Strata Wealth Advisors, Llc
SEC-registered
Insurance-Affiliated · Small ($100M–$1B)
CRD 285973
· SEC file 801-110369
· Dallas, TX
· WWW.STRATAWEALTH.COM
☆ Save with Pro
ADV data as of Jul 16, 2026
- Regulatory AUM
- $886M
- Discretionary
- $886M
- Clients
- 227
- Avg AUM / client
- $3.9M
- Accounts
- 961
- Employees
- 14
AUM over time
$0
$927M
Dec 2016
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 16, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 76 | $53.3M | 6.02% |
| High net worth individuals | 151 | $831M | 93.8% |
| Pension and profit sharing plans | Fewer than 5 clients | $2.0M | 0.23% |
People (14)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Patel, Vipul, Shantilal | Co Trustee | Dec 2012 (14y) | GP / trustee / elected manager of Vyoma And Vipul Patel Revocable Living Trust, Dated 12/17/2012 (indirect) | |
| Vyoma Vipul Patel | Chief Compliance Officer And Director Of Operations | Dec 2012 (14y) | Less than 5% | |
| Brandon Keith Cumba | Co Trustee | CFP | Jan 2017 (10y) | GP / trustee / elected manager of Cumba Revocable Trust Dated 01/23/2017 (indirect) |
| Cumba, Rebekah, Anne | Co Trustee | Jan 2017 (10y) | GP / trustee / elected manager of Cumba Revocable Trust Dated 01/23/2017 (indirect) | |
| Kenneth Roy Painter | Member And Manager | CFP | Apr 2017 (9y) | ≈ 56.25% – 100% via Krp Holdings, Llc |
| Dusty Dawn Wallace | President And Director Of Financial Planning | CFP | Aug 2021 (5y) | ≈ 2.5% – 7.5% via Aci Bears & Beyond Holding, Llc |
| Becker, Jaclyn, Dennis | Co Trustee | Nov 2021 (5y) | GP / trustee / elected manager of Becker Revocable Living Trust, Dated 11/30/2021 (indirect) | |
| Mark Wendall Whidby | Chief Investment Officer | CFA | Jun 2022 (4y) | Less than 5% |
| Wallace, Adam, No Middle Name | Member | Dec 2023 (3y) | ≈ 2.5% – 7.5% via Aci Bears & Beyond Holding, Llc | |
| Daniel Wayne Becker | Co Trustee | CFP | Nov 2024 (2y) | GP / trustee / elected manager of Becker Revocable Living Trust, Dated 11/30/2021 (indirect) |
| Abigail O'quinn Caldwell | Registered representative | CFP | Mar 2021 (5y) | |
| Benjamin Rufus Philips | Registered representative | CFP | Feb 2024 (2y) | |
| Amanda Emily Sasko | Registered representative | CFP | Feb 2024 (2y) | |
| Jeremy Daniel Curtis | Registered representative | CFP | Aug 2025 (1y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Krp Holdings, Llc | Member | Apr 2017 | A | 75% or more |
| Becker Strata Holdings, Llc | Member | Jan 2022 | A | 5% – 10% |
| Omshantiom, Llc | Owner | Jan 2024 | A | 5% – 10% |
| Aci Bears & Beyond Holding, Llc | Member | Jan 2024 | A | 5% – 10% |
| Cumbaco, Llc | Member | Apr 2017 | A | Less than 5% |
| Becker Revocable Living Trust, Dated 11/30/2021 | Member | Jan 2022 | B | ≈ 3.75% – 10% via Becker Strata Holdings, Llc |
| Cumba Revocable Trust Dated 01/23/2017 | Member | Apr 2017 | B | ≈ 0% – 5% via Cumbaco, Llc |
| Vyoma And Vipul Patel Revocable Living Trust, Dated 12/17/2012 | Member | Dec 2023 | B | ≈ 3.75% – 10% via Omshantiom, Llc |
Undisclosed: 0% – 10% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Kenneth Roy Painter: 75% – 100% of Krp Holdings, Llc × 75% – 100% direct ≈ 56.25% – 100% of the firm
- Dusty Dawn Wallace: 50% – 75% of Aci Bears & Beyond Holding, Llc × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
- Wallace, Adam, No Middle Name: 50% – 75% of Aci Bears & Beyond Holding, Llc × 5% – 10% direct ≈ 2.5% – 7.5% of the firm
- Becker Revocable Living Trust, Dated 11/30/2021: 75% – 100% of Becker Strata Holdings, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
- Cumba Revocable Trust Dated 01/23/2017: 75% – 100% of Cumbaco, Llc × 0% – 5% direct ≈ 0% – 5% of the firm
- Vyoma And Vipul Patel Revocable Living Trust, Dated 12/17/2012: 75% – 100% of Omshantiom, Llc × 5% – 10% direct ≈ 3.75% – 10% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/16/2026 | 1000 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
Custody
Reported custodians
- Fidelity Brokerage Services $843M (95% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 16, 2026.
View current Form ADV (SEC/IAPD) ↗