financial Consultant | Mar 2009 (17y) | |
| Thomas Albert Greenstreet | Registered representative | Chartered Financial Consultant | Mar 2009 (17y) | |
| Matthew Louis Henry | Registered representative | Apr 2009 (17y) | ||
| Paul S Montello | Registered representative | Apr 2009 (17y) | ||
| Joshua Jon Harmon | Registered representative | Apr 2009 (17y) | ||
| Amy Lynn Dowd | Registered representative | May 2009 (17y) | ||
| Lawrence C Grabowski | Registered representative | Chartered Financial Consultant | May 2009 (17y) | |
| Robert James Seery | Registered representative | May 2009 (17y) | ||
| Michael William Mohr | Registered representative | May 2009 (17y) | ||
| Robert J Roy | Registered representative | May 2009 (17y) | ||
| Lyle John Maretech | Registered representative | Jun 2009 (17y) | ||
| Robert Emery Heiderman | Registered representative | Chartered Financial Consultant | Jun 2009 (17y) | |
| Roger Alan Mcchesney | Registered representative | Jun 2009 (17y) | ||
| Ashley Dawn Layne | Registered representative | Jun 2009 (17y) | ||
| Brandon William Deford | Registered representative | Jun 2009 (17y) | ||
| John Robert Miller | Registered representative | Jun 2009 (17y) | ||
| Beth Ellen Burnson | Registered representative | CFA | Jun 2009 (17y) | |
| William Joseph Landers | Registered representative | Jun 2009 (17y) | ||
| David Lowrey Houston | Registered representative | Jun 2009 (17y) | ||
| James Edward Meeks | Registered representative | Jul 2009 (17y) | ||
| Michael P Corry | Registered representative | Jul 2009 (17y) | ||
| Orvil John Elia | Registered representative | Aug 2009 (17y) | ||
| Robert L Scharff | Registered representative | Chartered Financial Consultant | Aug 2009 (17y) | |
| Rick Robert Bartelt | Registered representative | Sep 2009 (17y) | ||
| Heather Schelling | Registered representative | Sep 2009 (17y) | ||
| Akiva Zweig | Registered representative | Sep 2009 (17y) | ||
| Richard Harold Steiner | Registered representative | Sep 2009 (17y) | ||
| David Michael Schimberg | Registered representative | Sep 2009 (17y) | ||
| Steven Barton Twitchell | Registered representative | Sep 2009 (17y) | ||
| Darla Jean Goodrich | Registered representative | Oct 2009 (17y) | ||
| Gwen Marie Middeke | Registered representative | Oct 2009 (17y) | ||
| Matthew Steven West | Registered representative | Oct 2009 (17y) | ||
| Benjamin Arthur Worley | Registered representative | Oct 2009 (17y) | ||
| Jean Pastor Hoffmann | Registered representative | Oct 2009 (17y) | ||
| Wesley Harrison Richardson | Registered representative | CFP | Oct 2009 (17y) | |
| Alejandro Hurtado | Registered representative | Nov 2009 (17y) | ||
| Wesley David Nagel | Registered representative | Nov 2009 (17y) | ||
| Jeffrey Alan Imlay | Registered representative | Nov 2009 (17y) | ||
| Michael J Raposa | Registered representative | Dec 2009 (17y) | ||
| Kelly Michelle Imig | Registered representative | Dec 2009 (17y) | ||
| Sean Michael Flynn | Registered representative | Chartered Financial Consultant | Dec 2009 (17y) | |
| Jeffrey Dale Byrn | Registered representative | Jan 2010 (17y) | ||
| Brian Murphy Duggan | Registered representative | Jan 2010 (17y) | ||
| Brian George Froehlich | Registered representative | Jan 2010 (17y) | ||
| Todd Steven Rosenfeld | Registered representative | Jan 2010 (17y) | ||
| Kristinia M Dupuy | Registered representative | Jan 2010 (17y) | ||
| Brian A Lavalle | Registered representative | Jan 2010 (17y) | ||
| Terri Lynn Crowley | Registered representative | Jan 2010 (17y) | ||
| Mark James Funk | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Robert Joseph Kuntze | Registered representative | Jan 2010 (17y) | ||
| Matthew Ryan Givens | Registered representative | Jan 2010 (17y) | ||
| Anthony R Colletti | Registered representative | Jan 2010 (17y) | ||
| John Joseph Carr | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Mitchell Blaine Glover | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Christopher Ronald Fischer | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Donley Glen Degroot | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| James Michael Smallegan | Registered representative | Jan 2010 (17y) | ||
| Jeffrey C. Cohen | Registered representative | CFP | Jan 2010 (17y) | |
| Mark Edward Hardy | Registered representative | Chartered Financial Consultant | Jan 2010 (17y) | |
| Joshua R Brueck | Registered representative | Mar 2010 (16y) | ||
| Melissa L Powell | Registered representative | Mar 2010 (16y) | ||
| Brian James Howard | Registered representative | Mar 2010 (16y) | ||
| Mark Joseph Pellis | Registered representative | Mar 2010 (16y) | ||
| Corey David Mcquade | Registered representative | Mar 2010 (16y) | ||
| Donald Bruce Brown | Registered representative | Mar 2010 (16y) | ||
| Leonard I Wilson | Registered representative | Apr 2010 (16y) | ||
| Jordan A Ray | Registered representative | Apr 2010 (16y) | ||
| Alisha Marie Gonzalez | Registered representative | Apr 2010 (16y) | ||
| Bradley Elliott Justice | Registered representative | Chartered Financial Consultant | Apr 2010 (16y) | |
| Britton Harrell Yackey | Registered representative | Chartered Financial Consultant | Apr 2010 (16y) | |
| Katherine Alma Mohr Silovsky | Registered representative | Apr 2010 (16y) | ||
| James Francis Fanning | Registered representative | Chartered Financial Consultant | May 2010 (16y) | |
| Paul Anthony Maslowski | Registered representative | May 2010 (16y) | ||
| Daniel Patrick Schmieder | Registered representative | May 2010 (16y) | ||
| Joel Edward Moore | Registered representative | May 2010 (16y) | ||
| Abigail B Van Slett | Registered representative | May 2010 (16y) | ||
| Nancy Lee Ripstra | Registered representative | May 2010 (16y) | ||
| Dustin J Kindl | Registered representative | Jun 2010 (16y) | ||
| Joseph Anthony Morris | Registered representative | Jun 2010 (16y) | ||
| Casey Dean Wright | Registered representative | Jun 2010 (16y) | ||
| Brian Patrick Carlson | Registered representative | Jun 2010 (16y) | ||
| David Yousefzadeh | Registered representative | Jun 2010 (16y) | ||
| Kurt Richard Kuehne | Registered representative | Jun 2010 (16y) | ||
| Blake Eugene Harrington | Registered representative | CFP | Jul 2010 (16y) | |
| Mark Braden Binkley | Registered representative | Jul 2010 (16y) | ||
| David Andrew Sandefer | Registered representative | Jul 2010 (16y) | ||
| Paul Joseph Mcnellis | Registered representative | Jul 2010 (16y) | ||
| James C Darling | Registered representative | Aug 2010 (16y) | ||
| John R Coffin | Registered representative | Aug 2010 (16y) | ||
| David Leigh Harjoe | Registered representative | Chartered Financial Consultant | Aug 2010 (16y) | |
| Paul Alan Wielage | Registered representative | Sep 2010 (16y) | ||
| Drew David Stevens | Registered representative | Sep 2010 (16y) | ||
| Scott Gordon Van Sickle | Registered representative | Sep 2010 (16y) | ||
| Melissa Kay Kremers | Registered representative | Sep 2010 (16y) | ||
| David Anthony Rosato | Registered representative | CFP Chartered Financial Consultant | Sep 2010 (16y) | |
| Patrick James Kohler | Registered representative | Chartered Financial Consultant | Sep 2010 (16y) | |
| Timothy James Hoezee | Registered representative | Oct 2010 (16y) | ||
| Joshua D Herstone | Registered representative | CFP | Oct 2010 (16y) | |
| Nicole Ann Cantrill | Registered representative | Oct 2010 (16y) | ||
| Adam Christopher Baur | Registered representative | Oct 2010 (16y) | ||
| Eric Donald Aslakson | Registered representative | Oct 2010 (16y) | ||
| Steven Junior Terbovich | Registered representative | Chartered Financial Consultant | Nov 2010 (16y) | |
| Roberto Marin | Registered representative | Nov 2010 (16y) | ||
| Eric Jon Wisotsky | Registered representative | Dec 2010 (16y) | ||
| Kevin Dunkin Frost | Registered representative | Chartered Financial Consultant | Dec 2010 (16y) | |
| Jeffrey Adams Wells | Registered representative | Chartered Financial Consultant | Dec 2010 (16y) | |
| Amy Kathleen Placek | Registered representative | Dec 2010 (16y) | ||
| Michael Sean Robustelli | Registered representative | Dec 2010 (16y) | ||
| Michael David Sosnoski | Registered representative | Dec 2010 (16y) | ||
| Brian Jameson Emmett | Registered representative | Jan 2011 (16y) | ||
| Teresa Carol Knear Solorzano | Registered representative | Jan 2011 (16y) | ||
| Deshawn Lamont Chapman | Registered representative | Jan 2011 (16y) | ||
| Mary Frances Rickford | Registered representative | Jan 2011 (16y) | ||
| James E Baker | Registered representative | Jan 2011 (16y) | ||
| John Francis Baker | Registered representative | Jan 2011 (16y) | ||
| Jason Charles Thrap | Registered representative | Jan 2011 (16y) | ||
| Joseph Anthony Simons | Registered representative | Jan 2011 (16y) | ||
| Barbara Theresa Doty | Registered representative | Jan 2011 (16y) | ||
| Stephen Francis Gross | Registered representative | Jan 2011 (16y) | ||
| Robert Sean Movelle | Registered representative | Jan 2011 (16y) | ||
| David Adam Pankake | Registered representative | Jan 2011 (16y) | ||
| Thomas M Stafford | Registered representative | Jan 2011 (16y) | ||
| Laurence Owen Folsom | Registered representative | Feb 2011 (16y) | ||
| David J Rubino | Registered representative | Feb 2011 (15y) | ||
| Mark H Cole | Registered representative | Feb 2011 (15y) | ||
| Matthew Edward Lysiak | Registered representative | Chartered Financial Consultant | Feb 2011 (15y) | |
| Brian Douglas Campbell | Registered representative | Feb 2011 (15y) | ||
| Randall J Weitzer | Registered representative | Mar 2011 (15y) | ||
| Julie Nichols | Registered representative | Mar 2011 (15y) | ||
| John Stuart Rentschler | Registered representative | CFP | Mar 2011 (15y) | |
| George William Ricks | Registered representative | Mar 2011 (15y) | ||
| Todd C Boswell | Registered representative | Mar 2011 (15y) | ||
| Devon P. Wood | Registered representative | Mar 2011 (15y) | ||
| Andrew Douglass Mullins | Registered representative | Mar 2011 (15y) | ||
| Christopher J Stapleton | Registered representative | Mar 2011 (15y) | ||
| Casey F Lang | Registered representative | Mar 2011 (15y) | ||
| Martin Gerard Derouen | Registered representative | Mar 2011 (15y) | ||
| Christopher Lee Tinder | Registered representative | Apr 2011 (15y) | ||
| Gerald Joseph Donovan | Registered representative | Apr 2011 (15y) | ||
| Blake A Crousore | Registered representative | Apr 2011 (15y) | ||
| Eugene Shkolnikov | Registered representative | Apr 2011 (15y) | ||
| Richard Dante Siletti | Registered representative | Apr 2011 (15y) | ||
| Ross Alan Hoezee | Registered representative | Chartered Financial Consultant | May 2011 (15y) | |
| Lauren Carolyn Theken | Registered representative | May 2011 (15y) | ||
| James Michael Anderson | Registered representative | May 2011 (15y) | ||
| Stephen Ehrens | Registered representative | May 2011 (15y) | ||
| Jill Lynn Grey | Registered representative | May 2011 (15y) | ||
| Andrew Joseph Scarpitti | Registered representative | May 2011 (15y) | ||
| Jared Lee Rohrer | Registered representative | Jun 2011 (15y) | ||
| Douglas Hume Miller | Registered representative | Jun 2011 (15y) | ||
| Stephen Thomas Carter | Registered representative | Jun 2011 (15y) | ||
| Beth Suzanne Feldman | Registered representative | Jun 2011 (15y) | ||
| Samuel Mccormick Byrum | Registered representative | Jun 2011 (15y) | ||
| Tammy Lynn Weeden | Registered representative | Jun 2011 (15y) | ||
| Lucas Andrew Baschnagel | Registered representative | Jul 2011 (15y) | ||
| Darren Scott Sternberg | Registered representative | Jul 2011 (15y) | ||
| Suneel Kumar Garg | Registered representative | Jul 2011 (15y) | ||
| Ashley Marie Williams | Registered representative | Jul 2011 (15y) | ||
| Craig Philip Mickelson | Registered representative | Chartered Financial Consultant | Jul 2011 (15y) | |
| Lauren A Barnak | Registered representative | Jul 2011 (15y) | ||
| Kathryn Harvey Mimms | Registered representative | CFA | Jul 2011 (15y) | |
| John Russell Calvert | Registered representative | Chartered Financial Consultant | Aug 2011 (15y) | |
| Harry Davis Jones | Registered representative | Chartered Financial Consultant | Aug 2011 (15y) | |
| Stuart Anderson Fleck | Registered representative | Aug 2011 (15y) | ||
| James Leonard Mcmanus | Registered representative | Chartered Financial Consultant | Aug 2011 (15y) | |
| Brandon Gary Guntor | Registered representative | CFP | Aug 2011 (15y) | |
| Earle H Johnson | Registered representative | Aug 2011 (15y) | ||
| Gregory Michael Swindells | Registered representative | Sep 2011 (15y) | ||
| Mark A Ponko | Registered representative | Sep 2011 (15y) | ||
| Vincent Edward Domestico | Registered representative | Sep 2011 (15y) | ||
| Anna Whipple Fogle | Registered representative | Sep 2011 (15y) | ||
| Catherine Elizabeth Massie | Registered representative | Sep 2011 (15y) | ||
| Tyler Ross Hottel | Registered representative | Sep 2011 (15y) | ||
| Jeffrey Randle Beecham | Registered representative | Sep 2011 (15y) | ||
| Daniel Hill Owen | Registered representative | Sep 2011 (15y) | ||
| Nicole Crawford Ducey | Registered representative | Sep 2011 (15y) | ||
| Brian P Franczyk | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| Crystal Faith Goodwin | Registered representative | Oct 2011 (15y) | ||
| Dylan Hoon | Registered representative | Oct 2011 (15y) | ||
| Thomas William Swartout | Registered representative | Oct 2011 (15y) | ||
| James Harry Daffin | Registered representative | Oct 2011 (15y) | ||
| Bruce Wayne Laughlin | Registered representative | Oct 2011 (15y) | ||
| Anne Weichel Fuller | Registered representative | Chartered Financial Consultant | Oct 2011 (15y) | |
| Coreen Marie Mills | Registered representative | Oct 2011 (15y) | ||
| Andrew T Albrecht | Registered representative | Oct 2011 (15y) | ||
| Chad Eugene Copley | Registered representative | Oct 2011 (15y) | ||
| Jason Matthew Espenshade | Registered representative | Nov 2011 (15y) | ||
| Lucas R Michael | Registered representative | Chartered Financial Consultant | Nov 2011 (15y) | |
| Christopher Jacob Schenkel | Registered representative | Nov 2011 (15y) | ||
| Philip R Coffman | Registered representative | Chartered Financial Consultant | Nov 2011 (15y) | |
| Rachel Harcourt | Registered representative | Nov 2011 (15y) | ||
| Robert Hairston Kluttz | Registered representative | Chartered Financial Consultant | Dec 2011 (15y) | |
| Timothy George Hender | Registered representative | Dec 2011 (15y) | ||
| Timotheus Weeks | Registered representative | Dec 2011 (15y) | ||
| Walter Reagan Hull | Registered representative | Dec 2011 (15y) | ||
| Debra Ellen Davidson | Registered representative | Dec 2011 (15y) | ||
| Brian Patrick Mason | Registered representative | Dec 2011 (15y) | ||
| Dominic D Leber | Registered representative | Jan 2012 (15y) | ||
| Leslie D Wood | Registered representative | Jan 2012 (15y) | ||
| Lisa Ann Bellamy | Registered representative | Jan 2012 (15y) | ||
| Edward John Mehren | Registered representative | CFP | Jan 2012 (15y) | |
| Bryan J Hickey | Registered representative | Chartered Financial Consultant | Feb 2012 (14y) | |
| Benjamin Lee Francis | Registered representative | Chartered Financial Consultant | Feb 2012 (14y) | |
| David Ira Laser | Registered representative | Feb 2012 (14y) | ||
| Jason Harold Hinamon | Registered representative | Feb 2012 (14y) | ||
| John Paul Parisi | Registered representative | Chartered Financial Consultant | Feb 2012 (14y) | |
| Douglas Benson | Registered representative | Feb 2012 (14y) | ||
| Henry Edwin Haller | Registered representative | Mar 2012 (14y) | ||
| Matthew R Johnson | Registered representative | Mar 2012 (14y) | ||
| Brian Keith Kertscher | Registered representative | Mar 2012 (14y) | ||
| David S Hood | Registered representative | Mar 2012 (14y) | ||
| Terrance David Lumpkins | Registered representative | Mar 2012 (14y) | ||
| Charles Austin Robinson | Registered representative | Mar 2012 (14y) | ||
| Robert F Spahn | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Craig Louis Meadows | Registered representative | Chartered Financial Consultant | Mar 2012 (14y) | |
| Kim L Leukert | Registered representative | Mar 2012 (14y) | ||
| James Noe Pettorelli | Registered representative | Mar 2012 (14y) | ||
| Ryan H Mckenna | Registered representative | CFP | Mar 2012 (14y) | |
| Timothy Charles Di Minico | Registered representative | Apr 2012 (14y) | ||
| Margaret Jean Piekarski | Registered representative | Apr 2012 (14y) | ||
| Thomas Michael Helman | Registered representative | CFP | Apr 2012 (14y) | |
| Daniel Edward Mcgarry | Registered representative | Chartered Financial Consultant | Apr 2012 (14y) | |
| Maureen A Odonnell | Registered representative | Apr 2012 (14y) | ||
| Amy M Gist | Registered representative | Apr 2012 (14y) | ||
| Thomas Paul Vitale | Registered representative | Apr 2012 (14y) | ||
