Perennial Investment Advisors, Llc
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 286477
· SEC file 801-110619
· Los Angeles, CA
· www.linkedin.com
☆ Save with Pro
ADV data as of Mar 31, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 3,229
- Avg AUM / client
- $774K
- Accounts
- 3,229
- Employees
- 71
AUM over time
$0
$2.5B
May 2017
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 2,156 | $489M | 19.6% |
| High net worth individuals | 913 | $1.8B | 73.6% |
| Pension and profit sharing plans | 112 | $105M | 4.19% |
| Charitable organizations | 12 | $34.9M | 1.4% |
| Corporations and other businesses | 36 | $32.0M | 1.28% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Andretti Petroleum Group Retirement Savings Plan Andretti Group | 2024 |
People (50)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| John Bennett Petrick | Managing Member | Jun 2004 (22y) | ≈ 25% – 56.25% via Perennial Financial Services, Llc | |
| Christopher Andrew Nowakowski | Managing Member | Jul 2004 (22y) | ≈ 25% – 56.25% via Perennial Financial Services, Llc | |
| Bradley Benjamin Harris | President | Jan 2014 (13y) | ≈ 3.75% – 10% via Ploutos Wealth Advisors, Inc. | |
| Dane Christopher Streeter | Managing Member | Jan 2017 (10y) | ≈ 3.75% – 10% via Dcs Investments, Llc | |
| Martinez, Alfred, K | Chief Technology Officer | Jan 2021 (6y) | Less than 5% | |
| Anthony Seo Lee | Chief Compliance Officer | May 2021 (5y) | Less than 5% | |
| Ben Edward Lawler | Registered representative | Jun 2017 (9y) | ||
| Brandon Blake Schwartz | Registered representative | Jun 2017 (9y) | ||
| Carlos Calcagno Lluch | Registered representative | CFP | Jun 2017 (9y) | |
| Dennis Fu Teh Shu | Registered representative | CFP | Jun 2017 (9y) | |
| Thane Stuart Mccready | Registered representative | CFP | Jun 2017 (9y) | |
| Shirley Co Tan | Registered representative | Aug 2017 (9y) | ||
| David Philip Aronovitch | Registered representative | Aug 2018 (8y) | ||
| Amy Wang Yi Johnson | Registered representative | Feb 2019 (7y) | ||
| Stan D Choo | Registered representative | CFP | Mar 2019 (7y) | |
| Jason Russell Good | Registered representative | Jul 2020 (6y) | ||
| Robert Douglas Barber | Registered representative | Jun 2021 (5y) | ||
| Eddie Chewkwong Chan | Registered representative | Jul 2022 (4y) | ||
| Davis Domingo Aldana | Registered representative | Aug 2022 (4y) | ||
| Bart Richard Albrigo | Registered representative | Jan 2023 (4y) | ||
| Carole Riley Ford | Registered representative | CFP | Jan 2023 (4y) | |
| Eric Ryan Simonians | Registered representative | CFP | Jan 2023 (4y) | |
| Erin Ford Redmond | Registered representative | Jan 2023 (4y) | ||
| Mary Dawn Collins | Registered representative | Chartered Financial Consultant | Jan 2023 (4y) | |
| Nikolaus Stephen Redmond | Registered representative | CFP | Jan 2023 (4y) | |
| Robert Gillis Farmer | Registered representative | Jan 2023 (4y) | ||
| Ryan Jaire Louie | Registered representative | CFP | Jan 2023 (4y) | |
| Steven Jon Jolly | Registered representative | Jan 2023 (4y) | ||
| Brian Joseph Ullmann | Registered representative | CFP | Jan 2023 (4y) | |
| Alan Ranier Simeon | Registered representative | May 2024 (2y) | ||
| Evidio T Mayea | Registered representative | May 2024 (2y) | ||
| Neelab Hakami | Registered representative | Jul 2024 (2y) | ||
| Caribel Colon | Registered representative | Sep 2024 (2y) | ||
| Devin Gary Shaeffer | Registered representative | Sep 2024 (2y) | ||
| Jason Ronald Horg | Registered representative | Sep 2024 (2y) | ||
| Julian Eve Locke | Registered representative | CFP Chartered Financial Consultant | Oct 2024 (2y) | |
| Gregory Morse | Registered representative | CFP | Nov 2024 (2y) | |
| Mackenzie Morgan Mccombs | Registered representative | Dec 2024 (2y) | ||
| Michael Dean Fuller | Registered representative | Jan 2025 (2y) | ||
| Abhishek Vakil | Registered representative | Jan 2025 (2y) | ||
| Kory A Keith | Registered representative | Jul 2025 (1y) | ||
| Betty Chin | Registered representative | Nov 2025 (1y) | ||
| William J Sosniecki | Registered representative | Nov 2025 (1y) | ||
| Maddox Richard De Nunzio | Registered representative | Dec 2025 (1y) | ||
| Zachary Douglas Statzer | Registered representative | Dec 2025 (1y) | ||
| Ximena Sophia Silva Avila | Registered representative | CFP | Jan 2026 (1y) | |
| Kent Katsuo Tanaka | Registered representative | Jan 2026 (1y) | ||
| Jeffrey Warren Sinclair | Registered representative | CFP | Apr 2026 (0y) | |
| Ethan James Smith | Registered representative | May 2026 (0y) | ||
| James Michael Russell | Registered representative | CFP | May 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Perennial Financial Services, Llc | Member | May 2017 | A | 50% – 75% |
| Ploutos Wealth Advisors, Inc. | Member | May 2017 | A | 5% – 10% |
| Dcs Investments, Llc | Member | May 2017 | A | 5% – 10% |
Undisclosed: 0% – 40% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- John Bennett Petrick: 50% – 75% of Perennial Financial Services, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Christopher Andrew Nowakowski: 50% – 75% of Perennial Financial Services, Llc × 50% – 75% direct ≈ 25% – 56.25% of the firm
- Bradley Benjamin Harris: 75% – 100% of Ploutos Wealth Advisors, Inc. × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Dane Christopher Streeter: 75% – 100% of Dcs Investments, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Andretti Petroleum Group Retirement Savings Plan | Andretti Group | 2 | $36.1K | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.03 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- LPL Financial $2.4B (94% of AUM) Mar 2026
- Fidelity Brokerage Services $145M (6% of AUM) Mar 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