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Investment Adviser
CRD 284418
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ADV data as of Jun 29, 2025
- Regulatory AUM
- —
- Discretionary
- —
- Clients
- —
- Avg AUM / client
- —
- Accounts
- —
- Employees
- 3
AUM over time
$1.4M
$72.6M
Jul 6, 2016
Jun 28, 2024
Reported AUM from Form ADV filings, plotted by filing date · as of Jun 29, 2025
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Publication of periodicals or newsletters
- • Other services
Custody
Reported custodians
- E D & F Man Capital Markets Inc. $10.0M (27% of AUM) Jul 2022
- Marex Capital Markets Inc. $10.0M (24% of AUM) Jul 2023
- Apex Clearing $5.0M (7% of AUM) Jun 2024
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jun 29, 2025.