| Robert William Wrinkle | Registered representative | CFP | May 2012 (14y) | |
| Anita Mital | Registered representative | May 2012 (14y) | ||
| Joshua Elliot Byrd | Registered representative | May 2012 (14y) | ||
| Michael B Cohen | Registered representative | May 2012 (14y) | ||
| Kelly Marie Anderson | Registered representative | May 2012 (14y) | ||
| Thomas Eugene Goris | Registered representative | May 2012 (14y) | ||
| Daniel Q Scharff | Registered representative | Jun 2012 (14y) | ||
| Nathaniel Aaron Marcoux | Registered representative | Chartered Financial Consultant | Jun 2012 (14y) | |
| Jessica A Morgan | Registered representative | Jun 2012 (14y) | ||
| Todd Griffith Whitley | Registered representative | Jun 2012 (14y) | ||
| Jairo V Rodriguez | Registered representative | Jun 2012 (14y) | ||
| Phillip Brandon Boyd | Registered representative | Jul 2012 (14y) | ||
| Susan C Freeman | Registered representative | Chartered Financial Consultant | Jul 2012 (14y) | |
| David Daniel Kiecker | Registered representative | Jul 2012 (14y) | ||
| Adam Scott Molitor | Registered representative | Jul 2012 (14y) | ||
| Christopher Turner Kilgore | Registered representative | Jul 2012 (14y) | ||
| Andrea Lynn Shelton | Registered representative | Aug 2012 (14y) | ||
| Matthew M Gieryn | Registered representative | Aug 2012 (14y) | ||
| Lucas Tamayo | Registered representative | Aug 2012 (14y) | ||
| Travis C Vongsawad | Registered representative | Sep 2012 (14y) | ||
| Joshua Ian Weinerman | Registered representative | Sep 2012 (14y) | ||
| Jennifer Steil | Registered representative | Chartered Financial Consultant | Sep 2012 (14y) | |
| Edward James Gipson | Registered representative | Oct 2012 (14y) | ||
| David B Tyler | Registered representative | CFP | Oct 2012 (14y) | |
| Meghan F Harrell | Registered representative | Oct 2012 (14y) | ||
| Judy Marie Jbara | Registered representative | Oct 2012 (14y) | ||
| Mark C Mcmachan | Registered representative | Oct 2012 (14y) | ||
| Drew J Walters | Registered representative | Chartered Financial Consultant | Nov 2012 (14y) | |
| Craig Arrowsmith Kennedy | Registered representative | Nov 2012 (14y) | ||
| Kevin Dale Klare | Registered representative | CFP | Nov 2012 (14y) | |
| Matthew Benjamin Gillette | Registered representative | Nov 2012 (14y) | ||
| Paul Howard Soener | Registered representative | Nov 2012 (14y) | ||
| Michael Kenneth Drymiller | Registered representative | Chartered Financial Consultant | Nov 2012 (14y) | |
| Morris Esquenazi | Registered representative | CFP | Nov 2012 (14y) | |
| Theodore J. Kuczarski | Registered representative | Dec 2012 (14y) | ||
| Christopher M Moore | Registered representative | Dec 2012 (14y) | ||
| Michael Angelo Oliverio | Registered representative | Dec 2012 (14y) | ||
| Chase Alexander Chaldekas | Registered representative | Dec 2012 (14y) | ||
| Joshua Andrew Cohen | Registered representative | Dec 2012 (14y) | ||
| Cristin Demarco Hand | Registered representative | Dec 2012 (14y) | ||
| Braelin Thornton | Registered representative | Jan 2013 (14y) | ||
| Stephanie Anne Collier | Registered representative | Jan 2013 (14y) | ||
| Michael Spencer Butz | Registered representative | Jan 2013 (14y) | ||
| Morgan Lee Rich | Registered representative | Jan 2013 (14y) | ||
| Aaron Ting Feng Gong | Registered representative | Jan 2013 (14y) | ||
| Daniel Gary Krivos | Registered representative | Chartered Financial Consultant | Jan 2013 (14y) | |
| Mitchell David Letwin | Registered representative | Feb 2013 (14y) | ||
| Michael Lang Bochnovich | Registered representative | Chartered Financial Consultant | Feb 2013 (13y) | |
| Nancy Ann Rowland | Registered representative | Feb 2013 (13y) | ||
| Anna Krystyna Nelis | Registered representative | Feb 2013 (13y) | ||
| Michael Jay Hood | Registered representative | Chartered Financial Consultant | Feb 2013 (13y) | |
| Reginald Joe | Registered representative | Feb 2013 (13y) | ||
| Douglas Albert Jones | Registered representative | Feb 2013 (13y) | ||
| Elena Christine Phillips | Registered representative | Feb 2013 (13y) | ||
| Chad Stuart Smith | Registered representative | Mar 2013 (13y) | ||
| Jennifer Marie Mohesky | Registered representative | Mar 2013 (13y) | ||
| Peter B Breslin | Registered representative | Mar 2013 (13y) | ||
| Anthony Rockwell Myers | Registered representative | Chartered Financial Consultant | Mar 2013 (13y) | |
| Robert Michael Wechter | Registered representative | Mar 2013 (13y) | ||
| Daniel Ryan Milligan | Registered representative | Mar 2013 (13y) | ||
| Michael J Ford | Registered representative | Mar 2013 (13y) | ||
| Elizabeth C. Scibetta | Registered representative | Mar 2013 (13y) | ||
| Eric Daniel Finucane | Registered representative | Mar 2013 (13y) | ||
| Vincent Michael Crivella | Registered representative | Mar 2013 (13y) | ||
| Wesley Lamar Talley | Registered representative | Mar 2013 (13y) | ||
| Duiet Matthew Malbrough | Registered representative | Mar 2013 (13y) | ||
| Melissa Lynn Forbes | Registered representative | Mar 2013 (13y) | ||
| Jeffrey David Erickson | Registered representative | Chartered Financial Consultant | Apr 2013 (13y) | |
| Andrea Elizabeth Roiniotis | Registered representative | Apr 2013 (13y) | ||
| John Connelly Carlos | Registered representative | Apr 2013 (13y) | ||
| Daniel L Ferguson | Registered representative | CFP | Apr 2013 (13y) | |
| Kalvin Michael Grabau Keele | Registered representative | Chartered Financial Consultant | Apr 2013 (13y) | |
| Kathryn Dieter | Registered representative | Apr 2013 (13y) | ||
| Timothy John Hanley | Registered representative | Apr 2013 (13y) | ||
| Dabney Minor Ewin | Registered representative | Chartered Financial Consultant | Apr 2013 (13y) | |
| Kevin Robert Kerber | Registered representative | Apr 2013 (13y) | ||
| Martin Paul Burch | Registered representative | May 2013 (13y) | ||
| Justin Mccall | Registered representative | May 2013 (13y) | ||
| Kevin Daniel Rawls | Registered representative | May 2013 (13y) | ||
| Sunny Hsing I Chiou | Registered representative | May 2013 (13y) | ||
| Reid Douglas Golden | Registered representative | May 2013 (13y) | ||
| Andrew Taylor Stephens | Registered representative | May 2013 (13y) | ||
| Kyle G Cunningham | Registered representative | May 2013 (13y) | ||
| Petio Neykov Neykov | Registered representative | May 2013 (13y) | ||
| Michael B Lindberg | Registered representative | May 2013 (13y) | ||
| Alan Crawford Brown | Registered representative | May 2013 (13y) | ||
| Jason Thomas Seyfert | Registered representative | May 2013 (13y) | ||
| Kertsze P Nunes | Registered representative | May 2013 (13y) | ||
| Andrew David Laforce | Registered representative | May 2013 (13y) | ||
| Trent L Mausser | Registered representative | May 2013 (13y) | ||
| Nicole Marie Martocci | Registered representative | May 2013 (13y) | ||
| Joseph Bruce Filko | Registered representative | Chartered Financial Consultant | May 2013 (13y) | |
| Sara Catherine Erskine | Registered representative | May 2013 (13y) | ||
| Nikolaus David Skaer | Registered representative | Chartered Financial Consultant | Jun 2013 (13y) | |
| Matthew John Raposo | Registered representative | Jun 2013 (13y) | ||
| David Andrew Birkenstock | Registered representative | Jun 2013 (13y) | ||
| Fred James O Connor | Registered representative | Jun 2013 (13y) | ||
| Jonathan David Cross | Registered representative | Jun 2013 (13y) | ||
| John C Dawson | Registered representative | Jun 2013 (13y) | ||
| Mark David Hubbard | Registered representative | Jun 2013 (13y) | ||
| Andrew Murphy Boyd | Registered representative | Jun 2013 (13y) | ||
| Carrie Beth Klare | Registered representative | Jun 2013 (13y) | ||
| Steven Scott Wilson | Registered representative | Jun 2013 (13y) | ||
| Kevin M Regan | Registered representative | CFP | Jun 2013 (13y) | |
| Rebecca Oosterwyk | Registered representative | Jun 2013 (13y) | ||
| Rodney J Parivechio | Registered representative | Jun 2013 (13y) | ||
| Thomas William Kosanda | Registered representative | Chartered Financial Consultant | Jul 2013 (13y) | |
| David W Wright | Registered representative | Jul 2013 (13y) | ||
| Jonathan H Conrad | Registered representative | Jul 2013 (13y) | ||
| John Martin Couric | Registered representative | Jul 2013 (13y) | ||
| Mark Elliot Pearson | Registered representative | CFP | Jul 2013 (13y) | |
| Ryan Regan | Registered representative | Aug 2013 (13y) | ||
| David Barton Zlotucha | Registered representative | Aug 2013 (13y) | ||
| Erik Ryan Krueger | Registered representative | Aug 2013 (13y) | ||
| Joseph Gerard Gurgone | Registered representative | Aug 2013 (13y) | ||
| Frederick Leonard Harre | Registered representative | Aug 2013 (13y) | ||
| John L Alcantara | Registered representative | Aug 2013 (13y) | ||
| Robert Perry | Registered representative | Aug 2013 (13y) | ||
| David Gerard Plocher | Registered representative | Aug 2013 (13y) | ||
| Todd F Johnson | Registered representative | Aug 2013 (13y) | ||
| Marisa Richael Bozovic | Registered representative | Sep 2013 (13y) | ||
| Steven Frank Yerkes | Registered representative | Chartered Financial Consultant | Sep 2013 (13y) | |
| Brandon S Smith | Registered representative | Sep 2013 (13y) | ||
| Mychele E Johnston | Registered representative | Chartered Financial Consultant | Sep 2013 (13y) | |
| Robert Zachry Davis | Registered representative | Sep 2013 (13y) | ||
| Scott Robert Cohen | Registered representative | Sep 2013 (13y) | ||
| My To Dinh | Registered representative | Sep 2013 (13y) | ||
| Nicholas D Drouin | Registered representative | Sep 2013 (13y) | ||
| Shane Jaren Waller | Registered representative | Sep 2013 (13y) | ||
| Todd Tully Krebs | Registered representative | Sep 2013 (13y) | ||
| Taylor Cox Nunn | Registered representative | Sep 2013 (13y) | ||
| Daniel John Papuga | Registered representative | Oct 2013 (13y) | ||
| Robert Phelps Davis | Registered representative | Oct 2013 (13y) | ||
| Thomas Bernard Bennett | Registered representative | Oct 2013 (13y) | ||
| Joel David Fults | Registered representative | Oct 2013 (13y) | ||
| Paul Douglas King | Registered representative | Oct 2013 (13y) | ||
| David J Siegel | Registered representative | Oct 2013 (13y) | ||
| Justin John Berdik | Registered representative | Oct 2013 (13y) | ||
| Natalie Kathleen Hooper | Registered representative | Oct 2013 (13y) | ||
| Kyle Lee Klotzbuecher | Registered representative | Oct 2013 (13y) | ||
| Erik Robert Lichty | Registered representative | Nov 2013 (13y) | ||
| John William Skoog | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Matthew Paul Anagnostou | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Thomas Robert Schwebach | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Andrew J Hunter | Registered representative | CFP | Nov 2013 (13y) | |
| Deron Jefferson Greenwaldt | Registered representative | Nov 2013 (13y) | ||
| Michael B Hoffman | Registered representative | CFP | Nov 2013 (13y) | |
| Nancy Ann Adams | Registered representative | Nov 2013 (13y) | ||
| Robert A Stefani | Registered representative | CFP | Nov 2013 (13y) | |
| Sandra Joan Carrithers | Registered representative | Nov 2013 (13y) | ||
| Mark Holder | Registered representative | Nov 2013 (13y) | ||
| Steven Matthew Kuza | Registered representative | Nov 2013 (13y) | ||
| Clint Haydon Martin | Registered representative | Nov 2013 (13y) | ||
| David Snyder | Registered representative | Chartered Financial Consultant | Nov 2013 (13y) | |
| Richard Seymour Wagner | Registered representative | Nov 2013 (13y) | ||
| Jay Thomas Braun | Registered representative | Nov 2013 (13y) | ||
| Christopher Jacob Robbins | Registered representative | Dec 2013 (13y) | ||
| Brian M Stanley | Registered representative | Dec 2013 (13y) | ||
| Thomas J Grant | Registered representative | Dec 2013 (13y) | ||
| David Martin Valcich | Registered representative | Dec 2013 (13y) | ||
| David Joel Erickson | Registered representative | Dec 2013 (13y) | ||
| John Kip Okelley | Registered representative | Dec 2013 (13y) | ||
| Michael Glenn Stopera | Registered representative | Jan 2014 (13y) | ||
| Ryan Matthew Kraut | Registered representative | Jan 2014 (13y) | ||
| Alexander Bronislaw Beilin | Registered representative | Jan 2014 (13y) | ||
| Christopher Jay Boushell | Registered representative | Jan 2014 (13y) | ||
| Daniel L. Carlson | Registered representative | Jan 2014 (13y) | ||
| James C Gibson | Registered representative | Jan 2014 (13y) | ||
| Wesley H Cooper | Registered representative | Jan 2014 (13y) | ||
| Myron C Henley | Registered representative | Jan 2014 (13y) | ||
| Shaun Patrick Miller | Registered representative | Jan 2014 (13y) | ||
| David Wayne Parsons | Registered representative | Chartered Financial Consultant | Jan 2014 (13y) | |
| Gregory Allen Pearlman | Registered representative | Jan 2014 (13y) | ||
| Michael David Burgman | Registered representative | Jan 2014 (13y) | ||
| Michael D Bush | Registered representative | Chartered Financial Consultant | Jan 2014 (13y) | |
| Tucker Ray Groves | Registered representative | Jan 2014 (13y) | ||
| Kyle J Lahonta | Registered representative | Jan 2014 (13y) | ||
| Jeffrey L Jackson | Registered representative | Jan 2014 (13y) | ||
| William Thomas Fulton | Registered representative | Jan 2014 (13y) | ||
| Clark Everett Bixler | Registered representative | Jan 2014 (13y) | ||
| Michael Charles Casey | Registered representative | Jan 2014 (13y) | ||
| Sarah Jane Hautman | Registered representative | Jan 2014 (13y) | ||
| Jessica Rose Archey | Registered representative | Jan 2014 (13y) | ||
| Nicholas Michael Bellamy | Registered representative | Feb 2014 (12y) | ||
| Brent Alexander Pattison | Registered representative | Feb 2014 (12y) | ||
| Brian H Elfand | Registered representative | Feb 2014 (12y) | ||
| Daniel Ryan Mason | Registered representative | Feb 2014 (12y) | ||
| Jared Patrick Smith | Registered representative | Feb 2014 (12y) | ||
| Whitney Marie Harrison | Registered representative | Feb 2014 (12y) | ||
| Christopher J Stevens | Registered representative | Feb 2014 (12y) | ||
| Wayne John Walgenbach | Registered representative | Feb 2014 (12y) | ||
| William James Nelson | Registered representative | Feb 2014 (12y) | ||
| Maxwell Lloyd | Registered representative | Feb 2014 (12y) | ||
| Brad H Davidoff | Registered representative | Chartered Financial Consultant | Feb 2014 (12y) | |
| Madison Lynne Mcbride | Registered representative | Feb 2014 (12y) | ||
| Christopher J Cruz | Registered representative | CFP | Feb 2014 (12y) | |
| Justin Peter Santangelo | Registered representative | Feb 2014 (12y) | ||
| Alford Alan Flanagan | Registered representative | Feb 2014 (12y) | ||
| Maribel Benitez Zisch | Registered representative | Mar 2014 (12y) | ||
| Shannon Irene Hotte | Registered representative | Mar 2014 (12y) | ||
| David Mcdonald Gruen | Registered representative | CFP Chartered Financial Consultant | Mar 2014 (12y) | |
| Anthony Edward Gonzalez | Registered representative | Mar 2014 (12y) | ||
| David Lester Thomas | Registered representative | Mar 2014 (12y) | ||
| David James Donoghue | Registered representative | Mar 2014 (12y) | ||
| Sharon Michelle Marshall | Registered representative | Mar 2014 (12y) | ||
| Walter Roman Pierz | Registered representative | Mar 2014 (12y) | ||
| Bradley A Nieder | Registered representative | Mar 2014 (12y) | ||
| Elizabeth Marie Girbert | Registered representative | CFP | Mar 2014 (12y) | |
| Kirk M Bippus | Registered representative | Mar 2014 (12y) | ||
| Kevin T Rhodes | Registered representative | Mar 2014 (12y) | ||
| Joseph Nathaniel Ferguson | Registered representative | Mar 2014 (12y) | ||
| John L S Fay | Registered representative | Mar 2014 (12y) | ||
| James Matthew Siegel | Registered representative | Mar 2014 (12y) | ||
| Kyle Matthew Simmons | Registered representative | Mar 2014 (12y) | ||
| Rushab Dinesh Tanna | Registered representative | Mar 2014 (12y) | ||
| Ryan Patrick O'connor | Registered representative | Mar 2014 (12y) | ||
| Bradley W Anderson | Registered representative | Apr 2014 (12y) | ||
| Raymond Sung Jong Lee | Registered representative | Apr 2014 (12y) | ||
| Fugitt Zachry Young | Registered representative | Apr 2014 (12y) | ||
| Derek K Hamblen | Registered representative | Apr 2014 (12y) | ||
| Michael Anthony Brenczewski | Registered representative | Chartered Financial Consultant | May 2014 (12y) | |
| Emily Z Talebi | Registered representative | May 2014 (12y) | ||
| Marc Adam Rosenberg | Registered representative | May 2014 (12y) | ||
| Curt Joel De Leske | Registered representative | May 2014 (12y) | ||
| Andrew R Puhrmann | Registered representative | May 2014 (12y) | ||
| Kyle Robert Kaschak | Registered representative | May 2014 (12y) | ||
| Jonathan Lee Galego | Registered representative | May 2014 (12y) | ||
| Jay Dee Courtney | Registered representative | May 2014 (12y) | ||
| Bradley M Shamow | Registered representative | May 2014 (12y) | ||
