Goehring & Rozencwajg Associates, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $1.5B
- Clients
- 4
- Avg AUM / client
- $379M
- Accounts
- 13
- Employees
- 6
AUM over time
Annual snapshots from Form ADV filings · as of May 04, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 1 | $764M | 50.5% |
| Pooled investment vehicles (non-investment companies) | 3 | $5.3M | 0.35% |
| Pension and profit sharing plans | Fewer than 5 clients | $13.8M | 0.91% |
| Sovereign wealth funds and foreign official institutions | Fewer than 5 clients | $161M | 10.6% |
| Corporations and other businesses | Fewer than 5 clients | $127M | 8.37% |
| Other | Fewer than 5 clients | $444M | 29.3% |
Private funds (3)
Reported in Form ADV Section 7.B.(1), filing of Jan 2024 · $10.2M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| G&R Ambri Fund, Lp | Venture Capital Fund | Delaware | $5.0M | 8 |
| G&R Bostton Metal Fund Bvi, Lp | Other Private Fund | British Virgin Islands | $4.3M | 3 |
| G&R Boston Metal Fund, Lp | Other Private Fund | Delaware | $1.0M | 1 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employees' Retirement Plan Of Duke University Duke University | 2024 |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goehring, Leigh, Richard | Managing Member | Dec 2015 (11y) | 50% – 75% | |
| Rozencwajg, Adam, Alexandar | Managing Member | Dec 2015 (11y) | 50% – 75% | |
| Ofriel, Kevin, John | Chief Compliance Officer | Jan 2022 (5y) | Less than 5% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (3, $10.2M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| G&R Ambri Fund, Lp | Venture Capital Fund | $5.0M | $500K | 8 |
| G&R Bostton Metal Fund Bvi, Lp | Other Private Fund | $4.3M | $500K | 3 |
| G&R Boston Metal Fund, Lp | Other Private Fund | $1.0M | $500K | 1 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employees' Retirement Plan Of Duke University | Duke University | 23,682 | $2.8B | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/04/2026 | 1.46 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
- • Other fees
- • FIXED SPEAKING FEES
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for investment companies
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
- • Educational seminars/workshops
Custody
Reported custodians
- Northern Trust $161M (11% of AUM) May 2026
- BNY Mellon $140M (9% of AUM) May 2026
- European Depositary Bank Sa $119M (16% of AUM) Mar 2025
- Interactive Brokers $2.3M (7% of AUM) Mar 2019
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.
View current Form ADV (SEC/IAPD) ↗