IS
Investcorp Securities Limited
SEC-registered
Broker-Dealer (Dually Registered)
CRD 287521
· SEC file 802-128107
· London, England
☆ Save with Pro
ADV data as of Sep 15, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- —
AUM over time
$133M
$1.5B
Jun 2018
Jun 2022
Annual snapshots from Form ADV filings · as of Sep 15, 2025
Private funds (7)
Reported in Form ADV Section 7.B.(1), filing of Sep 2024 · $1.4B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Investcorp Technology Partners V S.C.A. Sicav Raif | Private Equity Fund | Luxembourg | $466M | 4 |
| Investcorp Technology Partners Iv, L.P. master | Private Equity Fund | Cayman Islands | $263M | 89 |
| Investcorp Technology Partners Iv C, L.P. master | Private Equity Fund | Cayman Islands | $239M | 17 |
| Investcorp Technology Partners C.V. L.P. | Private Equity Fund | Cayman Islands | $156M | 9 |
| Investcorp Technology Partners Iv A, L.P. master | Private Equity Fund | Cayman Islands | $110M | 16 |
| Investcorp Technology Partners V Lux, Scsp | Private Equity Fund | Luxembourg | $71.4M | 32 |
| Investcorp Technology Partners V B, L.P | Private Equity Fund | Cayman Islands | $61.1M | 16 |
People (6)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Lopez Cruz, Daniel, Jose | Director, Chief Executive Officer | Sep 2014 (12y) | Less than 5% | |
| Lay, Jonathan, Adam | Chief Compliance Officer, Corporate Secretary | Jun 2017 (9y) | Less than 5% | |
| Sinfield Hain, Craig | Director | Aug 2017 (9y) | Less than 5% | |
| Hasson, Neil, Nissim | Director | Sep 2017 (9y) | Less than 5% | |
| Davis, Andrea, Jayne | Director | Aug 2018 (8y) | Less than 5% | |
| Kamieniecky, Gilbert, Benjamin | Director | Nov 2019 (7y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Investcorp International Limited | Shareholder | Dec 1990 | A | 75% or more |
| Investcorp S.A. | Shareholder | Jun 2003 | B | ≈ 56.25% – 100% via Investcorp International Limited |
| Investcorp Holdings Ltd | Shareholder | Apr 2003 | B | ≈ 42.19% – 100% via Investcorp S.A. |
| Iesip Holdings Ltd | Shareholder | Dec 2020 | B | ≈ 0.99% – 21.09% via Iesip Investments Spc Ltd |
| Cp Holdings Ltd | Shareholder | Jul 2003 | B | ≈ 21.09% – 75% via Investcorp Holdings Ltd |
| Ownership Holdings Ltd | Shareholder | Jul 2003 | B | ≈ 10.55% – 56.25% via Cp Holdings Ltd |
| Iesip Investments Spc Ltd | Shareholder | Dec 2020 | B | ≈ 1.32% – 21.09% via Sipco Ltd |
| Sipco Ltd | Shareholder | Dec 2002 | B | ≈ 2.64% – 28.13% via Ownership Holdings Ltd |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Investcorp S.A.: 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Investcorp Holdings Ltd: 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 42.19% – 100% of the firm
- Iesip Holdings Ltd: 75% – 100% of Iesip Investments Spc Ltd × 50% – 75% of Sipco Ltd × 25% – 50% of Ownership Holdings Ltd × 50% – 75% of Cp Holdings Ltd × 50% – 75% of Investcorp Holdings Ltd × 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 0.99% – 21.09% of the firm
- Cp Holdings Ltd: 50% – 75% of Investcorp Holdings Ltd × 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 21.09% – 75% of the firm
- Ownership Holdings Ltd: 50% – 75% of Cp Holdings Ltd × 50% – 75% of Investcorp Holdings Ltd × 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 10.55% – 56.25% of the firm
- Iesip Investments Spc Ltd: 50% – 75% of Sipco Ltd × 25% – 50% of Ownership Holdings Ltd × 50% – 75% of Cp Holdings Ltd × 50% – 75% of Investcorp Holdings Ltd × 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 1.32% – 21.09% of the firm
- Sipco Ltd: 25% – 50% of Ownership Holdings Ltd × 50% – 75% of Cp Holdings Ltd × 50% – 75% of Investcorp Holdings Ltd × 75% – 100% of Investcorp S.A. × 75% – 100% of Investcorp International Limited × 75% – 100% direct ≈ 2.64% – 28.13% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (7, $1.4B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Investcorp Technology Partners V S.C.A. Sicav Raif | Private Equity Fund | $466M | $2.5M | 4 |
| Investcorp Technology Partners Iv, L.P. | Private Equity Fund | $263M | $48.4K | 89 |
| Investcorp Technology Partners Iv C, L.P. | Private Equity Fund | $239M | $300K | 17 |
| Investcorp Technology Partners C.V. L.P. | Private Equity Fund | $156M | $15.0K | 9 |
| Investcorp Technology Partners Iv A, L.P. | Private Equity Fund | $110M | $1.0M | 16 |
| Investcorp Technology Partners V Lux, Scsp | Private Equity Fund | $71.4M | $100K | 32 |
| Investcorp Technology Partners V B, L.P | Private Equity Fund | $61.1M | $15.9K | 16 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 09/15/2025 | 3.08 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
Not reported.
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Sep 15, 2025.
View current Form ADV (SEC/IAPD) ↗