| Melinda Aven | Registered representative | May 2014 (12y) | ||
| Todd M Grabner | Registered representative | May 2014 (12y) | ||
| Kate Monica Carrera | Registered representative | Jun 2014 (12y) | ||
| Thomas M Shoen | Registered representative | Jun 2014 (12y) | ||
| Kathryn J Millgard | Registered representative | Chartered Financial Consultant | Jun 2014 (12y) | |
| Maxwell Alen Cahn | Registered representative | Jun 2014 (12y) | ||
| Jeffery Edward Wrench | Registered representative | Jun 2014 (12y) | ||
| William Reese Hayes | Registered representative | Jun 2014 (12y) | ||
| Andrew Michael Rasmussen | Registered representative | Jun 2014 (12y) | ||
| Shane Thomas Obrien | Registered representative | Jun 2014 (12y) | ||
| Desiree N Ortiz | Registered representative | Jun 2014 (12y) | ||
| Rachel Lindsay Arp | Registered representative | Jul 2014 (12y) | ||
| Bradley R Ernst | Registered representative | Jul 2014 (12y) | ||
| Daryl R Klump | Registered representative | Jul 2014 (12y) | ||
| Joseph Edward Mahoney | Registered representative | Jul 2014 (12y) | ||
| Steven E Bryant | Registered representative | Jul 2014 (12y) | ||
| Adam Hamilton Riegel | Registered representative | Jul 2014 (12y) | ||
| Andrew Jorgan Manier | Registered representative | Jul 2014 (12y) | ||
| Kanan Sachdeva | Registered representative | CFP Chartered Financial Consultant | Jul 2014 (12y) | |
| Suzanne W Maguire | Registered representative | Jul 2014 (12y) | ||
| Kevin Matthew Mcnemar | Registered representative | Jul 2014 (12y) | ||
| Paul David Shuff | Registered representative | Jul 2014 (12y) | ||
| Thomas Michael Mack | Registered representative | Jul 2014 (12y) | ||
| Calvin Joseph Zongolowicz | Registered representative | Jul 2014 (12y) | ||
| Nicholas Ryan Naubert | Registered representative | Jul 2014 (12y) | ||
| Ryan Richard Hulsey | Registered representative | Jul 2014 (12y) | ||
| Sean Bruce Pickett | Registered representative | Aug 2014 (12y) | ||
| Matthew John Snodgrass | Registered representative | Aug 2014 (12y) | ||
| Randall Barry Scholl | Registered representative | Aug 2014 (12y) | ||
| Jamie Aaron Weber | Registered representative | CFP | Aug 2014 (12y) | |
| Blake Alan Archibold | Registered representative | Aug 2014 (12y) | ||
| George Waldo Lubke | Registered representative | Aug 2014 (12y) | ||
| Robert Bradford Reynolds | Registered representative | Chartered Financial Consultant | Aug 2014 (12y) | |
| Kevin Russell Pasarilla | Registered representative | Aug 2014 (12y) | ||
| Kyle Joseph Haeusser | Registered representative | Aug 2014 (12y) | ||
| Robert H Posey | Registered representative | Sep 2014 (12y) | ||
| Dominque Andrea Brouillard | Registered representative | Sep 2014 (12y) | ||
| Thorn C Svendsen | Registered representative | CFP Chartered Financial Consultant | Sep 2014 (12y) | |
| David William Tulley | Registered representative | Sep 2014 (12y) | ||
| Samuel Everett Arthur | Registered representative | Sep 2014 (12y) | ||
| Devin Lacy Greer | Registered representative | Sep 2014 (12y) | ||
| Erik T Whittle | Registered representative | Sep 2014 (12y) | ||
| Leon Baburov | Registered representative | Sep 2014 (12y) | ||
| Corinna Joan Anderson | Registered representative | Sep 2014 (12y) | ||
| Lannie William Cropper | Registered representative | Oct 2014 (12y) | ||
| James M Munder | Registered representative | Oct 2014 (12y) | ||
| Jonathan Jackson Morgan | Registered representative | Oct 2014 (12y) | ||
| Ari Lev Sigal | Registered representative | Oct 2014 (12y) | ||
| Frederick Hamilton Kuhlke Harbin | Registered representative | Oct 2014 (12y) | ||
| Scott Justin Borow | Registered representative | Oct 2014 (12y) | ||
| Brian Lee Aikens | Registered representative | Oct 2014 (12y) | ||
| Charlene Marie Quaresma | Registered representative | Oct 2014 (12y) | ||
| Elizabeth Louise Newman | Registered representative | Oct 2014 (12y) | ||
| Robert Wells Muzikowski | Registered representative | Oct 2014 (12y) | ||
| Lucas A Hogsett | Registered representative | Nov 2014 (12y) | ||
| Donald Damian Langdon | Registered representative | Nov 2014 (12y) | ||
| Julie Hodges Melton | Registered representative | Nov 2014 (12y) | ||
| Samuel Joseph Kasper | Registered representative | Nov 2014 (12y) | ||
| David Paul Pascoe | Registered representative | Nov 2014 (12y) | ||
| Kevin Sinagra | Registered representative | Nov 2014 (12y) | ||
| Adam Dominic Tiberi | Registered representative | Nov 2014 (12y) | ||
| Nicholas Christian Socha | Registered representative | Nov 2014 (12y) | ||
| Jason Scott Houston | Registered representative | Dec 2014 (12y) | ||
| Justin Kyle Thompson | Registered representative | Dec 2014 (12y) | ||
| Chad Louis Bolliger | Registered representative | Dec 2014 (12y) | ||
| Jeffrey Samuels Freedman | Registered representative | Dec 2014 (12y) | ||
| Timothy James Ninowski | Registered representative | Dec 2014 (12y) | ||
| Gregory K Brescol | Registered representative | Dec 2014 (12y) | ||
| Michael D. Morgan | Registered representative | Dec 2014 (12y) | ||
| Daniel Joseph Peterson | Registered representative | Jan 2015 (12y) | ||
| Jon Gregory Brazzale | Registered representative | Jan 2015 (12y) | ||
| Robert Jennings Morphis | Registered representative | Jan 2015 (12y) | ||
| William James Bradshaw | Registered representative | Jan 2015 (12y) | ||
| Daniel Patrick Lydon | Registered representative | Jan 2015 (12y) | ||
| Dawn Elizabeth Hansen | Registered representative | Jan 2015 (12y) | ||
| Jonathan Sovann Chea | Registered representative | Jan 2015 (12y) | ||
| Benjamin Paul Margolin | Registered representative | Jan 2015 (12y) | ||
| Cole Michael Lunde | Registered representative | Jan 2015 (12y) | ||
| James Vincent King | Registered representative | CFP Chartered Financial Consultant | Jan 2015 (12y) | |
| Kevin Bradley Morisoli | Registered representative | CFP | Jan 2015 (12y) | |
| Bradley Allen Behrens | Registered representative | Jan 2015 (12y) | ||
| Jaclyn Kayla Purcell | Registered representative | Jan 2015 (12y) | ||
| Jonathan Edwards Romero | Registered representative | Jan 2015 (12y) | ||
| Matthew J Holleran | Registered representative | Jan 2015 (12y) | ||
| Joseph M Hoover | Registered representative | Feb 2015 (11y) | ||
| Lance Aaron Trammell | Registered representative | Feb 2015 (11y) | ||
| Christopher W Garner | Registered representative | CFP | Feb 2015 (11y) | |
| Jennifer A Hyde | Registered representative | Chartered Financial Consultant | Feb 2015 (11y) | |
| Samantha R Holowka | Registered representative | Feb 2015 (11y) | ||
| Jared D Wallace | Registered representative | Feb 2015 (11y) | ||
| Timothy Peter Scholl | Registered representative | Feb 2015 (11y) | ||
| Joshua Charles Garcia | Registered representative | Feb 2015 (11y) | ||
| David Paul Rasak | Registered representative | Feb 2015 (11y) | ||
| Christopher Michael Ciapciak | Registered representative | Mar 2015 (11y) | ||
| John Paul Everett Moraca | Registered representative | Mar 2015 (11y) | ||
| Matthew Daniel Martin | Registered representative | Mar 2015 (11y) | ||
| Robert Gregory Dietrich | Registered representative | Mar 2015 (11y) | ||
| Edward Michael Kilpatrick | Registered representative | Chartered Financial Consultant | Mar 2015 (11y) | |
| William Todd Blanchard | Registered representative | Mar 2015 (11y) | ||
| Joseph Peter Grace | Registered representative | Mar 2015 (11y) | ||
| Eric Thomas Marion | Registered representative | Mar 2015 (11y) | ||
| Travis Glyn Bearden | Registered representative | Mar 2015 (11y) | ||
| Sheila Dawn Davidsmeyer | Registered representative | Mar 2015 (11y) | ||
| Patrick T Furey | Registered representative | Mar 2015 (11y) | ||
| Bradley Andrew Kmosena | Registered representative | Mar 2015 (11y) | ||
| Mark Kenji Leong | Registered representative | Mar 2015 (11y) | ||
| Christopher Kyle Menke | Registered representative | Mar 2015 (11y) | ||
| Chip Hallsten | Registered representative | Apr 2015 (11y) | ||
| Brandon Labelle | Registered representative | Apr 2015 (11y) | ||
| Christopher James Brennan | Registered representative | Apr 2015 (11y) | ||
| Valerie Ann Powers Litznerski | Registered representative | Apr 2015 (11y) | ||
| Michelle L Mendes | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Kevin Matthew Polonus | Registered representative | Apr 2015 (11y) | ||
| Tami Jo Johnson | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Jone Lee | Registered representative | Apr 2015 (11y) | ||
| Curtis Harold Anderson | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Katherine Louise Withrite | Registered representative | Chartered Financial Consultant | Apr 2015 (11y) | |
| Ryan R Meyer | Registered representative | Apr 2015 (11y) | ||
| Kimberly Luhman | Registered representative | Apr 2015 (11y) | ||
| Benjamin Lee Stasko | Registered representative | Apr 2015 (11y) | ||
| Jacob Robert Rohde | Registered representative | Apr 2015 (11y) | ||
| Michael Joseph Stahl | Registered representative | Apr 2015 (11y) | ||
| Ryan Charles Brockhaus | Registered representative | CFP | May 2015 (11y) | |
| David Alan Higgins | Registered representative | May 2015 (11y) | ||
| Bryce Alan Simon | Registered representative | May 2015 (11y) | ||
| Pritesh S Patel | Registered representative | May 2015 (11y) | ||
| Stephanie Catherine Street | Registered representative | May 2015 (11y) | ||
| Timothy George Joos | Registered representative | May 2015 (11y) | ||
| Steven S Kopala | Registered representative | May 2015 (11y) | ||
| Gregory M Finger | Registered representative | May 2015 (11y) | ||
| Heidi Bishop | Registered representative | May 2015 (11y) | ||
| Daryl Francis Zerveskes | Registered representative | May 2015 (11y) | ||
| Christopher Becker | Registered representative | May 2015 (11y) | ||
| Ryan James Kramer | Registered representative | Jun 2015 (11y) | ||
| Jack Eric Dixon | Registered representative | Chartered Financial Consultant | Jun 2015 (11y) | |
| Deidra Elise Willis | Registered representative | Jun 2015 (11y) | ||
| Ryan Ned Ainsworth | Registered representative | Jun 2015 (11y) | ||
| Daniel Robert Weizel | Registered representative | Jun 2015 (11y) | ||
| Mark M Downs | Registered representative | Jun 2015 (11y) | ||
| Stewart Addison Charles | Registered representative | Jun 2015 (11y) | ||
| Keith D Gibson | Registered representative | CFP | Jun 2015 (11y) | |
| Shawn Lorenz Leja | Registered representative | Jun 2015 (11y) | ||
| Spencer Kyle Lewis | Registered representative | Jun 2015 (11y) | ||
| Anthony Robert Stanley | Registered representative | Jun 2015 (11y) | ||
| Dario Bolanos | Registered representative | Jul 2015 (11y) | ||
| Nathan Mahan | Registered representative | Jul 2015 (11y) | ||
| Randall Lee Smith | Registered representative | Jul 2015 (11y) | ||
| Eric Gregory Winscher | Registered representative | CFP | Jul 2015 (11y) | |
| Matthew John Nichols | Registered representative | Jul 2015 (11y) | ||
| Nickolas John Hammelman | Registered representative | CFP | Jul 2015 (11y) | |
| Marcello Akaim Trigg | Registered representative | Jul 2015 (11y) | ||
| Amanda Jade Foster | Registered representative | Jul 2015 (11y) | ||
| Matthew J Thompson | Registered representative | Jul 2015 (11y) | ||
| Ross Evan Reitsma | Registered representative | Jul 2015 (11y) | ||
| Angie Renee Hubbard | Registered representative | Jul 2015 (11y) | ||
| Kristen C Torres | Registered representative | Jul 2015 (11y) | ||
| Kristin Marie Herman | Registered representative | Jul 2015 (11y) | ||
| Bruno V Lanfernini | Registered representative | Chartered Financial Consultant | Jul 2015 (11y) | |
| Courtney Dann Mcadams | Registered representative | Chartered Financial Consultant | Jul 2015 (11y) | |
| Wesley Steven Spiro | Registered representative | Aug 2015 (11y) | ||
| Paul Landon Hanson | Registered representative | Chartered Financial Consultant | Aug 2015 (11y) | |
| Susan M Stephenson | Registered representative | Aug 2015 (11y) | ||
| Jeffrey Scott Lantz | Registered representative | Chartered Financial Consultant | Aug 2015 (11y) | |
| Daniel Kenyon Houg | Registered representative | Aug 2015 (11y) | ||
| Stephen Christopher Strum | Registered representative | Aug 2015 (11y) | ||
| Phillip A Pickett | Registered representative | Aug 2015 (11y) | ||
| Timothy B Barber | Registered representative | Aug 2015 (11y) | ||
| Richard D Owsik | Registered representative | Sep 2015 (11y) | ||
| Soo J Schreiber | Registered representative | Sep 2015 (11y) | ||
| James Patrick Mccabe | Registered representative | CFP | Sep 2015 (11y) | |
| Kevin Mun Chung Hon | Registered representative | Sep 2015 (11y) | ||
| Henry W Sladek | Registered representative | Sep 2015 (11y) | ||
| Christopher L. Snoap | Registered representative | Sep 2015 (11y) | ||
| Glenn Robert Kirst | Registered representative | Sep 2015 (11y) | ||
| Mark J Schnobrich | Registered representative | Chartered Financial Consultant | Sep 2015 (11y) | |
| Donna Hardin Rhodes | Registered representative | Sep 2015 (11y) | ||
| Richard Anthony Nese | Registered representative | Sep 2015 (11y) | ||
| Taylor J Royal | Registered representative | Sep 2015 (11y) | ||
| Jorge Pablo Casariego | Registered representative | CFP Chartered Financial Consultant | Sep 2015 (11y) | |
| Cami Jo Koehn | Registered representative | Oct 2015 (11y) | ||
| Jason Sterrett | Registered representative | Oct 2015 (11y) | ||
| Ryan K Lee | Registered representative | Oct 2015 (11y) | ||
| Benjamin Paul Richard | Registered representative | Chartered Financial Consultant | Oct 2015 (11y) | |
| Matthew Lee Baumgartner | Registered representative | Oct 2015 (11y) | ||
| Scott L Lichty | Registered representative | Oct 2015 (11y) | ||
| Benjamin L Glassman | Registered representative | Oct 2015 (11y) | ||
| Brian Neal Edelstein | Registered representative | Oct 2015 (11y) | ||
| Patrick B Bailey | Registered representative | Oct 2015 (11y) | ||
| Timothy Andrew Mindel | Registered representative | Oct 2015 (11y) | ||
| Mary Stadelman | Registered representative | Oct 2015 (11y) | ||
| Anna Mezzina Cenicola | Registered representative | Chartered Financial Consultant | Oct 2015 (11y) | |
| Lorne A Adrain | Registered representative | Nov 2015 (11y) | ||
| Michael Charles Calamaro | Registered representative | Nov 2015 (11y) | ||
| Thomas Anthony Stewart | Registered representative | Nov 2015 (11y) | ||
| Emily Luanne Shealy Ergle | Registered representative | Nov 2015 (11y) | ||
| Jason Robert Tiede | Registered representative | Nov 2015 (11y) | ||
| Claude W Smith | Registered representative | Nov 2015 (11y) | ||
| Marlene Espinoza | Registered representative | Nov 2015 (11y) | ||
| Brittany Lauren Grabner | Registered representative | Dec 2015 (11y) | ||
| Andrew William Paul | Registered representative | Dec 2015 (11y) | ||
| Garrick Russell Legault | Registered representative | Dec 2015 (11y) | ||
| Mary M Phillips | Registered representative | Jan 2016 (11y) | ||
| Robert Benjamin French | Registered representative | Jan 2016 (11y) | ||
| Rhett J Driscoll | Registered representative | Jan 2016 (11y) | ||
| Glenn M Graves | Registered representative | Jan 2016 (11y) | ||
| Brett Chestnut | Registered representative | Jan 2016 (11y) | ||
| Robert Ernest Gray | Registered representative | Feb 2016 (10y) | ||
| Douglas Hewson Lupton | Registered representative | Feb 2016 (10y) | ||
| Thomas M Lydon | Registered representative | Feb 2016 (10y) | ||
| Kurt Mohrman | Registered representative | Feb 2016 (10y) | ||
| Trent Michael Jones | Registered representative | Feb 2016 (10y) | ||
| Brendan Hannan Tracz | Registered representative | Mar 2016 (10y) | ||
| Benjamin Edwin Farish | Registered representative | Mar 2016 (10y) | ||
| Joshua Press Elkan | Registered representative | Mar 2016 (10y) | ||
| Justin Ross Meyer | Registered representative | Mar 2016 (10y) | ||
| Vaughn Haywood Hoban | Registered representative | Mar 2016 (10y) | ||
| Benjamin J Bowden | Registered representative | Apr 2016 (10y) | ||
| Larissa L Barton | Registered representative | Apr 2016 (10y) | ||
| Matthew Ryan Collier | Registered representative | Apr 2016 (10y) | ||
| Daniel L Siekierski | Registered representative | May 2016 (10y) | ||
| Lauren M Kerr | Registered representative | May 2016 (10y) | ||
| Dustin Michael Parks | Registered representative | Jun 2016 (10y) | ||
| Darren Emery Grahame | Registered representative | CFP | Jun 2016 (10y) | |
| Timothy William Honce | Registered representative | Jun 2016 (10y) | ||
| Alexander Charles Roth | Registered representative | Jun 2016 (10y) | ||
| Kenneth M Chiu | Registered representative | Jul 2016 (10y) | ||
| Joshua Phillip Ferguson | Registered representative | Jul 2016 (10y) | ||
| Megan Marie Rhodes | Registered representative | Jul 2016 (10y) | ||
| David Mulder | Registered representative | Aug 2016 (10y) | ||
| Jason T Vogt | Registered representative | Aug 2016 (10y) | ||
| Vincent Leonard Auriemma | Registered representative | Aug 2016 (10y) | ||
