One68 Global Capital, Llc
- Regulatory AUM
- $50.0M
- Discretionary
- $50.0M
- Clients
- 1
- Avg AUM / client
- $50.0M
- Accounts
- 2
- Employees
- 4
AUM over time
Annual snapshots from Form ADV filings · as of Mar 16, 2026
Investments (13F portfolio — 40 positions, $30,899,995)
13F period Mar 31, 2026| # | Issuer | Class | Value | Shares | % of 13F | % of AUM |
|---|---|---|---|---|---|---|
| 1 | Chart Inds Inc | COM | $4,471,176 | 21,626 | 14.5% | 8.94% |
| 2 | Sealed Air Corp New | COM | $4,141,925 | 98,500 | 13.4% | 8.28% |
| 3 | Warner Bros Discovery Inc | COM SER A | $3,901,215 | 142,069 | 12.6% | 7.8% |
| 4 | Apellis Pharmaceuticals Inc | COM | $2,226,610 | 55,347 | 7.21% | 4.45% |
| 5 | Electronic Arts Inc | COM | $1,605,476 | 7,875 | 5.2% | 3.21% |
| 6 | Amazon Com Inc | COM | $1,505,167 | 7,227 | 4.87% | 3.01% |
| 7 | Tri Pointe Homes Inc | COM | $1,296,758 | 27,750 | 4.2% | 2.59% |
| 8 | Veris Residential Inc | COM | $1,132,200 | 60,000 | 3.66% | 2.26% |
| 9 | Skywater Technology Inc | COM | $1,096,400 | 40,000 | 3.55% | 2.19% |
| 10 | Hologic Inc | COM | $689,910 | 9,127 | 2.23% | 1.38% |
| 11 | Qiagen Nv | ORD SHARES | $607,487 | 15,172 | 1.97% | 1.21% |
| 12 | Rocket Cos Inc | COM CL A | $584,250 | 41,000 | 1.89% | 1.17% |
| 13 | Terns Pharmaceuticals Inc | COM | $579,920 | 11,000 | 1.88% | 1.16% |
| 14 | Surgery Partners Inc | COM | $536,400 | 45,000 | 1.74% | 1.07% |
| 15 | Disney Walt Co | COM | $481,900 | 5,000 | 1.56% | 0.96% |
| 16 | Boston Scientific Corp | COM | $407,875 | 6,500 | 1.32% | 0.82% |
| 17 | Alaska Air Group Inc | COM | $404,580 | 11,000 | 1.31% | 0.81% |
| 18 | Airbnb Inc | COM CL A | $379,840 | 3,000 | 1.23% | 0.76% |
| 19 | Coeur Mng Inc | COM NEW | $375,400 | 20,000 | 1.21% | 0.75% |
| 20 | Capital One Finl Corp | COM | $364,860 | 2,000 | 1.18% | 0.73% |
| 21 | Rockwell Automation Inc | COM | $358,880 | 1,000 | 1.16% | 0.72% |
| 22 | Shopify Inc | CL A SUB VTG SHS | $355,860 | 3,000 | 1.15% | 0.71% |
| 23 | Txnm Energy Inc | COM | $348,249 | 6,000 | 1.13% | 0.7% |
| 24 | Zim Integrated Shipping Serv | SHS | $313,091 | 11,882 | 1.01% | 0.63% |
| 25 | Willscot Hldgs Corp | COM CL A | $302,220 | 17,409 | 0.98% | 0.6% |
Top 25 of 40 positions from the manager's latest Form 13F · source filing (EDGAR) ↗. 13F covers long US-listed positions only. "% of AUM" is share of the firm's total regulatory AUM (Form ADV Item 5.F).
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $0 | — |
| Corporations and other businesses | Fewer than 5 clients | $50.0M | 100.0% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Mar 2024 · $500M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| One68 Placeholder Fund | Hedge Fund | Cayman Islands | $500M | 0 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nguyen, David, Hai | Managing Member; Chief Executive Officer | Feb 2013 (14y) | 50% – 75% of One68 Capital, Gp, Llc (indirect) | |
| Oh, Nancy, J | Member | May 2016 (10y) | 25% – 50% of One68 Capital, Gp, Llc (indirect) | |
| Abel, Marc, David | Chief Financial Officer, Chief Compliance Officer | Oct 2023 (3y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| One68 Capital, Lp | Member | Feb 2018 | A | 75% or more |
| One68 Capital, Gp, Llc | General Partner | Feb 2018 | B | GP / trustee / elected manager of One68 Capital, Lp (indirect) |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $500M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| One68 Placeholder Fund | Hedge Fund | $500M | $0 | 0 |
From Form ADV Section 7.B private fund reporting.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/16/2026 | 1.11 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Credit Suisse Ag $50.0M (48% of AUM) Apr 2019
- Merrill Lynch $50.0M (34% of AUM) Jul 2020
- J.P. Morgan $50.0M (32% of AUM) Oct 2023
- Goldman Sachs $50.0M (32% of AUM) Oct 2023
- Credit Suisse Securities (Usa) Llc $25.0M (17% of AUM) Jul 2020
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 16, 2026.
View current Form ADV (SEC/IAPD) ↗