AUMdb

Innovator Capital Management, Llc

SEC-registered Mutual Fund / Asset Manager · Large ($10B–$100B) CRD 287718 · SEC file 801-110111 · Wheaton, IL · www.innovatoretfs.com
☆ Save with Pro ADV data as of Jun 18, 2026
Regulatory AUM
$30.2B
Discretionary
$30.2B
Clients
1
Avg AUM / client
$30.2B
Accounts
1
Employees
73

AUM over time

$0 $30.2B
Dec 2016 Jun 2026

Annual snapshots from Form ADV filings · as of Jun 18, 2026

Who they serve

Client typeClientsAUM% of AUM
Investment companies 1 $30.2B 100.0%

People (6)

NameRole / titleCredentialsWith firm sinceOwnership
Bond, Harold, Bruce Manager And Chief Executive Officer Feb 2017 (10y) 50% – 75%
Brown, Jeffrey, D Member Feb 2017 (10y) 10% – 25%
Southard, John, Wilder President Feb 2017 (10y) 25% – 50%
Zalesiak, Cari Chief Compliance Officer May 2022 (4y) Less than 5%
Day, Graham, Alexander Evp, Chief Investment Officer Sep 2022 (4y) Less than 5%
Meyer, Kathleen, Irene Chief Financial Officer Sep 2022 (4y) Less than 5%

Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 06/18/2026 2.61 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

This firm answered "yes" to a disciplinary item on its latest filing. Detailed disclosure pages for this filing have not been imported yet — see the source filing below.

How they charge

  • Percentage of assets under management

Services

  • Portfolio management for investment companies

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 18, 2026.

View current Form ADV (SEC/IAPD) ↗