| John D Seiner | Registered representative | Aug 2016 (10y) | ||
| Joanna M Adams | Registered representative | Sep 2016 (10y) | ||
| Shane Ryan Thackston | Registered representative | Sep 2016 (10y) | ||
| Michael W Loginow | Registered representative | Sep 2016 (10y) | ||
| Derek F Nickerson | Registered representative | Sep 2016 (10y) | ||
| Treston N Teague | Registered representative | Sep 2016 (10y) | ||
| Julia Balitsky Sipple | Registered representative | Oct 2016 (10y) | ||
| Ron Shahar | Registered representative | Oct 2016 (10y) | ||
| Sheila Yvette Doyle | Registered representative | Oct 2016 (10y) | ||
| Krystal Amanda Garcia | Registered representative | Oct 2016 (10y) | ||
| David Randall Lester | Registered representative | Oct 2016 (10y) | ||
| Erik Patrick Daniels | Registered representative | Oct 2016 (10y) | ||
| Steven Kinney | Registered representative | Nov 2016 (10y) | ||
| Lisa J Turnage | Registered representative | Nov 2016 (10y) | ||
| William Douglas Zimmerman | Registered representative | Dec 2016 (10y) | ||
| Sean A Murphy | Registered representative | Dec 2016 (10y) | ||
| Gregory Alan Gillmeister | Registered representative | Jan 2017 (10y) | ||
| Nancy Sarah Noon | Registered representative | Jan 2017 (10y) | ||
| Christopher B Germani | Registered representative | Feb 2017 (9y) | ||
| Steven J Lynch | Registered representative | Feb 2017 (9y) | ||
| Emily Danielle Jenkins | Registered representative | Feb 2017 (9y) | ||
| Andrew J Stumbo | Registered representative | Mar 2017 (9y) | ||
| Charles K Altendorfer | Registered representative | CFP | Mar 2017 (9y) | |
| Ryan K Dix | Registered representative | Apr 2017 (9y) | ||
| Lawrence Christopher Proehl | Registered representative | Apr 2017 (9y) | ||
| Matthew J Peters | Registered representative | Apr 2017 (9y) | ||
| Edward R Gavett | Registered representative | Apr 2017 (9y) | ||
| Annette Jean Allison Campbell | Registered representative | Apr 2017 (9y) | ||
| Douglas M Gay | Registered representative | May 2017 (9y) | ||
| Stephen E Colby | Registered representative | Jun 2017 (9y) | ||
| Michael Joseph Ferak | Registered representative | Jun 2017 (9y) | ||
| Steven Andrew Morlock | Registered representative | Jun 2017 (9y) | ||
| Collin Randall Pearce | Registered representative | Jun 2017 (9y) | ||
| Daniel James Bound | Registered representative | Jun 2017 (9y) | ||
| Robert E Lee | Registered representative | Jul 2017 (9y) | ||
| Joel A Mensch | Registered representative | Jul 2017 (9y) | ||
| Christopher A Kapsak | Registered representative | Jul 2017 (9y) | ||
| Barret Christopher Loux | Registered representative | Aug 2017 (9y) | ||
| Zipporah Evania | Registered representative | Aug 2017 (9y) | ||
| John H Ruhl | Registered representative | Sep 2017 (9y) | ||
| Mark Robert Merchant | Registered representative | Sep 2017 (9y) | ||
| Justin Deni | Registered representative | Sep 2017 (9y) | ||
| Chad Steven Jukkala Lewis | Registered representative | Sep 2017 (9y) | ||
| Matthew Thomas Sweeney | Registered representative | Oct 2017 (9y) | ||
| Michelle Chavez | Registered representative | Oct 2017 (9y) | ||
| Megan Laura Wallace Heathcote | Registered representative | Oct 2017 (9y) | ||
| Gregory K Stryjski | Registered representative | Nov 2017 (9y) | ||
| Anthony J Bruno | Registered representative | Nov 2017 (9y) | ||
| James Buckley | Registered representative | Dec 2017 (9y) | ||
| Shane M Watson | Registered representative | Dec 2017 (9y) | ||
| Philip Joseph Gallagher | Registered representative | Jan 2018 (9y) | ||
| William Jacob Cohn | Registered representative | Jan 2018 (9y) | ||
| Jennifer M Davidson | Registered representative | Feb 2018 (8y) | ||
| Terry Johnson Byrd | Registered representative | Feb 2018 (8y) | ||
| Dante Peter Pizzuti | Registered representative | Feb 2018 (8y) | ||
| Michael A Lankford | Registered representative | Feb 2018 (8y) | ||
| Michael Richard Key Mc Clernon | Registered representative | Mar 2018 (8y) | ||
| Andrew D Nelson | Registered representative | Mar 2018 (8y) | ||
| Joseph David Reitz | Registered representative | Apr 2018 (8y) | ||
| Jenifer E Castellano | Registered representative | Apr 2018 (8y) | ||
| Joseph Wonjin Jang | Registered representative | May 2018 (8y) | ||
| Ryan B Reynolds | Registered representative | May 2018 (8y) | ||
| Julian Maurice Pouncy | Registered representative | Jun 2018 (8y) | ||
| Timothy Robert Procita | Registered representative | Jun 2018 (8y) | ||
| Chad Richard Guerrero | Registered representative | CFP | Jul 2018 (8y) | |
| Kyle Donald Kerr | Registered representative | Jul 2018 (8y) | ||
| Darby Mc Lean Hamilton | Registered representative | Jul 2018 (8y) | ||
| Brian T Anderson | Registered representative | Aug 2018 (8y) | ||
| Andrew Keith Cashman | Registered representative | Aug 2018 (8y) | ||
| Shannon Schaffer | Registered representative | Aug 2018 (8y) | ||
| Lindsey Patricia Strand | Registered representative | Sep 2018 (8y) | ||
| Brandie Farnam Knebel | Registered representative | Sep 2018 (8y) | ||
| Sarah S Morales | Registered representative | Sep 2018 (8y) | ||
| Geoffrey Bishop Harris | Registered representative | Oct 2018 (8y) | ||
| Natan Btesh | Registered representative | Oct 2018 (8y) | ||
| Regan P Smith | Registered representative | Oct 2018 (8y) | ||
| Tyler F Giannonatti | Registered representative | Oct 2018 (8y) | ||
| Benjamin Ross Holte | Registered representative | Oct 2018 (8y) | ||
| Robert J Stumpf | Registered representative | Dec 2018 (8y) | ||
| Daniel Kirk Jones | Registered representative | Dec 2018 (8y) | ||
| Paul D Russell | Registered representative | Jan 2019 (8y) | ||
| Jacqueline Marie Karpinsky | Registered representative | Jan 2019 (8y) | ||
| Audrey L Wheeler | Registered representative | Feb 2019 (7y) | ||
| Jason Garth Wilde | Registered representative | Feb 2019 (7y) | ||
| Brett Logan Liebau | Registered representative | Mar 2019 (7y) | ||
| T Cole Forester | Registered representative | Mar 2019 (7y) | ||
| Jeffrey Hennings | Registered representative | Apr 2019 (7y) | ||
| Andrew Kelly Stevens | Registered representative | Apr 2019 (7y) | ||
| Michael Kayserman | Registered representative | May 2019 (7y) | ||
| Douglas Paul Steinhauser | Registered representative | Chartered Financial Consultant | May 2019 (7y) | |
| Daniel Plantamura | Registered representative | May 2019 (7y) | ||
| Bethany Zebell | Registered representative | May 2019 (7y) | ||
| Nicholas John Golebiowski | Registered representative | Jun 2019 (7y) | ||
| Brian Josef Dierks | Registered representative | Jul 2019 (7y) | ||
| Kellie Holubow | Registered representative | Jul 2019 (7y) | ||
| Kyle Lee Wright | Registered representative | Jul 2019 (7y) | ||
| Natallia Ornelas | Registered representative | Jul 2019 (7y) | ||
| Becky J Devries | Registered representative | Aug 2019 (7y) | ||
| Bret Michael Ptack | Registered representative | Aug 2019 (7y) | ||
| Drew Snodgrass | Registered representative | Aug 2019 (7y) | ||
| Timothy D Salm | Registered representative | Aug 2019 (7y) | ||
| Eric J Schmidling | Registered representative | Aug 2019 (7y) | ||
| Yanina Hart | Registered representative | Chartered Financial Consultant | Aug 2019 (7y) | |
| Kurtis Kammerer | Registered representative | Aug 2019 (7y) | ||
| Caleb Williams | Registered representative | Sep 2019 (7y) | ||
| Barbara A Bertrand | Registered representative | Sep 2019 (7y) | ||
| Jessica Michele Butcher Salazar | Registered representative | Chartered Financial Consultant | Oct 2019 (7y) | |
| Megan A Moore | Registered representative | Oct 2019 (7y) | ||
| Jason Frederick De Marzo | Registered representative | Oct 2019 (7y) | ||
| Levi R Sullivan | Registered representative | Oct 2019 (7y) | ||
| William Bertalin Walsh | Registered representative | Nov 2019 (7y) | ||
| Sabrina L Breitenbach | Registered representative | CFP | Nov 2019 (7y) | |
| George Earl Darphin | Registered representative | Nov 2019 (7y) | ||
| Yvette D Jacquet | Registered representative | Nov 2019 (7y) | ||
| Andrew Mccord Runnion | Registered representative | Dec 2019 (7y) | ||
| Michael Anthony Searock | Registered representative | Dec 2019 (7y) | ||
| Evan W Reichel | Registered representative | Dec 2019 (7y) | ||
| Korey Grow | Registered representative | Dec 2019 (7y) | ||
| Anthony Robert Edwards | Registered representative | Dec 2019 (7y) | ||
| Kristy Lyn Hopkins | Registered representative | Dec 2019 (7y) | ||
| Jessica Michelle Holte | Registered representative | Dec 2019 (7y) | ||
| William Blake Vincent | Registered representative | Jan 2020 (7y) | ||
| Josue Rodriguez Vargas | Registered representative | Jan 2020 (7y) | ||
| George Jackson Douthit | Registered representative | Jan 2020 (7y) | ||
| Brian Patrick Schmitt | Registered representative | Jan 2020 (7y) | ||
| Connor V Morelli | Registered representative | Feb 2020 (6y) | ||
| Sandeep Gupta | Registered representative | Chartered Financial Consultant | Feb 2020 (6y) | |
| Kyle Larocca | Registered representative | Mar 2020 (6y) | ||
| Rowland Louis Markheim | Registered representative | Mar 2020 (6y) | ||
| Bevan P Gourley | Registered representative | Mar 2020 (6y) | ||
| Kevin Salazar | Registered representative | Mar 2020 (6y) | ||
| Jacob J Bishop | Registered representative | Mar 2020 (6y) | ||
| Aaron J Heiden | Registered representative | Mar 2020 (6y) | ||
| Jason M Vahlenkamp | Registered representative | Mar 2020 (6y) | ||
| Susan M Pineiro | Registered representative | Apr 2020 (6y) | ||
| Aaron Nickolette | Registered representative | Apr 2020 (6y) | ||
| Austin Fender | Registered representative | Apr 2020 (6y) | ||
| Todd Arnold Kemper | Registered representative | Apr 2020 (6y) | ||
| Jennifer M Short | Registered representative | May 2020 (6y) | ||
| Scott B Ehrlich | Registered representative | May 2020 (6y) | ||
| Arianna Bustillos Jiruska | Registered representative | Jun 2020 (6y) | ||
| Nicholas Patrick Ewen | Registered representative | Jun 2020 (6y) | ||
| Hollice R Hefner | Registered representative | Jun 2020 (6y) | ||
| Ryan Speak | Registered representative | Jun 2020 (6y) | ||
| Mark Gilbert Wilensky | Registered representative | Jul 2020 (6y) | ||
| Jason Victor Sponholtz | Registered representative | Jul 2020 (6y) | ||
| Dominic Anthony Mirabella | Registered representative | CFP | Jul 2020 (6y) | |
| Gabriela A Urquizo | Registered representative | Jul 2020 (6y) | ||
| Adam Lamar | Registered representative | Jul 2020 (6y) | ||
| Stephen Scott Cooley | Registered representative | Jul 2020 (6y) | ||
| Matthew R Liefer | Registered representative | Aug 2020 (6y) | ||
| Rafael Saez | Registered representative | Aug 2020 (6y) | ||
| Mary Josephine Draayer | Registered representative | Aug 2020 (6y) | ||
| Christopher Horvat | Registered representative | Sep 2020 (6y) | ||
| Lauren Catherine Mc Neill | Registered representative | Sep 2020 (6y) | ||
| Victoria Lynn Messman | Registered representative | Sep 2020 (6y) | ||
| Thomas C Mueger | Registered representative | Sep 2020 (6y) | ||
| Joseph M Marino | Registered representative | Sep 2020 (6y) | ||
| April Lynn Vight | Registered representative | Sep 2020 (6y) | ||
| Stephen T Straw | Registered representative | CFP | Sep 2020 (6y) | |
| Abigail Powell Wrinkle | Registered representative | Oct 2020 (6y) | ||
| Alyson Lancaster Frantz | Registered representative | Nov 2020 (6y) | ||
| Daniel A Pion | Registered representative | Nov 2020 (6y) | ||
| James William Gray | Registered representative | Nov 2020 (6y) | ||
| Jason Tayler Samimi | Registered representative | Dec 2020 (6y) | ||
| Joel Robert Anderson | Registered representative | Dec 2020 (6y) | ||
| John Shashaty | Registered representative | Dec 2020 (6y) | ||
| Ivelisse Perez Mc Sweeney | Registered representative | Dec 2020 (6y) | ||
| Chad Drake | Registered representative | Dec 2020 (6y) | ||
| Roger Lyle Beaman | Registered representative | Jan 2021 (6y) | ||
| James Robert Richards | Registered representative | Jan 2021 (6y) | ||
| Jordan Duggan | Registered representative | Jan 2021 (6y) | ||
| Nathan O Rikansrud | Registered representative | Jan 2021 (6y) | ||
| James Bradford Wheeler | Registered representative | Chartered Financial Consultant | Feb 2021 (5y) | |
| Jason Frank Valentino | Registered representative | Feb 2021 (5y) | ||
| Michael Alexander Geotes | Registered representative | Feb 2021 (5y) | ||
| James Kirk Baird | Registered representative | Feb 2021 (5y) | ||
| John Taylor Rhett | Registered representative | Feb 2021 (5y) | ||
| William Douglas | Registered representative | Feb 2021 (5y) | ||
| Stanley P Korn | Registered representative | Mar 2021 (5y) | ||
| Douglas Edward Clifford | Registered representative | Mar 2021 (5y) | ||
| Jennifer E Reed | Registered representative | CFP | Mar 2021 (5y) | |
| Grace Elizabeth Beach | Registered representative | CFP | Mar 2021 (5y) | |
| Victoria Nenchev | Registered representative | Apr 2021 (5y) | ||
| Daniel Kleytman | Registered representative | Apr 2021 (5y) | ||
| Gregory Nelson Phillips | Registered representative | Apr 2021 (5y) | ||
| Brian M Spaulding | Registered representative | Apr 2021 (5y) | ||
| Clarence George Modjeski | Registered representative | Chartered Financial Consultant | Apr 2021 (5y) | |
| Todd M Temple | Registered representative | Apr 2021 (5y) | ||
| Michael Charles Burroughs | Registered representative | Apr 2021 (5y) | ||
| Amanda Marie Henchcliffe | Registered representative | Apr 2021 (5y) | ||
| Michael Ryan Pierson | Registered representative | Apr 2021 (5y) | ||
| Matthew Mertens | Registered representative | May 2021 (5y) | ||
| Karina Beyda | Registered representative | Jun 2021 (5y) | ||
| Thomas Huffman Engelhard | Registered representative | Jun 2021 (5y) | ||
| Nicholas Sean Duelfer | Registered representative | Jun 2021 (5y) | ||
| Philip Michael Cujas | Registered representative | Jul 2021 (5y) | ||
| Paul Seymour Stadfeld | Registered representative | Jul 2021 (5y) | ||
| Jeffrey Zuzolo | Registered representative | Jul 2021 (5y) | ||
| Nicholas James Shultz | Registered representative | Jul 2021 (5y) | ||
| Stephen D Marcum | Registered representative | Aug 2021 (5y) | ||
| William Curtis Hodges | Registered representative | Aug 2021 (5y) | ||
| William T Fadelici | Registered representative | Aug 2021 (5y) | ||
| Monica Dresser | Registered representative | Aug 2021 (5y) | ||
| Garrett Marc Ashbaugh | Registered representative | Sep 2021 (5y) | ||
| Gregory Paul Jones | Registered representative | Sep 2021 (5y) | ||
| Jason Gray Anderson | Registered representative | Sep 2021 (5y) | ||
| Kenneth Pickett | Registered representative | Sep 2021 (5y) | ||
| Michael Anthony Lionetti | Registered representative | Sep 2021 (5y) | ||
| Schanice Lanae' Staples | Registered representative | Sep 2021 (5y) | ||
| Kelvern Chen | Registered representative | CFP | Sep 2021 (5y) | |
| Chad Michael Hayes | Registered representative | Sep 2021 (5y) | ||
| Susan Ruhland | Registered representative | Sep 2021 (5y) | ||
| Alexia R Ciontea | Registered representative | Sep 2021 (5y) | ||
| Scott W Liermann | Registered representative | Sep 2021 (5y) | ||
| Elliott Magri | Registered representative | Oct 2021 (5y) | ||
| Carl Fancy | Registered representative | Oct 2021 (5y) | ||
| Bryan Diedrich Brunken | Registered representative | Oct 2021 (5y) | ||
| William Alfred Haggard | Registered representative | Oct 2021 (5y) | ||
| Anthony Rosario Perrelli | Registered representative | Oct 2021 (5y) | ||
| Abigail Williams | Registered representative | Oct 2021 (5y) | ||
| Robert H Starnes | Registered representative | Oct 2021 (5y) | ||
| Jill Gaitz | Registered representative | Oct 2021 (5y) | ||
| Blaire Lauren Puls | Registered representative | Oct 2021 (5y) | ||
| Bailey Clark | Registered representative | Nov 2021 (5y) | ||
| Chad Michael Krahn | Registered representative | Nov 2021 (5y) | ||
| Matthew Costa | Registered representative | Nov 2021 (5y) | ||
| Daniel Paul Hedgecock | Registered representative | Nov 2021 (5y) | ||
| Matthew Rico | Registered representative | Nov 2021 (5y) | ||
| Ilene Daiane Medina | Registered representative | Nov 2021 (5y) | ||
| Joanna Rachel Season | Registered representative | Nov 2021 (5y) | ||
| Karen M Oberg | Registered representative | Nov 2021 (5y) | ||
| Alaina Giordani | Registered representative | Dec 2021 (5y) | ||
| Rachel Dix | Registered representative | Dec 2021 (5y) | ||
| Robin Elizabeth Pacholder | Registered representative | Dec 2021 (5y) | ||
| Noelani Higdon | Registered representative | Dec 2021 (5y) | ||
| Michael Ready | Registered representative | CFP | Dec 2021 (5y) | |
| Miranda Lee Criscimagna | Registered representative | Jan 2022 (5y) | ||
| Craig L Quinlan | Registered representative | Jan 2022 (5y) | ||
| Kirk Matthew Farkas | Registered representative | Jan 2022 (5y) | ||
| Kunal Patel | Registered representative | Jan 2022 (5y) | ||
| Anastasia V Potapova | Registered representative | Feb 2022 (4y) | ||
