Pinebridge Investments Llc
- Regulatory AUM
- $76.7B
- Discretionary
- $65.8B
- Clients
- 329
- Avg AUM / client
- $233M
- Accounts
- 354
- Employees
- 239
AUM over time
Annual snapshots from Form ADV filings · as of May 11, 2026
Asset allocation (SMA assets by investment type)
as of May 11, 2026Share of SMA assets by investment vehicle type, as filed in Form ADV Item 5.K. Dollar figures are percentages applied to total regulatory AUM.
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | Fewer than 5 clients | $801M | 1.04% |
| Investment companies | 1 | $129M | 0.17% |
| Pooled investment vehicles (non-investment companies) | 134 | $22.4B | 29.2% |
| Pension and profit sharing plans | 23 | $5.1B | 6.71% |
| Charitable organizations | Fewer than 5 clients | $103M | 0.13% |
| State or municipal government entities | 23 | $8.9B | 11.5% |
| Other investment advisers | 19 | $13.5B | 17.6% |
| Insurance companies | 129 | $23.3B | 30.4% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $2.3B | 3.01% |
| Corporations and other businesses | Fewer than 5 clients | $73.0M | 0.1% |
| Other | Fewer than 5 clients | $176M | 0.23% |
Private funds (5)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $2.1B combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Galaxy Xxv Clo Ltd | Securitized Asset Fund | Cayman Islands | $485M | 0 |
| Galaxy Xxiv Clo Ltd | Securitized Asset Fund | Cayman Islands | $457M | 0 |
| Galaxy Xix Clo Ltd | Securitized Asset Fund | Cayman Islands | $445M | 0 |
| Galaxy Xxvi Clo Ltd | Securitized Asset Fund | Cayman Islands | $441M | 0 |
| Galaxy Xxiii Clo Ltd | Securitized Asset Fund | Cayman Islands | $256M | 0 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Wells Fargo & Company Cash Balance Plan Wells Fargo & Company | 2024 | |
| Factory Mutual Insurance Company Pension Plan Factory Mutual Insurance Company | 2024 |
People (11)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Li, Richard, Tzar Kai | Shareholder | Dec 1996 (30y) | 75% or more of Chiltonlink Limited (indirect) | |
| Kollmorgen, Laila, Marie | Managing Director | Sep 2016 (10y) | Less than 5% | |
| Lapham, John, Gordon | President | Sep 2016 (10y) | Less than 5% | |
| Meissner, Andrew, Jeffrey | Managing Director | Sep 2016 (10y) | Less than 5% | |
| Oh, Steven, Suk Min | Managing Director | Sep 2016 (10y) | Less than 5% | |
| Karpik, Michael, John | Chief Operating Officer | Jan 2018 (9y) | Less than 5% | |
| Ahern, Tracie, Elizabeth | Chief Financial Officer | Oct 2019 (7y) | Less than 5% | |
| Smith, Eric, James | General Counsel | May 2020 (6y) | Less than 5% | |
| Sherry, Daniel, Patrick | Managing Director | Jun 2020 (6y) | Less than 5% | |
| Hasnain, Saiyed, Mozaffar | Managing Director | Mar 2021 (5y) | Less than 5% | |
| Corson, William, Emerson | Chief Compliance Officer | Mar 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Pinebridge Investments Llc | Direct Owner | Sep 2016 | A | 75% or more |
| Pinebridge Investments Holdings Us Llc | Shareholder | Sep 2009 | B | 75% or more of Pinebridge Investments, Llc (indirect) |
| Pinebridge Investments, L.P. | Shareholder | Mar 2010 | B | 75% or more of Pinebridge Investments Holdings Us Llc (indirect) |
| Pacific Century Investment Holdings (Cayman Islands), L.P. | Limited Partner | Aug 2009 | B | 75% or more of Pinebridge Investments, L.P. (indirect) |
| Pacific Century Investment Holdings (Cayman Islands) Limited | Limited Partner | Aug 2009 | B | 75% or more of Pacific Century Investment Holdings (Cayman Islands), L.P. (indirect) |
| Pacific Century Investment Holdings No. 1 Limited | Shareholder | Aug 2009 | B | 75% or more of Pacific Century Investment Holdings (Cayman Islands) Limited (indirect) |
| Chiltonlink Limited | Shareholder | Jul 2009 | B | 75% or more of Pacific Century Investment Holdings No. 1 Limited (indirect) |
| Bridge Holdings Company Limited | General Partner | Aug 2009 | B | GP / trustee / elected manager of Pinebridge Investments, L.P. (indirect) |
| Pacific Century Partners Gp Limited | General Partner | Aug 2009 | B | GP / trustee / elected manager of Pacific Century Investment Holdings (Cayman Islands), L.P. (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (5, $2.1B gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Galaxy Xxv Clo Ltd | Securitized Asset Fund | $485M | $250K | 0 |
| Galaxy Xxiv Clo Ltd | Securitized Asset Fund | $457M | $250K | 0 |
| Galaxy Xix Clo Ltd | Securitized Asset Fund | $445M | $250K | 0 |
| Galaxy Xxvi Clo Ltd | Securitized Asset Fund | $441M | $250K | 0 |
| Galaxy Xxiii Clo Ltd | Securitized Asset Fund | $256M | $250K | 0 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (2)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Wells Fargo & Company Cash Balance Plan | Wells Fargo & Company | 40,642 | $8.3B | 01/01/2024 |
| Factory Mutual Insurance Company Pension Plan | Factory Mutual Insurance Company | 3,786 | $3.0B | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/11/2026 | 18.7 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Pension consulting services
- • Selection of other advisers
Custody
Reported custodians
- State Street $19.6B (26% of AUM) May 2026
- BNY Mellon $12.5B (16% of AUM) May 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 11, 2026.
View current Form ADV (SEC/IAPD) ↗