| Benjamin Daniel Hershey | Registered representative | Feb 2022 (4y) | ||
| David Venneri | Registered representative | Feb 2022 (4y) | ||
| Richard Mc Donald | Registered representative | Feb 2022 (4y) | ||
| Gloria Wong | Registered representative | Feb 2022 (4y) | ||
| Matthew S Wickline | Registered representative | Feb 2022 (4y) | ||
| Stephanie E Jordan | Registered representative | Feb 2022 (4y) | ||
| Kevin Swansburg | Registered representative | Mar 2022 (4y) | ||
| Kristy Lynn Warmerdam | Registered representative | Mar 2022 (4y) | ||
| Allison Beth Meyers | Registered representative | Mar 2022 (4y) | ||
| Andrew J Watters | Registered representative | Mar 2022 (4y) | ||
| Scott E. Sampeer | Registered representative | Chartered Financial Consultant | Mar 2022 (4y) | |
| Tess Johnson | Registered representative | Apr 2022 (4y) | ||
| Bradley Dale Hutter | Registered representative | Apr 2022 (4y) | ||
| Ryan W Henderson | Registered representative | Apr 2022 (4y) | ||
| Wesley Hardy | Registered representative | Apr 2022 (4y) | ||
| Mark Buckley | Registered representative | CFP | Apr 2022 (4y) | |
| Cody Collier | Registered representative | Apr 2022 (4y) | ||
| Selmon Ted Franklin | Registered representative | Apr 2022 (4y) | ||
| Heidi Marie Mengelkoch | Registered representative | Apr 2022 (4y) | ||
| Heather Hitch | Registered representative | CFP | May 2022 (4y) | |
| Joel Faircloth | Registered representative | May 2022 (4y) | ||
| Joshua Hunt | Registered representative | May 2022 (4y) | ||
| Robert Allan Roth | Registered representative | Chartered Financial Consultant | May 2022 (4y) | |
| Taylor S Derrisaw | Registered representative | May 2022 (4y) | ||
| Frederick William Ulbrick | Registered representative | CFP | May 2022 (4y) | |
| Hugo Miguel Alves | Registered representative | CFP | May 2022 (4y) | |
| Jonathan Joseph Piazza Harper | Registered representative | CFP | May 2022 (4y) | |
| Anthony Gonnello | Registered representative | May 2022 (4y) | ||
| Nathan Colborn | Registered representative | Jun 2022 (4y) | ||
| Jaime Grant Escobar | Registered representative | Jun 2022 (4y) | ||
| Kyle Edward Siettmann | Registered representative | Jun 2022 (4y) | ||
| Meredith Reed | Registered representative | Jun 2022 (4y) | ||
| Jerry Joseph David | Registered representative | Jun 2022 (4y) | ||
| Dane Andrew Zeller | Registered representative | Jun 2022 (4y) | ||
| Bonnie Marie Mangold | Registered representative | Jul 2022 (4y) | ||
| Mario Joseph De Rose | Registered representative | Jul 2022 (4y) | ||
| Maximilian Flisi | Registered representative | Jul 2022 (4y) | ||
| Katherine Marie Pierce | Registered representative | Jul 2022 (4y) | ||
| Micayla Lynn Murphy | Registered representative | Jul 2022 (4y) | ||
| Broc Anthony Losing | Registered representative | Jul 2022 (4y) | ||
| Jack Suttman | Registered representative | Jul 2022 (4y) | ||
| Kyle Brady | Registered representative | Jul 2022 (4y) | ||
| Ryan James Lang | Registered representative | Jul 2022 (4y) | ||
| Angela Marie Thompson | Registered representative | Jul 2022 (4y) | ||
| Richard H Freer | Registered representative | Aug 2022 (4y) | ||
| Nicholas George Dippel | Registered representative | Aug 2022 (4y) | ||
| Nderim Zenuni | Registered representative | Aug 2022 (4y) | ||
| Patrick Louis | Registered representative | Aug 2022 (4y) | ||
| Elizabeth A Mayer | Registered representative | Aug 2022 (4y) | ||
| David Allen Lingel | Registered representative | Aug 2022 (4y) | ||
| Latricia Peck | Registered representative | Aug 2022 (4y) | ||
| Geoffrey J Passehl | Registered representative | Sep 2022 (4y) | ||
| Johnny Everett Carruth | Registered representative | Sep 2022 (4y) | ||
| Brenda Julian Yanez | Registered representative | Sep 2022 (4y) | ||
| Jacob Halloran | Registered representative | Sep 2022 (4y) | ||
| Paul A Candeletti | Registered representative | Sep 2022 (4y) | ||
| David Nardiello | Registered representative | Sep 2022 (4y) | ||
| Matthew Marussich | Registered representative | Oct 2022 (4y) | ||
| Nicholas Howard Davis | Registered representative | Oct 2022 (4y) | ||
| Rovena Grishaj | Registered representative | Oct 2022 (4y) | ||
| Joshua Paul Perger | Registered representative | Oct 2022 (4y) | ||
| James Ryan Echols | Registered representative | Oct 2022 (4y) | ||
| Kristin Amber Lindsey | Registered representative | Oct 2022 (4y) | ||
| John J Bernatowicz | Registered representative | Oct 2022 (4y) | ||
| Karl Beck | Registered representative | Nov 2022 (4y) | ||
| Lydia Weisenburger | Registered representative | Nov 2022 (4y) | ||
| Devin James Cornelius | Registered representative | Nov 2022 (4y) | ||
| Matthew Robert Di Nunzio | Registered representative | Nov 2022 (4y) | ||
| Lauren Taylor Kotras | Registered representative | Nov 2022 (4y) | ||
| Cole Deidrich Namken | Registered representative | Nov 2022 (4y) | ||
| Karim Bekkadja | Registered representative | Nov 2022 (4y) | ||
| Christopher Glenn Thomason | Registered representative | Dec 2022 (4y) | ||
| Tyler Bryant Scritchfield | Registered representative | Dec 2022 (4y) | ||
| Claire E Johnson | Registered representative | Dec 2022 (4y) | ||
| John C Moresi | Registered representative | Dec 2022 (4y) | ||
| Jacob Hower | Registered representative | Jan 2023 (4y) | ||
| Sawyer C Green | Registered representative | Jan 2023 (4y) | ||
| Nathan S Schroer | Registered representative | Jan 2023 (4y) | ||
| Brock Wuebker | Registered representative | Jan 2023 (4y) | ||
| Robert D Merrill | Registered representative | Jan 2023 (4y) | ||
| William Andrew Marsh | Registered representative | Jan 2023 (4y) | ||
| Rob Nicholas Stone | Registered representative | Feb 2023 (4y) | ||
| William David Robuck | Registered representative | Feb 2023 (3y) | ||
| Bridger William Jefferies | Registered representative | Feb 2023 (3y) | ||
| Michael Ryan De Walt | Registered representative | Feb 2023 (3y) | ||
| David Robert Sebring | Registered representative | Feb 2023 (3y) | ||
| Don Sperry Redd | Registered representative | Feb 2023 (3y) | ||
| Evan Shifley | Registered representative | Feb 2023 (3y) | ||
| Nathaniel Booth | Registered representative | Feb 2023 (3y) | ||
| Kristoffer Kaminski | Registered representative | Mar 2023 (3y) | ||
| Scott Campbell | Registered representative | Mar 2023 (3y) | ||
| Forrest E Hall | Registered representative | Mar 2023 (3y) | ||
| Kathryn Elander Sachs | Registered representative | Mar 2023 (3y) | ||
| Jared Lloyd Mac Farland | Registered representative | Mar 2023 (3y) | ||
| Joanna Marie Niemiec | Registered representative | Mar 2023 (3y) | ||
| Lorianne Sawyer Montsinger | Registered representative | Apr 2023 (3y) | ||
| Daniel Andres Vargas Hernandez | Registered representative | Apr 2023 (3y) | ||
| Kam Kam Ying Johnston | Registered representative | Apr 2023 (3y) | ||
| William Joseph Malcolm | Registered representative | May 2023 (3y) | ||
| Darcianne Hutchins | Registered representative | May 2023 (3y) | ||
| John Murdock Millar | Registered representative | May 2023 (3y) | ||
| Edward Thomas Kenney | Registered representative | May 2023 (3y) | ||
| John Hughes Scott | Registered representative | May 2023 (3y) | ||
| Yuri Alexander Dagan | Registered representative | May 2023 (3y) | ||
| Sean Torres Casey | Registered representative | Jun 2023 (3y) | ||
| Christian Bills | Registered representative | Jun 2023 (3y) | ||
| Zachary Mc Nelis | Registered representative | Jun 2023 (3y) | ||
| Ronald Roy Olson | Registered representative | CFP | Jun 2023 (3y) | |
| Carey A Droznek | Registered representative | CFP | Jun 2023 (3y) | |
| Brian Wenstrup | Registered representative | Jul 2023 (3y) | ||
| Donald Gerald Robinson | Registered representative | Jul 2023 (3y) | ||
| Karisa Reynolds | Registered representative | Jul 2023 (3y) | ||
| Maksym Konovalov | Registered representative | Jul 2023 (3y) | ||
| Aaron Durda | Registered representative | Jul 2023 (3y) | ||
| Cullin Haden | Registered representative | Jul 2023 (3y) | ||
| Jennifer Wu | Registered representative | Jul 2023 (3y) | ||
| Keilah Sutton | Registered representative | Jul 2023 (3y) | ||
| Andreas Nydal | Registered representative | Jul 2023 (3y) | ||
| Audrey Elise Pred | Registered representative | Jul 2023 (3y) | ||
| Christopher Paul Hughes | Registered representative | Jul 2023 (3y) | ||
| David N Stansberry | Registered representative | Aug 2023 (3y) | ||
| Devin Bos | Registered representative | Aug 2023 (3y) | ||
| Ryan Bishop Williams | Registered representative | Sep 2023 (3y) | ||
| Eugene M Gallagher | Registered representative | Sep 2023 (3y) | ||
| Patrick Lawrence Toohers | Registered representative | Sep 2023 (3y) | ||
| Michael John Andrews | Registered representative | Sep 2023 (3y) | ||
| Halee Anne Kading | Registered representative | Oct 2023 (3y) | ||
| Zack Johnson | Registered representative | Oct 2023 (3y) | ||
| Aarikka Jean Burgess | Registered representative | CFP | Oct 2023 (3y) | |
| Andrew Glover | Registered representative | Oct 2023 (3y) | ||
| Anthony Michael Moore | Registered representative | Oct 2023 (3y) | ||
| Alexander Thomas Tri Pohlmann | Registered representative | Oct 2023 (3y) | ||
| Shanna Monroe | Registered representative | Nov 2023 (3y) | ||
| Derek Scott Prichard | Registered representative | Nov 2023 (3y) | ||
| Angela Anne Kjorlien | Registered representative | Nov 2023 (3y) | ||
| Anthony David Fabris | Registered representative | Nov 2023 (3y) | ||
| Barry Conrad Fies | Registered representative | Nov 2023 (3y) | ||
| Hans Eric Myklebust | Registered representative | Nov 2023 (3y) | ||
| Maria K Roloff | Registered representative | Nov 2023 (3y) | ||
| Caroline Elizabeth Seward | Registered representative | CFP | Nov 2023 (3y) | |
| Michael Robert Bruce | Registered representative | Nov 2023 (3y) | ||
| Craven Elkins Lowe | Registered representative | Nov 2023 (3y) | ||
| Samuel Frank Klopp | Registered representative | Nov 2023 (3y) | ||
| James Dietter | Registered representative | Nov 2023 (3y) | ||
| Sam Smith Mines | Registered representative | Nov 2023 (3y) | ||
| Robert Morgan | Registered representative | Nov 2023 (3y) | ||
| Joseph Consalazio | Registered representative | Dec 2023 (3y) | ||
| Jarod Matthew Anderson | Registered representative | Dec 2023 (3y) | ||
| Roshan Thilan Kiridena | Registered representative | Dec 2023 (3y) | ||
| Heather Katherine Zepeda | Registered representative | Dec 2023 (3y) | ||
| Jeffrey Harlan Voss | Registered representative | Dec 2023 (3y) | ||
| Raymond John Boland | Registered representative | Dec 2023 (3y) | ||
| Yuliya Sklyarova Rivera | Registered representative | Jan 2024 (3y) | ||
| Scott Cohn | Registered representative | Jan 2024 (3y) | ||
| Mark Stephen Neumann | Registered representative | Jan 2024 (3y) | ||
| Joshua Len Mathison | Registered representative | Jan 2024 (3y) | ||
| John Raymond Glowacki | Registered representative | Jan 2024 (3y) | ||
| Jared Lawson Boggie | Registered representative | Jan 2024 (3y) | ||
| Anne Aslan | Registered representative | Jan 2024 (3y) | ||
| Mary Alba Person | Registered representative | Jan 2024 (3y) | ||
| Matthew Lewis Dickinson | Registered representative | Jan 2024 (3y) | ||
| Joshua Michael Roth | Registered representative | Jan 2024 (3y) | ||
| Michael Merle Erpelding | Registered representative | Chartered Financial Consultant | Jan 2024 (3y) | |
| Patricia Rose Murphy | Registered representative | Jan 2024 (3y) | ||
| Sara Diaz | Registered representative | Feb 2024 (2y) | ||
| Anthony Quintero | Registered representative | Feb 2024 (2y) | ||
| Joseph Anthony Staples | Registered representative | Feb 2024 (2y) | ||
| Laurie Mertens | Registered representative | Feb 2024 (2y) | ||
| Benjamin Reed Levy | Registered representative | Feb 2024 (2y) | ||
| Matthew Scott Wunder | Registered representative | CFP | Feb 2024 (2y) | |
| Kimmie Menor | Registered representative | Feb 2024 (2y) | ||
| Taylor Walker Kean | Registered representative | Mar 2024 (2y) | ||
| Brendon Louis Smith | Registered representative | Mar 2024 (2y) | ||
| Evan C Bell | Registered representative | Mar 2024 (2y) | ||
| Cody Molacek | Registered representative | CFP | Mar 2024 (2y) | |
| Tyler Michael Westrick | Registered representative | Mar 2024 (2y) | ||
| David Grant Metzger | Registered representative | CFP CFA | Mar 2024 (2y) | |
| Ryan Landmark | Registered representative | CFP | Mar 2024 (2y) | |
| Sydney Noel Drosen | Registered representative | Mar 2024 (2y) | ||
| Alan Javier Rodriguez | Registered representative | Mar 2024 (2y) | ||
| Cris Alvarez | Registered representative | Apr 2024 (2y) | ||
| Katla Michaelson | Registered representative | Apr 2024 (2y) | ||
| Connor J Chylik | Registered representative | Apr 2024 (2y) | ||
| John J Weber | Registered representative | Apr 2024 (2y) | ||
| Jennifer Gittens | Registered representative | Apr 2024 (2y) | ||
| Cody Schmidt | Registered representative | Apr 2024 (2y) | ||
| Eric Messer | Registered representative | Apr 2024 (2y) | ||
| Jonathan Krist | Registered representative | CFP Chartered Financial Consultant | Apr 2024 (2y) | |
| Conner Melius | Registered representative | Apr 2024 (2y) | ||
| Erica C Amenda | Registered representative | Apr 2024 (2y) | ||
| Carson Mc Bee Buell | Registered representative | May 2024 (2y) | ||
| Nathan Craig Elias | Registered representative | May 2024 (2y) | ||
| Nathan Thomas Kruse | Registered representative | May 2024 (2y) | ||
| Noah Benjamin Winstead | Registered representative | May 2024 (2y) | ||
| Caroline Goddard Hanna | Registered representative | May 2024 (2y) | ||
| Dylan Moreno | Registered representative | May 2024 (2y) | ||
| Todd W Parker | Registered representative | May 2024 (2y) | ||
| Mark Quentin Walker | Registered representative | May 2024 (2y) | ||
| Zachary James Soper | Registered representative | May 2024 (2y) | ||
| Michael Edwin Crossley | Registered representative | May 2024 (2y) | ||
| Robert Tyler Weddle | Registered representative | Jun 2024 (2y) | ||
| Neil Carr | Registered representative | Jun 2024 (2y) | ||
| Dave Jonathan Guzman | Registered representative | Jun 2024 (2y) | ||
| James Humpherson Mollett | Registered representative | Jun 2024 (2y) | ||
| Joseph Ward | Registered representative | Jun 2024 (2y) | ||
| Emily Anne Harker Smith | Registered representative | Jun 2024 (2y) | ||
| Ethan Everett Baker | Registered representative | Jul 2024 (2y) | ||
| Joyce M Rice | Registered representative | Jul 2024 (2y) | ||
| Frank Xiaohuan Fang | Registered representative | Jul 2024 (2y) | ||
| Allen J Wagner | Registered representative | Jul 2024 (2y) | ||
| Louis S Cannataro | Registered representative | Chartered Financial Consultant | Jul 2024 (2y) | |
| Ryan Christman | Registered representative | Jul 2024 (2y) | ||
| Chad Woodruff Di Stefano | Registered representative | CFP | Jul 2024 (2y) | |
| Ivan Alexander Garczynski | Registered representative | Jul 2024 (2y) | ||
| Wade Allen Stafford | Registered representative | Jul 2024 (2y) | ||
| Paul Anthony Strycker | Registered representative | Aug 2024 (2y) | ||
| Sean Albert Tomko | Registered representative | Aug 2024 (2y) | ||
| Dylan Benedict Scasserra | Registered representative | Aug 2024 (2y) | ||
| Asa Hodrick | Registered representative | Aug 2024 (2y) | ||
| Thomas Harrison Glyman | Registered representative | Aug 2024 (2y) | ||
| Shannon D James | Registered representative | Aug 2024 (2y) | ||
| Tanner Britt Stockton | Registered representative | Aug 2024 (2y) | ||
| Lutfi Pocesta | Registered representative | Aug 2024 (2y) | ||
| Lawrence Paul Story | Registered representative | Sep 2024 (2y) | ||
| Ryan Leonardo Liz | Registered representative | Sep 2024 (2y) | ||
| Tyler James Hartman | Registered representative | Sep 2024 (2y) | ||
| Ramesh V Subramaniam | Registered representative | Sep 2024 (2y) | ||
| Rachel Catherine Smith | Registered representative | Sep 2024 (2y) | ||
| Brian Charles Schaub | Registered representative | Sep 2024 (2y) | ||
| David Mark Ginsberg | Registered representative | Sep 2024 (2y) | ||
| Ryan Geisler | Registered representative | Sep 2024 (2y) | ||
| Jarret Braden White | Registered representative | Sep 2024 (2y) | ||
| Carol Anne Bates | Registered representative | CFP | Oct 2024 (2y) | |
| Eric Thornton | Registered representative | Oct 2024 (2y) | ||
| Paul Baker | Registered representative | Oct 2024 (2y) | ||
| Diedric Berg | Registered representative | Oct 2024 (2y) | ||
| John Miralia | Registered representative | Oct 2024 (2y) | ||
| Elizabeth Kharoba | Registered representative | Oct 2024 (2y) | ||
| David C Koronkiewicz | Registered representative | Nov 2024 (2y) | ||
| Charles Blachford | Registered representative | Nov 2024 (2y) | ||
| Nikola Malezanov | Registered representative | Nov 2024 (2y) | ||
| Colangelo Alesandrini | Registered representative | Nov 2024 (2y) | ||
| Taylor Turner | Registered representative | Nov 2024 (2y) | ||
| Miguel Andrade | Registered representative | Nov 2024 (2y) | ||
| Ethan John Giangreco | Registered representative | Nov 2024 (2y) | ||
| Langston Facen | Registered representative | Nov 2024 (2y) | ||
| Tory Rakosi | Registered representative | Nov 2024 (2y) | ||
| Adonis Valdez Melendez | Registered representative | Dec 2024 (2y) | ||
| Adam Todd Rhoades | Registered representative | Dec 2024 (2y) | ||
| Camden Elliott | Registered representative | Dec 2024 (2y) | ||
| Max Hendrik Julian | Registered representative | Dec 2024 (2y) | ||
| Jordan E Phelps Castro | Registered representative | Dec 2024 (2y) | ||
| Ann M Bonfiglio | Registered representative | Dec 2024 (2y) | ||
| Adam David Harris | Registered representative | Jan 2025 (2y) | ||
| Adam Philip Debes | Registered representative | Jan 2025 (2y) | ||
| Adam Sebastian Keller | Registered representative | Jan 2025 (2y) | ||
| Alex A Young | Registered representative | Jan 2025 (2y) | ||
| Amy Lynne Bernstrom | Registered representative | Jan 2025 (2y) | ||
| Anthony Joseph Jelso | Registered representative | Jan 2025 (2y) | ||
| April Anne Pekel | Registered representative | Jan 2025 (2y) | ||
| Alejandro Agustin Sanchez | Registered representative | Jan 2025 (2y) | ||
| Benjamin D Gantt | Registered representative | Jan 2025 (2y) | ||
| Brady Jon Flugaur | Registered representative | Jan 2025 (2y) | ||
| Bronson John Endres | Registered representative | Jan 2025 (2y) | ||
| Benjamin Rush Miller | Registered representative | Jan 2025 (2y) | ||
| Carmeleta Elaine Beagle | Registered representative | Jan 2025 (2y) | ||
| Carmin Robert Vaccaro | Registered representative | Jan 2025 (2y) | ||
| David Dong Hyun Kim | Registered representative | Jan 2025 (2y) | ||
| David V Montes De Oca | Registered representative | CFP | Jan 2025 (2y) | |
| De Winter Leif Stewart | Registered representative | Jan 2025 (2y) | ||
| David Bruce | Registered representative | Jan 2025 (2y) | ||
| Evan Jerome Kobes | Registered representative | Jan 2025 (2y) | ||
| Gary Eldon Montague | Registered representative | Jan 2025 (2y) | ||
| Gerald Alan Upthegrove | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Jason Matthew Thomas | Registered representative | Jan 2025 (2y) | ||
| John Richard Delaney | Registered representative | Jan 2025 (2y) | ||
| John Stuart Woerfel | Registered representative | Jan 2025 (2y) | ||
| Joshua Mark Eisenberg | Registered representative | Jan 2025 (2y) | ||
| Justin Jerald Bassell | Registered representative | Jan 2025 (2y) | ||
| Jay Appel | Registered representative | CFP | Jan 2025 (2y) | |
| Jeffrey Alan Novak | Registered representative | Jan 2025 (2y) | ||
| Jesse Dewayne Cotney | Registered representative | Jan 2025 (2y) | ||
| Kathleen M Turner | Registered representative | Jan 2025 (2y) | ||
| Kevin Edward Ohearn | Registered representative | Jan 2025 (2y) | ||
| Krista Marie Belscamper | Registered representative | Jan 2025 (2y) | ||
| Kip M Hoppe | Registered representative | Jan 2025 (2y) | ||
| Lance Patrick Franczyk | Registered representative | Jan 2025 (2y) | ||
| Loren Matthew Farinelli | Registered representative | Jan 2025 (2y) | ||
| Matthew M Anderson | Registered representative | Jan 2025 (2y) | ||
| Matthew Weston Greiner | Registered representative | Jan 2025 (2y) | ||
| Max J Gilliam | Registered representative | Jan 2025 (2y) | ||
| Melissa K Stone | Registered representative | Jan 2025 (2y) | ||
| Mikayla Coreen Howick | Registered representative | Jan 2025 (2y) | ||
| Nazim Qureshi | Registered representative | Jan 2025 (2y) | ||
| Nora Latos | Registered representative | Jan 2025 (2y) | ||
| Nikeya Tarver | Registered representative | Jan 2025 (2y) | ||
| Patrick Kieran Williams | Registered representative | Jan 2025 (2y) | ||
| Paul Adrian Baboolal | Registered representative | Jan 2025 (2y) | ||
| Pratik P Kandoi | Registered representative | Jan 2025 (2y) | ||
| Roy Esh | Registered representative | Jan 2025 (2y) | ||
| Rahul Dev Iyengar | Registered representative | Jan 2025 (2y) | ||
| Sadie Mae Albis | Registered representative | Jan 2025 (2y) | ||
| Samuel Charlton Dowdy | Registered representative | Jan 2025 (2y) | ||
| Sci Wei Hsu | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Scott Matthew Speedy | Registered representative | Jan 2025 (2y) | ||
| Sindy Canizales Walters | Registered representative | Jan 2025 (2y) | ||
| Stephen C Norris | Registered representative | Jan 2025 (2y) | ||
| Taylor Austin Klipp | Registered representative | Jan 2025 (2y) | ||
| Tek R Wiegert | Registered representative | Jan 2025 (2y) | ||
| Theodore D Everson | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas Anthony Pacchioli | Registered representative | CFP | Jan 2025 (2y) | |
| Thomas John Goes | Registered representative | Jan 2025 (2y) | ||
| Thomas P Shrader | Registered representative | Jan 2025 (2y) | ||
| Gavin Baer O Dell | Registered representative | Jan 2025 (2y) | ||
| Matthew J Ferrara | Registered representative | Jan 2025 (2y) | ||
| Andrew Pascal Ameny | Registered representative | Jan 2025 (2y) | ||
| Keith A Reyes | Registered representative | Jan 2025 (2y) | ||
| Melissa Ann Packee | Registered representative | Jan 2025 (2y) | ||
| Matthew White | Registered representative | Jan 2025 (2y) | ||
| Scott S Fensin | Registered representative | Jan 2025 (2y) | ||
| Mark Pita | Registered representative | Jan 2025 (2y) | ||
| Alexander Lawrence Crisafi | Registered representative | CFP | Jan 2025 (2y) | |
| Amanda Rosplock Campbell | Registered representative | Jan 2025 (2y) | ||
| Arianna Franchak | Registered representative | Jan 2025 (2y) | ||
| Herschel Ambrose Harvey | Registered representative | Jan 2025 (2y) | ||
| Brandon Philip Crouch | Registered representative | Jan 2025 (2y) | ||
| David Rasmussen | Registered representative | Jan 2025 (2y) | ||
| Caleb Eugene Meade | Registered representative | Jan 2025 (2y) | ||
| Christopher Hartwell Green | Registered representative | Jan 2025 (2y) | ||
| Lisa Lynn Lopacinski | Registered representative | CFP | Jan 2025 (2y) | |
| Laird S Myrold | Registered representative | Jan 2025 (2y) | ||
| Bryan Bruce Beauchamp | Registered representative | Jan 2025 (2y) | ||
| Bruce E Hovey | Registered representative | Chartered Financial Consultant | Jan 2025 (2y) | |
| Andrew Stephen Grow | Registered representative | Jan 2025 (2y) | ||
| Bryson Kyle Bard | Registered representative | Jan 2025 (2y) | ||
| Erik William Zipp | Registered representative | Jan 2025 (2y) | ||
| Matthew William Jablonski | Registered representative | Jan 2025 (2y) | ||
| Nicolas Chance Pilkington | Registered representative | Jan 2025 (2y) | ||
| David B Andres | Registered representative | Jan 2025 (2y) | ||
| Peter Walker Scharfenberg | Registered representative | Jan 2025 (2y) | ||
| David Mesa | Registered representative | Jan 2025 (2y) | ||
| Susan Margaret Herrick | Registered representative | CFP | Jan 2025 (2y) | |
| Daniel David Horning | Registered representative | Jan 2025 (2y) | ||
| Megan Marie Cox | Registered representative | Jan 2025 (2y) | ||
| Holly Lambert Wilson | Registered representative | Feb 2025 (1y) | ||
| Andrew Peter Aprahamian | Registered representative | Feb 2025 (1y) | ||
| Meena Kotak | Registered representative | Feb 2025 (1y) | ||
| Scott S Niekamp | Registered representative | Feb 2025 (1y) | ||
| Marina Basta | Registered representative | Feb 2025 (1y) | ||
| Deanna Norris | Registered representative | Feb 2025 (1y) | ||
| Weston Gosling Hatfield | Registered representative | Feb 2025 (1y) | ||
| Jennifer L Brase | Registered representative | Feb 2025 (1y) | ||
| Merek Williams | Registered representative | Feb 2025 (1y) | ||
| Allen Davidson | Registered representative | Feb 2025 (1y) | ||
| Philip Patten | Registered representative | Feb 2025 (1y) | ||
| Isaiah Minelli | Registered representative | Feb 2025 (1y) | ||
| Alexander Carlin Roepe | Registered representative | Feb 2025 (1y) | ||
| James Cooper | Registered representative | Feb 2025 (1y) | ||
| Mary Schanowski | Registered representative | Mar 2025 (1y) | ||
| Ronald Arthur Cohen | Registered representative | Mar 2025 (1y) | ||
| Andrew Peter Shulla | Registered representative | Chartered Financial Consultant | Mar 2025 (1y) | |
| Dexter Avery Hopkins | Registered representative | Mar 2025 (1y) | ||
| Robert Quincy Mason | Registered representative | Apr 2025 (1y) | ||
| Malcolm Joseph Eustis | Registered representative | Apr 2025 (1y) | ||
| Devin Alexi Davalos | Registered representative | Apr 2025 (1y) | ||
| Sydney K Lewellyn | Registered representative | Apr 2025 (1y) | ||
| Jason Burkel | Registered representative | Apr 2025 (1y) | ||
| Michael Thomas Gentile | Registered representative | Apr 2025 (1y) | ||
| Leigh Anne Strickland | Registered representative | Apr 2025 (1y) | ||
| Angela Leyland | Registered representative | Apr 2025 (1y) | ||
| Michael Politowicz | Registered representative | Apr 2025 (1y) | ||
| Kimberly Leslie Hartsock | Registered representative | Apr 2025 (1y) | ||
| Jack Crider | Registered representative | May 2025 (1y) | ||
| Christa Marie Mc Kinley | Registered representative | May 2025 (1y) | ||
| Marguerite Ferguson | Registered representative | May 2025 (1y) | ||
| Ines Delia Collazo | Registered representative | May 2025 (1y) | ||
| Emerson Nicolas Correa | Registered representative | May 2025 (1y) | ||
| Eric Torres | Registered representative | May 2025 (1y) | ||
| Caitlyn Garrett | Registered representative | May 2025 (1y) | ||
| Robert Cotter | Registered representative | May 2025 (1y) | ||
| Samuel Joseph Kiesewetter | Registered representative | May 2025 (1y) | ||
| Jeremy Scott Babcock | Registered representative | May 2025 (1y) | ||
| Dante Torres | Registered representative | Jun 2025 (1y) | ||
| Matthew James Plocher | Registered representative | Jun 2025 (1y) | ||
| Randy Perry | Registered representative | Jun 2025 (1y) | ||
| Joshua Patrick Puccini | Registered representative | Jun 2025 (1y) | ||
| Alonzo Julio Portwine | Registered representative | Jun 2025 (1y) | ||
| Peter Wenzel | Registered representative | Jun 2025 (1y) | ||
| Olivia Denise Payne | Registered representative | Jun 2025 (1y) | ||
| Matthew Wayne Garrett | Registered representative | Jun 2025 (1y) | ||
| Tarah M Tompa | Registered representative | Jun 2025 (1y) | ||
| Creighton Jeremy Frank | Registered representative | Jun 2025 (1y) | ||
| Jordan Garcia | Registered representative | Jun 2025 (1y) | ||
| Thomas Joseph Booser | Registered representative | Jun 2025 (1y) | ||
| Erik J Pedersen | Registered representative | Jun 2025 (1y) | ||
| Simon Joel Smith | Registered representative | Jun 2025 (1y) | ||
| Aaron Ross Willett | Registered representative | Jun 2025 (1y) | ||
| Tyasia Lechelle Gant | Registered representative | Jun 2025 (1y) | ||
| Wendy Jane De Chambeau | Registered representative | Jun 2025 (1y) | ||
| Ronald Serio | Registered representative | Jun 2025 (1y) | ||
| Daniel P Seeley | Registered representative | Jul 2025 (1y) | ||
| Marybeth Cabell | Registered representative | Jul 2025 (1y) | ||
| Liam Joseph Sanborn | Registered representative | Jul 2025 (1y) | ||
| Paul J Gunderson | Registered representative | Jul 2025 (1y) | ||
| Nayanadi P Palayangoda | Registered representative | Jul 2025 (1y) | ||
| Jordan Russell Schultze | Registered representative | Jul 2025 (1y) | ||
| John Carroll | Registered representative | Jul 2025 (1y) | ||
| Zachary Layle | Registered representative | Jul 2025 (1y) | ||
| Matthew Bender | Registered representative | Jul 2025 (1y) | ||
| Luke Philip Toews | Registered representative | Jul 2025 (1y) | ||
| Allan Francis Koswick | Registered representative | Jul 2025 (1y) | ||
| Trevor John Grant | Registered representative | Jul 2025 (1y) | ||
| Chloe Amber Skrober | Registered representative | Jul 2025 (1y) | ||
| Samantha Grayce Campagnano | Registered representative | Jul 2025 (1y) | ||
| Thomas Augustus Hilliard | Registered representative | Jul 2025 (1y) | ||
| Joseph Amedeo Bondi | Registered representative | Jul 2025 (1y) | ||
| Tipton Mott Smith | Registered representative | Jul 2025 (1y) | ||
| Ethan Isaac Pratt | Registered representative | Aug 2025 (1y) | ||
| Adam Harris | Registered representative | Aug 2025 (1y) | ||
| Hanna Grichanik | Registered representative | CFP | Aug 2025 (1y) | |
| Joseph Sherburne | Registered representative | Aug 2025 (1y) | ||
| Fiorella Gonzalez Polar Vera | Registered representative | Aug 2025 (1y) | ||
| Timothy Colden Bross | Registered representative | Aug 2025 (1y) | ||
| Matthew Kurtin | Registered representative | Aug 2025 (1y) | ||
| Brian Stanton | Registered representative | Aug 2025 (1y) | ||
| Gregory Joseph Hoffmann | Registered representative | Aug 2025 (1y) | ||
| Bruce Robert Himelman | Registered representative | Aug 2025 (1y) | ||
| Daniel Gasper | Registered representative | Aug 2025 (1y) | ||
| Richard James Perry | Registered representative | Aug 2025 (1y) | ||
| Anita Rochelle Cruise | Registered representative | Aug 2025 (1y) | ||
| Ruihong Xu | Registered representative | Aug 2025 (1y) | ||
| Thomas Gray Freeman | Registered representative | Aug 2025 (1y) | ||
| James Roger Poole | Registered representative | Aug 2025 (1y) | ||
| Nikhil Behl | Registered representative | Aug 2025 (1y) | ||
| Elias Elmoualem | Registered representative | Sep 2025 (1y) | ||
| Dylan Robert Parks | Registered representative | Sep 2025 (1y) | ||
| Richard Alan Abell | Registered representative | Sep 2025 (1y) | ||
| Viktor Holyanych | Registered representative | Sep 2025 (1y) | ||
| Peter Joel Stein | Registered representative | Sep 2025 (1y) | ||
| Sarah Elizabeth Beggs | Registered representative | Sep 2025 (1y) | ||
| Kaitlin Elizabeth Koznarek | Registered representative | Sep 2025 (1y) | ||
| Michael John Rehn | Registered representative | Sep 2025 (1y) | ||
| Logan Nicholas Shearer | Registered representative | Sep 2025 (1y) | ||
| Joshua Groetken | Registered representative | Chartered Financial Consultant | Sep 2025 (1y) | |
| Andrew Jay Whitaker | Registered representative | Sep 2025 (1y) | ||
| Brandon Millard | Registered representative | Sep 2025 (1y) | ||
| John Alexander Roth | Registered representative | Sep 2025 (1y) | ||
| Kathryn Shaw | Registered representative | Sep 2025 (1y) | ||
| Frederick Joseph Pilipuf | Registered representative | Sep 2025 (1y) | ||
| Jeremy Evens | Registered representative | Oct 2025 (1y) | ||
| Alec Parker Heywood | Registered representative | Oct 2025 (1y) | ||
| Sherene L Clayton | Registered representative | Oct 2025 (1y) | ||
| Amanda Nicole Conrad | Registered representative | Oct 2025 (1y) | ||
| Joseph Darius Montgomery | Registered representative | Oct 2025 (1y) | ||
| Iniko Aye Awujo | Registered representative | Oct 2025 (1y) | ||
| Ann Marie Rochford Desroches | Registered representative | Oct 2025 (1y) | ||
| Lucas Robert Hendrickson | Registered representative | Oct 2025 (1y) | ||
| Edward Viglietta | Registered representative | Oct 2025 (1y) | ||
| Alexander Hull | Registered representative | Oct 2025 (1y) | ||
| Hannah Greene | Registered representative | Oct 2025 (1y) | ||
| Nicholas John Yedowitz | Registered representative | Oct 2025 (1y) | ||
| Andrew J Weber | Registered representative | Oct 2025 (1y) | ||
| Carrie Lynn Celinski | Registered representative | Oct 2025 (1y) | ||
| Ryan Joseph Weber | Registered representative | Oct 2025 (1y) | ||
| Thomas Brett Gilbert | Registered representative | Oct 2025 (1y) | ||
| Alex Michael Harran | Registered representative | Oct 2025 (1y) | ||
| Carter Kurz | Registered representative | Oct 2025 (1y) | ||
| Christopher Brady | Registered representative | Oct 2025 (1y) | ||
| James C Kelly | Registered representative | CFP | Oct 2025 (1y) | |
| Emory Baldwin Peebles | Registered representative | Nov 2025 (1y) | ||
| Scott E Richer | Registered representative | Nov 2025 (1y) | ||
| Wael Khali | Registered representative | Nov 2025 (1y) | ||
| Charles Nick Hutchison | Registered representative | Nov 2025 (1y) | ||
| Jonah Forrest Parker | Registered representative | Nov 2025 (1y) | ||
| Chase Miller | Registered representative | Nov 2025 (1y) | ||
| Jennifer Lyn Evanko | Registered representative | Nov 2025 (1y) | ||
| Patrick Darrin Cummings | Registered representative | Nov 2025 (1y) | ||
| Charles Barnett | Registered representative | Nov 2025 (1y) | ||
| Tyler Lee Kimsey | Registered representative | Nov 2025 (1y) | ||
| Vincent E Florack | Registered representative | Nov 2025 (1y) | ||
| Garrett Lantagne | Registered representative | Nov 2025 (1y) | ||
| Patrick Peck | Registered representative | Nov 2025 (1y) | ||
| William Chase Strickland | Registered representative | Nov 2025 (1y) | ||
| Tyler Cameron Norby | Registered representative | Nov 2025 (1y) | ||
| Jeremy J Ripperger | Registered representative | Nov 2025 (1y) | ||
| Matthew Vincent Linarello | Registered representative | Nov 2025 (1y) | ||
| Colin H Dalton | Registered representative | Dec 2025 (1y) | ||
| Nicholas Heidemann | Registered representative | Dec 2025 (1y) | ||
| Anthony John Cook | Registered representative | Dec 2025 (1y) | ||
| Hassan M Elnahas | Registered representative | Dec 2025 (1y) | ||
| Toya Nichole Werkheiser | Registered representative | Dec 2025 (1y) | ||
| Alex James Wozniak | Registered representative | Dec 2025 (1y) | ||
| Brett Damian Lauinger | Registered representative | Dec 2025 (1y) | ||
| Austin Romeo Williams | Registered representative | Dec 2025 (1y) | ||
| Christina Marie Kuhl | Registered representative | Dec 2025 (1y) | ||
| Ronald Lynn Herron | Registered representative | Dec 2025 (1y) | ||
| Daniel Ernest Paige | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Steven Holroyd Way | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Thomas Andrew Pekkarinen | Registered representative | Dec 2025 (1y) | ||
| John David William Mac Rae | Registered representative | Dec 2025 (1y) | ||
| Eva Marie Victor | Registered representative | Dec 2025 (1y) | ||
| Bertram Wade Garber | Registered representative | Dec 2025 (1y) | ||
| Felix Humbeck | Registered representative | Dec 2025 (1y) | ||
| Martin Gerard Pavlick | Registered representative | Chartered Financial Consultant | Dec 2025 (1y) | |
| Michelle Rossi Weida | Registered representative | Dec 2025 (1y) | ||
| Trevor James Ratliff | Registered representative | Dec 2025 (1y) | ||
| Evelyn Sorensen | Registered representative | Dec 2025 (1y) | ||
| David V Cassel | Registered representative | Dec 2025 (1y) | ||
| Aaron Morgan Bell | Registered representative | Jan 2026 (1y) | ||
| Adam David Seiden | Registered representative | Jan 2026 (1y) | ||
| Adam Grabisch | Registered representative | Jan 2026 (1y) | ||
| Adam Hyink | Registered representative | Jan 2026 (1y) | ||
| Alexander Roger Falenczykowski | Registered representative | CFP | Jan 2026 (1y) | |
| Allen Kent Freis | Registered representative | Jan 2026 (1y) | ||
| Amanda Kaye Blum | Registered representative | Jan 2026 (1y) | ||
| Andrew D Murano | Registered representative | Jan 2026 (1y) | ||
| Andrew Forrest Spaanem | Registered representative | CFP | Jan 2026 (1y) | |
| Annette L Testa Young | Registered representative | CFP | Jan 2026 (1y) | |
| Anthony Paul Ivancich | Registered representative | Jan 2026 (1y) | ||
| Arthur Mark Blick | Registered representative | CFP | Jan 2026 (1y) | |
| Andrew Barkes | Registered representative | Jan 2026 (1y) | ||
| Arthur Korsun | Registered representative | Jan 2026 (1y) | ||
| Austin Hill | Registered representative | Jan 2026 (1y) | ||
| Blaine Robert Joerger | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Brandon Michael Flowers | Registered representative | Jan 2026 (1y) | ||
| Brian A Perdew | Registered representative | Jan 2026 (1y) | ||
| Brian Eugene Topping | Registered representative | Jan 2026 (1y) | ||
| Benjamin Uphoff | Registered representative | Jan 2026 (1y) | ||
| Brian Shaper | Registered representative | Jan 2026 (1y) | ||
| Bryan Williams | Registered representative | Jan 2026 (1y) | ||
| Casey Daniel Cook | Registered representative | Jan 2026 (1y) | ||
| Chad Alan Shaw | Registered representative | CFP | Jan 2026 (1y) | |
| Chad Edwin Keaton | Registered representative | Jan 2026 (1y) | ||
| Christian Grant Schnabel | Registered representative | Jan 2026 (1y) | ||
| Clifford Ronald Davis | Registered representative | Jan 2026 (1y) | ||
| Colby J Staloch | Registered representative | Jan 2026 (1y) | ||
| Cole Gunnar Johnson | Registered representative | Jan 2026 (1y) | ||
| Connor Adam Poettmann | Registered representative | Jan 2026 (1y) | ||
| Daniel Anthony Leary | Registered representative | Jan 2026 (1y) | ||
| Daniel James Moseley | Registered representative | Jan 2026 (1y) | ||
| Daniel Patrick Ramsey | Registered representative | Jan 2026 (1y) | ||
| Daniel Robert Zak | Registered representative | CFP | Jan 2026 (1y) | |
| David Carter Walther | Registered representative | Jan 2026 (1y) | ||
| Dean Thomas Fox | Registered representative | Jan 2026 (1y) | ||
| Debra A Smith | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Daniel Shahmoradian | Registered representative | Jan 2026 (1y) | ||
| Elisa Wendy Hecht | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Franklin Hom | Registered representative | Jan 2026 (1y) | ||
| Gabriel Jon Christenson | Registered representative | Jan 2026 (1y) | ||
| Gary A Pluchino | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Grant David Coldwell | Registered representative | Jan 2026 (1y) | ||
| Gregory Todd Mercer | Registered representative | Jan 2026 (1y) | ||
| Gabriel Joseph Knowles | Registered representative | Jan 2026 (1y) | ||
| Grant Allen Prader | Registered representative | Jan 2026 (1y) | ||
| Hugh Gates Hines | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Heidemarie Sheridan | Registered representative | Jan 2026 (1y) | ||
| Hsin Cheng Kuo | Registered representative | Jan 2026 (1y) | ||
| Ian S Donaldson | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| James Michael Patton | Registered representative | Jan 2026 (1y) | ||
| Jason John Albano | Registered representative | Jan 2026 (1y) | ||
| Jason M Rossow | Registered representative | Jan 2026 (1y) | ||
| Jerome William Burton | Registered representative | Jan 2026 (1y) | ||
| Jing Yuan Lee | Registered representative | Jan 2026 (1y) | ||
| John Benjamin Phillips | Registered representative | Jan 2026 (1y) | ||
| John Christopher Paciga | Registered representative | Jan 2026 (1y) | ||
| Joseph Patrick Meyer | Registered representative | Jan 2026 (1y) | ||
| Joshua A Oertli | Registered representative | Jan 2026 (1y) | ||
| Joshua Earl Storms | Registered representative | Jan 2026 (1y) | ||
| Jacob Gene Thomfohrda | Registered representative | Jan 2026 (1y) | ||
| Jason Ducat | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Ryan Norton | Registered representative | Jan 2026 (1y) | ||
| John Smith | Registered representative | Jan 2026 (1y) | ||
| Joseph Bartlett | Registered representative | Jan 2026 (1y) | ||
| Karen N. Holloway | Registered representative | Jan 2026 (1y) | ||
| Kathleen Jo Erkel | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Kenneth Clayton Murphy | Registered representative | Jan 2026 (1y) | ||
| Katherine Knutson | Registered representative | Jan 2026 (1y) | ||
| Lauren Mychels Mccormick | Registered representative | Jan 2026 (1y) | ||
| Leonard Claude Wright | Registered representative | Jan 2026 (1y) | ||
| Mark John Heurung | Registered representative | Jan 2026 (1y) | ||
| Michael Enlow | Registered representative | Jan 2026 (1y) | ||
| Michael John Kearns | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Michael Palen Clare | Registered representative | CFP | Jan 2026 (1y) | |
| Mitchell Craig Beer | Registered representative | Jan 2026 (1y) | ||
| Marina Maranatha Pelren | Registered representative | Jan 2026 (1y) | ||
| Michael A Baker | Registered representative | Jan 2026 (1y) | ||
| Nathan Daniel Kinard | Registered representative | Jan 2026 (1y) | ||
| Nathan Taylor Myers | Registered representative | Jan 2026 (1y) | ||
| Neil Terrence Effer | Registered representative | Jan 2026 (1y) | ||
| Nicholas Brian Roedl | Registered representative | Jan 2026 (1y) | ||
| Nicholas Jude Fiorito | Registered representative | Jan 2026 (1y) | ||
| Nicolas Pasquale Delorenzo | Registered representative | Jan 2026 (1y) | ||
| Nicholas R Johnson | Registered representative | Jan 2026 (1y) | ||
| Noah H Hinsch | Registered representative | Jan 2026 (1y) | ||
| Philip B Griffin | Registered representative | Jan 2026 (1y) | ||
| Philip G Reiter | Registered representative | Jan 2026 (1y) | ||
| Richard John Swita | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Robert Baynes Womack | Registered representative | Jan 2026 (1y) | ||
| Ryan Patrick Gargaro | Registered representative | Jan 2026 (1y) | ||
| Rheanna L Hedding | Registered representative | Jan 2026 (1y) | ||
| Robert Nicholas Lakosil | Registered representative | Jan 2026 (1y) | ||
| Robert Reni | Registered representative | Jan 2026 (1y) | ||
| Sarah Ann Foehrenbacher | Registered representative | Jan 2026 (1y) | ||
| Shane D Stuhr | Registered representative | CFP | Jan 2026 (1y) | |
| Shawn Christopher Mackey | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Stefan Michael Smith | Registered representative | Jan 2026 (1y) | ||
| Stephanie Jei Yu Yang | Registered representative | Jan 2026 (1y) | ||
| Stephen Pollitt Hatten | Registered representative | Chartered Financial Consultant | Jan 2026 (1y) | |
| Stephen Robert Atkinson | Registered representative | Jan 2026 (1y) | ||
| Steven Lee Smallidge | Registered representative | Jan 2026 (1y) | ||
| Sarah Ramirez | Registered representative | Jan 2026 (1y) | ||
| Solimon Tawfiq | Registered representative | Jan 2026 (1y) | ||
| Steven Anderson | Registered representative | Jan 2026 (1y) | ||
| Thomas C Farnan | Registered representative | Jan 2026 (1y) | ||
| Thomas James Patnode | Registered representative | Jan 2026 (1y) | ||
| Thomas M Smith | Registered representative | Jan 2026 (1y) | ||
| Todd Andrew Bock | Registered representative | Jan 2026 (1y) | ||
| Todd Mathew Colburn | Registered representative | Jan 2026 (1y) | ||
| Tyler R Holden | Registered representative | Jan 2026 (1y) | ||
| Tyler Steven Egger | Registered representative | Jan 2026 (1y) | ||
| Wayne Michael Berna | Registered representative | Jan 2026 (1y) | ||
| Wesley Harold Jones | Registered representative | Jan 2026 (1y) | ||
| William Charles Watson | Registered representative | Jan 2026 (1y) | ||
| William F Mckernan | Registered representative | Jan 2026 (1y) | ||
| William Hadrian Taylor | Registered representative | Jan 2026 (1y) | ||
| Xiwen Wang | Registered representative | Jan 2026 (1y) | ||
| Drew Berkin | Registered representative | Jan 2026 (1y) | ||
| Khary Cuffe | Registered representative | Jan 2026 (1y) | ||
| Olin Parker Thomson | Registered representative | Jan 2026 (1y) | ||
| Stacy Lynn Collins Nance | Registered representative | Jan 2026 (1y) | ||
| Andrew James Reicher | Registered representative | Jan 2026 (1y) | ||
| Benjamin Michael Feld | Registered representative | Jan 2026 (1y) | ||
| Collin N Lacy | Registered representative | Jan 2026 (1y) | ||
| James Kenneth Verzino | Registered representative | Jan 2026 (1y) | ||
| Samuel Moscatelli | Registered representative | Jan 2026 (1y) | ||
| Stephanie Sonia Watson | Registered representative | Jan 2026 (1y) | ||
| Andrew Neil Wyckoff | Registered representative | CFP | Jan 2026 (1y) | |
| John Fischer | Registered representative | Jan 2026 (1y) | ||
| Wesley J Petteway | Registered representative | Jan 2026 (1y) | ||
| Joseph Barbera | Registered representative | Jan 2026 (1y) | ||
| Rebecca Ann Anderson | Registered representative | Jan 2026 (1y) | ||
| Lee Ann Hertzfeldt | Registered representative | Jan 2026 (1y) | ||
| Mark Joesph Krowiak | Registered representative | Jan 2026 (1y) | ||
| Patrick Leon | Registered representative | Jan 2026 (1y) | ||
| Thomas Peter Gallina | Registered representative | CFP | Jan 2026 (1y) | |
| Timothy Patterson | Registered representative | Jan 2026 (1y) | ||
| Jeovany E Zelaya | Registered representative | CFP | Jan 2026 (1y) | |
| William Jerome Dorsten | Registered representative | Jan 2026 (1y) | ||
| Veronica Page | Registered representative | Jan 2026 (1y) | ||
| Donald Robert Collins | Registered representative | Jan 2026 (1y) | ||
| Geoffrey Gerard Thornton | Registered representative | Jan 2026 (1y) | ||
| Daniel John Mar | Registered representative | Jan 2026 (1y) | ||
| Misty Dawn Dickinson | Registered representative | Jan 2026 (1y) | ||
| Jeremy Goscenski | Registered representative | Feb 2026 (0y) | ||
| Lauri Ann Smith | Registered representative | Feb 2026 (0y) | ||
| Scott Petersen | Registered representative | Feb 2026 (0y) | ||
| Zachary Briggs | Registered representative | Feb 2026 (0y) | ||
| Brian Joseph Buckley | Registered representative | Feb 2026 (0y) | ||
| Dana J George | Registered representative | Feb 2026 (0y) | ||
| Jeanine Lee Snyder | Registered representative | Feb 2026 (0y) | ||
| Kyle James Rizzo | Registered representative | Feb 2026 (0y) | ||
| Patrick Allen Johnston | Registered representative | Feb 2026 (0y) | ||
| Matthew Whitaker | Registered representative | Feb 2026 (0y) | ||
| Trevor Nargis | Registered representative | Feb 2026 (0y) | ||
| Manan Amin | Registered representative | Feb 2026 (0y) | ||
| Ryan Jon Kruse | Registered representative | Feb 2026 (0y) | ||
| Matthew Davis | Registered representative | Feb 2026 (0y) | ||
| Christopher A Larson | Registered representative | Feb 2026 (0y) | ||
| Michael Dye | Registered representative | Feb 2026 (0y) | ||
| Michael Kade Mc Vicker | Registered representative | Feb 2026 (0y) | ||
| Eliana A Akough | Registered representative | Feb 2026 (0y) | ||
| Erica R Moyer | Registered representative | Feb 2026 (0y) | ||
| Reaan Tanzeen Sarker | Registered representative | Feb 2026 (0y) | ||
| Meaghan Ann Pennell | Registered representative | Feb 2026 (0y) | ||
| Justin Penzell | Registered representative | Feb 2026 (0y) | ||
| Eliza Jo Chyba | Registered representative | Feb 2026 (0y) | ||
| John Gore Rodgers | Registered representative | Feb 2026 (0y) | ||
| Lorry Herdel Robertson | Registered representative | Feb 2026 (0y) | ||
| Ernest Pido | Registered representative | Mar 2026 (0y) | ||
| Kathleen Marie Jackson | Registered representative | Mar 2026 (0y) | ||
| Marco Vivar | Registered representative | Mar 2026 (0y) | ||
| Matthew Zane Hamby | Registered representative | Mar 2026 (0y) | ||
| Randall Louis Blanchetti | Registered representative | Mar 2026 (0y) | ||
| Michael Nuzzi | Registered representative | Mar 2026 (0y) | ||
| Denise Dunlap | Registered representative | Mar 2026 (0y) | ||
| Henry Thomas Rangel | Registered representative | Mar 2026 (0y) | ||
| Cheryl Lindo | Registered representative | Mar 2026 (0y) | ||
| Justin Hamilton | Registered representative | Mar 2026 (0y) | ||
| Jacob Thomas Scoggin | Registered representative | Mar 2026 (0y) | ||
| Jack Edwin Evans | Registered representative | Mar 2026 (0y) | ||
| Raj Shekar | Registered representative | Mar 2026 (0y) | ||
| Sara C Hendrix | Registered representative | Mar 2026 (0y) | ||
| Alec Vincent Greathouse | Registered representative | Mar 2026 (0y) | ||
| Brooke De Masters | Registered representative | Mar 2026 (0y) | ||
| Justin Patrick Watson | Registered representative | Mar 2026 (0y) | ||
| Maria Isabel Ozechowski | Registered representative | Mar 2026 (0y) | ||
| Joseph Paul Stewart | Registered representative | Mar 2026 (0y) | ||
| Tyshawn Good | Registered representative | Apr 2026 (0y) | ||
| Cody Keefe | Registered representative | Apr 2026 (0y) | ||
| Fant William Ball | Registered representative | Apr 2026 (0y) | ||
| Gary Redhead | Registered representative | Apr 2026 (0y) | ||
| Ryan Lawrence Rapp | Registered representative | Apr 2026 (0y) | ||
| Daniel Marco Bagot | Registered representative | Apr 2026 (0y) | ||
| Makai Quintana | Registered representative | Apr 2026 (0y) | ||
| Winifred Ifeoma Awolope | Registered representative | Apr 2026 (0y) | ||
| Jessica Sinopoli | Registered representative | Apr 2026 (0y) | ||
| Carson Michael Krumm | Registered representative | Apr 2026 (0y) | ||
| Jack Edward Mc Kechnie | Registered representative | Apr 2026 (0y) | ||
| Naser Alsanea | Registered representative | Apr 2026 (0y) | ||
| Daisy Virginia Markee Crystal | Registered representative | Apr 2026 (0y) | ||
| Zoey Dangol | Registered representative | Apr 2026 (0y) | ||
| Savana Erwin Jordan | Registered representative | Apr 2026 (0y) | ||
| Jackson Kerschen Shepard | Registered representative | Apr 2026 (0y) | ||
| Stephen Bishop | Registered representative | Apr 2026 (0y) | ||
| Aaron Henry Greer | Registered representative | Apr 2026 (0y) | ||
| Jeremy D Bloomfield | Registered representative | Apr 2026 (0y) | ||
| Akaninyene Vance | Registered representative | Apr 2026 (0y) | ||
| Robert Todd Walti | Registered representative | Apr 2026 (0y) | ||
| Brenda Lee Walters | Registered representative | Apr 2026 (0y) | ||
| Christopher Lee O'connell | Registered representative | Apr 2026 (0y) | ||
| Erin Davidson | Registered representative | Apr 2026 (0y) | ||
| Justin Michael Mason | Registered representative | May 2026 (0y) | ||
| Carla K Stohlmann | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Ruth Beatriz Ducharme | Registered representative | May 2026 (0y) | ||
| Frank Paul Ratini | Registered representative | May 2026 (0y) | ||
| Kevin Dennis Currutt | Registered representative | May 2026 (0y) | ||
| Michael Conroy Clark | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Leonard Aaron Thomas | Registered representative | May 2026 (0y) | ||
| Judea Tiffany Seward | Registered representative | May 2026 (0y) | ||
| Rajesh Kumar Garg | Registered representative | May 2026 (0y) | ||
| Benjamin David Partridge | Registered representative | May 2026 (0y) | ||
| Lucas Mark Sheehan | Registered representative | May 2026 (0y) | ||
| Moises Gonzalez | Registered representative | May 2026 (0y) | ||
| Evan Grant Stevens | Registered representative | CFP | May 2026 (0y) | |
| Lyle Lyndon Luckenbill | Registered representative | May 2026 (0y) | ||
| Matthew Jeffrey Stehle | Registered representative | May 2026 (0y) | ||
| Robert Connor Dillon | Registered representative | CFP Chartered Financial Consultant | May 2026 (0y) | |
| Maxwell Taylor Sewell | Registered representative | May 2026 (0y) | ||
| Tyler Franks | Registered representative | May 2026 (0y) | ||
| Zahir Lamarr Hicks | Registered representative | May 2026 (0y) | ||
| Crystal Rene Roach | Registered representative | May 2026 (0y) | ||
| Jacob Ryan Whalen | Registered representative | May 2026 (0y) | ||
| Karina Lynn Maher Viles | Registered representative | May 2026 (0y) | ||
| Kimberly Lynn Oros | Registered representative | May 2026 (0y) | ||
| Colton James Duffy | Registered representative | Jun 2026 (0y) | ||
| Kosar Scott Bishop | Registered representative | Jun 2026 (0y) | ||
| Embry Clark Horal | Registered representative | Jun 2026 (0y) | ||
| Eric Nystrom | Registered representative | Jun 2026 (0y) | ||
| La Vaugh Temple | Registered representative | Jun 2026 (0y) | ||
| Michael Landry | Registered representative | Jun 2026 (0y) | ||
| Tyler Kratochvil | Registered representative | Jun 2026 (0y) | ||
| Angela Maria Di Castri | Registered representative | Jun 2026 (0y) | ||
| Chase Patrick | Registered representative | Jun 2026 (0y) | ||
| Jose Ernesto Ernesto Hernandez Ruiz | Registered representative | Jun 2026 (0y) | ||
| Sergio Mendoza | Registered representative | Jun 2026 (0y) | ||
| Shakila Cham | Registered representative | Jun 2026 (0y) | ||
| Adam Michael Farrell | Registered representative | Jun 2026 (0y) | ||
| Anthony Dupre | Registered representative | Jun 2026 (0y) | ||
| Gio Vonne James Sanders | Registered representative | Jun 2026 (0y) | ||
| Julia Karen Jagodzinski | Registered representative | Jun 2026 (0y) | ||
| Krystle Lee Berg | Registered representative | Jun 2026 (0y) | ||
| Rebecca Chartier | Registered representative | Jun 2026 (0y) | ||
| Brenda A Kelly | Registered representative | Jun 2026 (0y) | ||
| Delaney Eells | Registered representative | Jun 2026 (0y) | ||
| John Philip Roland | Registered representative | Jun 2026 (0y) | ||
| Callie Foyer | Registered representative | Jun 2026 (0y) | ||
| Jacob Walter Capellupo | Registered representative | Jul 2026 (0y) | ||
| Adam T Younk | Registered representative | Jul 2026 (0y) | ||
| Damon Donnell | Registered representative | Jul 2026 (0y) | ||
| Jacob Dean Sonne | Registered representative | Jul 2026 (0y) | ||
| Saede Paul Maleki | Registered representative | Jul 2026 (0y) | ||
| Wendy Kay Bryant | Registered representative | Jul 2026 (0y) | ||
| Phillip Boveri | Registered representative | Jul 2026 (0y) | ||
| Casey Thompson | Registered representative | Jul 2026 (0y) | ||
| Gerard Saito | Registered representative | Jul 2026 (0y) | ||
| Brett Munson | Registered representative | Jul 2026 (0y) | ||
| Steven Cook | Registered representative | Jul 2026 (0y) | ||
| Avanti Deon | Registered representative | Jul 2026 (0y) | ||
| Peyton Williams | Registered representative | Jul 2026 (0y) | ||
| Zachary John Danias | Registered representative | Jul 2026 (0y) | ||
| Anthony Lanfranchi | Registered representative | Jul 2026 (0y) | ||
| Daniel James Sobrepena | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| The Northwestern Mutual Life Insurance Company | Sole Member | Apr 1968 | A | 75% or more |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (22)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Star Leasing Company, Llc 401(k) Plan | Star Leasing Company, Llc | 561 | $28.8M | 01/01/2024 |
| Miedema Produce, Inc. 401 K Retirement Plan | Miedema Produce, Inc. | 162 | $10.2M | 01/01/2024 |
| Great American Dining 401(k) Plan | Great American Dining | 370 | $9.1M | 01/01/2024 |
| Hometown Pharmacy Retirement Savings Plan | Hometown Pharmacy, Inc. | 346 | $19.7M | 01/01/2024 |
| Virginia Institute Of Autism, Inc. 403(b) Plan | Virginia Institute Of Autism, Inc. | 307 | $4.0M | 01/01/2024 |
| Torrance Orthopedic & Sports Medicine Group 401 (K) Profit Sharing Plan | Torrance Orthopedic & Sports Medicine Group | 0 | $7.8M | 01/01/2024 |
| American Pacific Mortgage Corporation 401 K Plan | American Pacific Mortgage Corporation | 2,801 | $153M | 01/01/2024 |
| Mdwest One, P.C. Cash Balance Pension Plan | Mdwest One, P.C. | 168 | $23.1M | 01/01/2024 |
| Pine Instrument Company 401(k) Profit Sharing Plan | Pine Instrument Company | 96 | $19.6M | 01/01/2024 |
| Allsup, Llc Retirement Savings Plan | Allsup, Llc | 534 | $44.7M | 01/01/2024 |
| Lee Construction Group 401(k) Retirement Plan | Lee Construction Group, Inc. | 169 | $3.1M | 01/01/2024 |
| Gower Corporation 401(k) Profit Sharing Plan | Gower Corporation | 122 | $30.0M | 01/01/2024 |
| Worden Martin Employee 401(k) Plan | Worden Martin Inc | 134 | $10.7M | 01/01/2024 |
| Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, Llp Profit Sharing Plan | Gunderson Dettmer Stough Villeneuve Franklin & Hachigian, Llp | 637 | $264M | 01/01/2024 |
| Lutheran Home & Harwood Place 403(b) Plan | Lutheranliving Services, Inc. | 484 | $14.7M | 01/01/2024 |
| Mtc Federal Credit Union 401(k) Plan And Trust | Mtc Federal Credit Union | 73 | $8.1M | 01/01/2024 |
| Wayne Davis Concrete Co. 401(k) Retirement And Profit Sharing Plan | Wayne Davis Concrete Co. | 241 | $12.4M | 01/01/2024 |
| Heidell, Pittoni, Murphy & Bach, Llp 401(k) Plan | Heidell, Pittoni, Murphy & Bach, Llp | 169 | $35.1M | 01/01/2024 |
| Fortress Information Security, Llc 401(k) Profit Sharing Plan | Fortress Information Security, Llc | 202 | $7.2M | 01/01/2024 |
| Acutec Precision Aerospace, Inc. 401(k) Profit Sharing Plan | Acutec Precision Aerospace, Inc. | 477 | $23.7M | 01/01/2024 |
| United Pacific Forest Products, Inc. 401(k) Plan | United Pacific Forest Products, Inc | 99 | $4.9M | 01/01/2024 |
| Mdwest One, P. C. Profit Sharing Plan | Mdwest One, P.C. | 204 | $67.2M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 2.64 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: AGENT CREATED MASS SOLICITATION E-MAILS WERE NOT SUBMITTED FOR SUPERVISORY APPROVAL. E-MAILS WERE ALSO SENT INTO STATES WHERE AGENTS WERE NOT LICENSED TO DO BUSINESS. Status: Final Sanction Detail: SAME AS ABOVE. Summary: MATTER CLOSED ON AUGUST 21, 2023, WITH THE PAYMENT OF A FINE AND COSTS.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: FINE, RESTITUTION, AND INJUNCTION RELATED TO THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS Status: Final Sanction Detail: THE NEW YORK DEPARTMENT OF FINANCIAL SERVICES ("NYDFS") ISSUED A CONSENT ORDER AND IMPOSED A $26,000 FINE AGAINST REGISTRANT'S AFFILIATE, THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY ("NORTHWESTERN MUTUAL"), RELATING TO A PRACTICE ARISING FROM THE REPLACEMENT OF DEFERRED ANNUITY CONTRACTS WITH IMMEDIATE INCOME ANNUITY CONTRACTS IN VIOLATION OF THE DISCLOSURE AND SUITABILITY REQUIREMENTS OF CERTAIN NEW YORK REGULATIONS. THE FINE WAS PAID ON 10/1/2019. THE CONSENT ORDER ALSO IMPOSED REMEDIATION AND RESTITUTION FOR THE CONTRACT HOLDERS OF THE REPLACEMENT CONTRACTS. NORTHWESTERN MUTUAL AND NYDFS AGREED ON A REVIEW AND RESTITUTION PROCESS TO DETERMINE THE AMOUNT OF RESTITUTION PAYABLE. THE CONSENT ORDER IMPOSED AN INJUNCTION REQUIRING NORTHWESTERN MUTUAL TO COMPLY WITH THE DISCLOSURE AND SUITABILITY REQUIREMENTS OF CERTAIN NEW YORK REGULATIONS Summary: MATTER CLOSED ON OCTOBER 4, 2019
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: WASHINGTON OFFICE OF INSURANCE COMMISSIONER DETERMINED THAT NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY WAS NOT PAYING THE CORRECT AMOUNT OF INTEREST ON SOME LIFE INSURANCE DEATH CLAIMS GOVERNED BY WASHINGTON LAW. Status: Final Sanction Detail: COMPANY PAID AN ADMINISTRATIVE PENALTY OF $20,000, AGREED TO MAKE AN ADDITIONAL INTEREST PAYMENT ON SOME WASHINGTON LIFE INSURANCE DEATH CLAIMS THAT WERE ORIGINALLY PAID BETWEEN JULY 1, 2016 AND APRIL 12, 2020, AND AGREED TO COMPLY WITH THE OFFICE OF INSURANCE COMMISSIONER'S INTERPRETATION OF THE INTEREST STATUTE FOR THE PAYMENT OF LIFE INSURANCE DEATH CLAIMS FROM APRIL 12, 2020 FORWARD. Summary: WASHINGTON LAW REQUIRES THE PAYMENT OF 8 PERCENT INTEREST ON LIFE INSURANCE DEATH CLAIMS FROM THE DATE OF DEATH TO THE DATE OF PAYMENT BUT DOES NOT SPECIFY HOW THE INTEREST IS CALCULATED. NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY USED AN EFFECTIVE INTEREST CALCULATION BECAUSE IT CONSIDERED THIS METHOD TO BE A BETTER MEASURE OF THE TIME VALUE OF MONEY TO THE BENEFICIARY. WASHINGTON INTERPRETED THEIR STATUTE TO REQUIRE THAT ALL BENEFICIARIES ARE PAID INTEREST THAT IS AT LEAST EQUIVALENT TO SIMPLE INTEREST. ALTHOUGH THE COMPANY BELIEVES THAT ITS INTERPRETATION OF THE STATUTE WAS REASONABLE AND ITS CALCULATION METHOD PAID MORE INTEREST TO SOME BENEFICIARIES, THE COMPANY AGREED TO RESOLVE THE ADMINISTRATIVE ACTION TO AVOID THE COST AND EXPENSE OF FURTHER PROCEEDINGS.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: THE VERMONT DEPARTMENT OF FINANCIAL REGULATION ASSERTS THAT NORTHWESTERN MUTUAL DID NOT COMPLY WITH VERMONT LAW BY PAYING INTEREST BEFORE SETTLEMENT OF LIFE INSURANCE DEATH CLAIMS AT LESS THAN THE VERMONT STATUTORY RATE FOR CLAIMS IN WHICH THE BENEFICIARY RESIDED IN VERMONT AND THE LIFE INSURANCE POLICY WAS ISSUED FOR DELIVERY IN A STATE OTHER THAN VERMONT. THE ALLEGATIONS ARE DISPUTED. Status: Final Sanction Detail: NORTHWESTERN MUTUAL MADE ADDITIONAL INTEREST PAYMENTS TO VERMONT BENEFICIARIES IN 2017. Summary: THE VERMONT INTEREST STATUTE DOES NOT STATE THE REQUIRED NEXUS TO VERMONT FOR THE STATUTE TO APPLY. NORTHWESTERN MUTUAL DISAGREES WITH THE CONTENTION THAT THE INTEREST STATUTE APPLIES TO A CLAIM PAID TO A VERMONT BENEFICIARY IF THE LIFE INSURANCE POLICY WAS ISSUED FOR DELIVERY IN A STATE OTHER THAN VERMONT. THE MATTER WAS RESOLVED TO AVOID THE COST AND UNCERTAINTY OF ADMINISTRATIVE PROCEEDINGS AND POTENTIAL JUDICIAL REVIEW.
Regulatory · Item 11.E(2)
as of Nov 06, 2024
Allegations: 7.FINRA ALLEGED THAT DURING THE PERIOD BETWEEN 2005 AND 2017, THE FIRM FAILED TO ESTABLISH, MAINTAIN, AND ENFORCE A SUPERVISORY SYSTEM THAT WAS REASONABLY DESIGNED TO REVIEW AND MONITOR THE TRANSMITTALS OF FUNDS FROM THE ACCOUNTS OF CUSTOMERS TO THIRD PARTY ACCOUNTS AND OUTSIDE ENTITIES IN VIOLATION OF APPLICABLE NASD AND FINRA SUPERVISORY RULES. Status: Final Sanction Detail: WITHOUT ADMITTING OR DENYING FINRA'S FINDINGS, THE FIRM CONSENTED TO ENTRY OF FINRA'S FINDINGS AND SANCTIONS INCLUDING (1) A CENSURE, (2) A FINE OF $350,000, AND (3) A CERTIFICATION THAT THE FIRM HAS ENHANCED ITS SUPERVISORY SYSTEMS AND WRITTEN SUPERVISORY PROCEDURES. Summary: MATTER CLOSED
Regulatory · Item 11.D(4)
as of Nov 06, 2024
Allegations: ADVERTISEMENTS SENT BY AGENTS TO PROSPECTIVE CLIENTS MISREPRESENTED AGENT EXPERIENCE AND CLIENT BASE. Status: Final Sanction Detail: THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY CONSENTED TO AN ORDER AND PAID AN ADMINISTRATIVE PENALTY OF $200,000. Summary: MATTER CLOSED ON AUGUST 24, 2023, WITH THE PAYMENT OF A FINE.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: WASHINGTON OFFICE OF INSURANCE COMMISSIONER DETERMINED THAT NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY WAS NOT PAYING THE CORRECT AMOUNT OF INTEREST ON SOME LIFE INSURANCE DEATH CLAIMS GOVERNED BY WASHINGTON LAW. Status: Final Sanction Detail: COMPANY PAID AN ADMINISTRATIVE PENALTY OF $20,000, AGREED TO MAKE AN ADDITIONAL INTEREST PAYMENT ON SOME WASHINGTON LIFE INSURANCE DEATH CLAIMS THAT WERE ORIGINALLY PAID BETWEEN JULY 1, 2016 AND APRIL 12, 2020, AND AGREED TO COMPLY WITH THE OFFICE OF INSURANCE COMMISSIONER'S INTERPRETATION OF THE INTEREST STATUTE FOR THE PAYMENT OF LIFE INSURANCE DEATH CLAIMS FROM APRIL 12, 2020 FORWARD. Summary: DETAILS WASHINGTON LAW REQUIRES THE PAYMENT OF 8 PERCENT INTEREST ON LIFE INSURANCE DEATH CLAIMS FROM THE DATE OF DEATH TO THE DATE OF PAYMENT BUT DOES NOT SPECIFY HOW THE INTEREST IS CALCULATED. NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY USED AN EFFECTIVE INTEREST CALCULATION BECAUSE IT CONSIDERED THIS METHOD TO BE A BETTER MEASURE OF THE TIME VALUE OF MONEY TO THE BENEFICIARY. WASHINGTON INTERPRETED THEIR STATUTE TO REQUIRE THAT ALL BENEFICIARIES ARE PAID INTEREST THAT IS AT LEAST EQUIVALENT TO SIMPLE INTEREST. ALTHOUGH THE COMPANY BELIEVES THAT ITS INTERPRETATION OF THE STATUTE WAS REASONABLE AND ITS CALCULATION METHOD PAID MORE INTEREST TO SOME BENEFICIARIES, THE COMPANY AGREED TO RESOLVE THE ADMINISTRATIVE ACTION TO AVOID THE COST AND EXPENSE OF FURTHER PROCEEDINGS.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: THE VERMONT DEPARTMENT OF FINANCIAL REGULATION ASSERTS THAT NORTHWESTERN MUTUAL DID NOT COMPLY WITH VERMONT LAW BY PAYING INTEREST BEFORE SETTLEMENT OF LIFE INSURANCE DEATH CLAIMS AT LESS THAN THE VERMONT STATUTORY RATE FOR CLAIMS IN WHICH THE BENEFICIARY RESIDED IN VERMONT AND THE LIFE INSURANCE POLICY WAS ISSUED FOR DELIVERY IN A STATE OTHER THAN VERMONT. THE ALLEGATIONS ARE DISPUTED. Status: Final Sanction Detail: PAYMENT OF A $287,000 ADMINISTRATIVE PENALTY. NORTHWESTERN MUTUAL MADE ADDITIONAL INTEREST PAYMENTS TO VERMONT BENEFICIARIES IN 2017. Summary: THE VERMONT INTEREST STATUTE DOES NOT STATE THE REQUIRED NEXUS TO VERMONT FOR THE STATUTE TO APPLY. NORTHWESTERN MUTUAL DISAGREES WITH THE CONTENTION THAT THE INTEREST STATUTE APPLIES TO A CLAIM PAID TO A VERMONT BENEFICIARY IF THE LIFE INSURANCE POLICY WAS ISSUED FOR DELIVERY IN A STATE OTHER THAN VERMONT. THE MATTER WAS RESOLVED TO AVOID THE COST AND UNCERTAINTY OF ADMINISTRATIVE PROCEEDINGS AND POTENTIAL JUDICIAL REVIEW.
Regulatory · Item 11.D(2), 11.D(4)
as of Nov 06, 2024
Allegations: THE WASHINGTON OFFICE OF INSURANCE COMMISSIONER DETERMINED THAT THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY ACCEPTED ANNUITY APPLICATIONS FROM PRODUCERS THAT DID NOT COMPLETE THE REQUIRED ANNUITY SUITABILITY TRAINING. Status: Final Sanction Detail: THE NORTHWESTERN MUTUAL LIFE INSURANCE COMPANY CONSENTED TO AN ORDER AND PAID AN ADMINISTRATIVE PENALTY OF $2,000. Summary: MATTER CLOSED WITH THE PAYMENT OF THE ADMINISTRATIVE FINE.
Regulatory
as of Nov 06, 2024
Allegations: EMPLOYEES OF NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NMIS), NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC (NMIMC) AND MASON STREET ADVISORS, LLC (MSA) SENT AND RECEIVED OFF-CHANNEL ELECTRONIC COMMUNICATIONS RELATED TO THE BUSINESS OF THE ENTITIES. THESE OFF-CHANNEL ELECTRONIC COMMUNICATIONS WERE NOT CAPTURED AND RETAINED. FAILURE TO IMPLEMENT POLICIES AND PROCEDURES THAT PROHIBIT OFF-CHANNEL COMMUNICATIONS RESULTED IN A FAILURE TO SUPERVISE. Status: Final Sanction Detail: NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (NMIS), NORTHWESTERN MUTUAL INVESTMENT MANAGEMENT COMPANY, LLC (NMIMC) AND MASON STREET ADVISORS, LLC (MSA) WERE CENSURED AND ORDERED TO JOINTLY AND SEVERALLY PAY A CIVIL MONEY PENALTY IN THE AMOUNT OF $16,500,000. NMIS MUST CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OF SECTION 17A OF THE EXCHANGE ACT AND RULE 17A-4 THEREUNDER. NMIMC AND MSA MUST CEASE AND DESIST FROM COMMITTING OR CAUSING ANY VIOLATIONS OF SECTION 204 OF THE ADVISERS ACT AND RULE 204-2 THEREUNDER. NMIS, NMIMC AND MSA WILL RETAIN AN INDEPENDENT COMPLIANCE CONSULTANT TO CONDUCT A REVIEW OF POLICIES AND PROCEDURES, TRAINING, SURVEILLANCE AND TECHNICAL SOLUTIONS RELATED TO ELECTRONIC COMMUNICATIONS. FOR TWO YEARS, NMIS, NMIMC AND MSA WILL NOTIFY THE SEC OF ANY DISCIPLINE RELATED TO THE PRESERVATION OF ELECTRONIC COMMUNICATIONS. NMIS, NMIMC AND MSA WILL HAVE THEIR RESPECTIVE INTERNAL AUDIT FUNCTIONS CONDUCT AUDITS TO ASSESS POLICIES AND PROCEDURES, TRAINING, SURVEILLANCE AND TECHNICAL SOLUTIONS RELATED TO ELECTRONIC COMMUNICATIONS. Summary: IN FEBRUARY 2024, NMIS, NMIMC AND MSA ENTERED INTO AN OFFER OF SETTLEMENT WITH THE SEC IN WHICH THEY ADMITTED THAT NMIS VIOLATED SECTION 17(A) OF THE EXCHANGE ACT AND RULE 17A-4(B)(4) THEREUNDER AND NMIMC AND MSA VIOLATED SECTION 204 OF THE ADVISERS ACT AND RULE 204-2(A)(7) THEREUNDER FOR FAILING TO MAINTAIN RECORDS OF CERTAIN BUSINESS-RELATED COMMUNICATIONS MADE BY EMPLOYEES WHEN THEY USED THEIR PERSONAL DEVICES ("OFF-CHANNEL COMMUNICATIONS") AND FOR FAILING TO SUPERVISE THEIR ASSOCIATES' BUSINESS-RELATED COMMUNICATIONS. THE SETTLEMENT WAS RELATED TO A SEC RISK-BASED INITIATIVE, WHEREBY THE SEC INVESTIGATED A LARGE NUMBER OF FINANCIAL SERVICES FIRMS TO DETERMINE WHETHER THOSE FIRMS WERE PROPERLY RETAINING BUSINESS-RELATED TEXT AND INSTANT MESSAGES AND OTHER OFF-CHANNEL COMMUNICATIONS SENT AND RECEIVED ON EMPLOYEES' PERSONAL DEVICES. FOLLOWING THE COMMENCEMENT OF THE SEC'S INITIATIVE, NMIS, NMIMC AND MSA COOPERATED WITH THE SEC. IT WAS DISCOVERED THAT CERTAIN EMPLOYEES COMMUNICATED OFF-CHANNEL USING NON-APPROVED METHODS ON THEIR PERSONAL DEVICES ABOUT BROKER-DEALER AND INVESTMENT ADVISER BUSINESS.
Disclosure text reproduced verbatim from the firm's own Form ADV filings.
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