Steward Partners Investment Advisory, Llc
SEC-registered
Insurance-Affiliated · Large ($10B–$100B)
CRD 283004
· SEC file 801-107426
· Stamford, CT
· www.instagram.com
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ADV data as of Jul 30, 2026
- Regulatory AUM
- $36.7B
- Discretionary
- $30.0B
- Clients
- 42,763
- Avg AUM / client
- $859K
- Accounts
- 72,273
- Employees
- 549
AUM over time
$0
$36.7B
Dec 2015
Jul 2026
Annual snapshots from Form ADV filings · as of Jul 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 18,249 | $6.8B | 18.6% |
| High net worth individuals | 23,474 | $27.9B | 75.9% |
| Pension and profit sharing plans | 506 | $451M | 1.23% |
| Charitable organizations | 126 | $316M | 0.86% |
| State or municipal government entities | Fewer than 5 clients | $1.4M | 0.0% |
| Corporations and other businesses | 408 | $1.3B | 3.42% |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Austin Tri Hawk Automotive, Inc. 401(k) Plan Austin Tri Hawk Automotive, Inc. | 2024 | |
| Wagner Motor Sales And Subsidiaries 401(k) Plan Wagner & Wagner Auto Sales, Inc. | 2024 | |
| Heartland Bank 401(k) Profit Sharing Plan Heartland Bank | 2024 | |
| Lancaster Fairfield Cap, Inc. 401(k) Profit Sharing Plan Lancaster Fairfield Community Action Program, Inc. | 2024 | |
| Cyberthink, Inc. 401(k) Profit Sharing Plan Cyberthink, Inc. | 2024 | |
| Independent Administrative Services, L.L.C. 401(k) Plan Amerilife Us, Llc | 2024 | |
| Advanced Cardiovascular Specialists Llc Profit Sharing 401(k) Plan Advanced Cardiovascular Specialists Llc | 2024 | |
| Baker Newman & Noyes, Llc 401(k) Profit Sharing Plan Baker Newman & Noyes, Llc | 2024 | |
| Pro Search, Inc. Employee Stock Ownership 401(k) Plan Pro Search, Inc. | 2024 | |
| Community Action Agency Of South Alabama Defined Benefit Pension Plan Community Action Agency Of South Alabama | 2024 | |
| Buildwise Plan Professionals, Llc | Shrewsbury, NJ | 2024 |
People (469)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Ruhlin, Peter, Eric | Chief Legal Officer | Jan 2021 (6y) | Less than 5% | |
| Macgregor Maitland | Chief Risk Officer | Mar 2022 (4y) | Less than 5% | |
| Faber, Joseph, S | Chief Financial Officer | Sep 2022 (4y) | Less than 5% | |
| Robert John Guldner | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Jeani Theresa Winterbourne | President | Mar 2024 (2y) | Less than 5% | |
| Matthew Lewis Madeira | Registered representative | Mar 2016 (10y) | ||
| Anka Vidacic | Registered representative | Mar 2016 (10y) | ||
| Christopher John Reaney | Registered representative | CFP | Mar 2016 (10y) | |
| Gary J Walker | Registered representative | Mar 2016 (10y) | ||
| Ismael Humberto Robledo | Registered representative | Mar 2016 (10y) | ||
| Daniel John Ialeggio | Registered representative | CFP | Mar 2016 (10y) | |
| George William Shirley | Registered representative | CFP | Mar 2016 (10y) | |
| John Derek Majkowski | Registered representative | CFP | Mar 2016 (10y) | |
| Stephen Scholl Philleo | Registered representative | CFP | Mar 2016 (10y) | |
| Eric Beiley | Registered representative | Apr 2016 (10y) | ||
| Donald Philip Brusca | Registered representative | Apr 2016 (10y) | ||
| Melissa Susan Mulloy Mecozzi | Registered representative | Apr 2016 (10y) | ||
| Richard Michael Pignone | Registered representative | Apr 2016 (10y) | ||
| Erik Joseph Mathieson | Registered representative | Apr 2016 (10y) | ||
| R Chris Nee | Registered representative | Apr 2016 (10y) | ||
| Amy Gwyn Sachs | Registered representative | Apr 2016 (10y) | ||
| John S Pappas | Registered representative | Apr 2016 (10y) | ||
| Steven Elliot Bricker | Registered representative | Apr 2016 (10y) | ||
| Conor Michael Wolchesky | Registered representative | CFP | Apr 2016 (10y) | |
| Gregory Banasz | Registered representative | Apr 2016 (10y) | ||
| James Jacob Fowkes | Registered representative | Apr 2016 (10y) | ||
| Theodore Allan Schwab | Registered representative | Apr 2016 (10y) | ||
| Alina Madeleine Seminaro | Registered representative | May 2016 (10y) | ||
| Tom O'bryon | Registered representative | CFP | May 2016 (10y) | |
| Aaron Isaac Brachman | Registered representative | CFP | Jun 2016 (10y) | |
| Christopher Jerome Detmer | Registered representative | CFP Chartered Financial Consultant | Jun 2016 (10y) | |
| John Alexander Rice | Registered representative | CFP | Jun 2016 (10y) | |
| Joseph John Decarolis | Registered representative | Jul 2016 (10y) | ||
| Keith Terry Barberis | Registered representative | CFP | Jul 2016 (10y) | |
| Jessica Lynn Lapollo | Registered representative | Nov 2016 (10y) | ||
| Carl John Gravina | Registered representative | CFP | Nov 2016 (10y) | |
| Brandon Garrett Haase | Registered representative | CFP | Jan 2017 (10y) | |
| Angela Lynn Helmus O'brien | Registered representative | CFP | Feb 2017 (9y) | |
| Anthony Roy Mandile | Registered representative | Feb 2017 (9y) | ||
| Amy Prososki Rosa | Registered representative | CFP | Mar 2017 (9y) | |
| Frank Van Schaack Hibbard | Registered representative | Mar 2017 (9y) | ||
| Travis Aaron Hadwin | Registered representative | Mar 2017 (9y) | ||
| Todd Michael Hoffman | Registered representative | CFP | Mar 2017 (9y) | |
| Michael James Germano | Registered representative | CFP Chartered Financial Consultant | Mar 2017 (9y) | |
| William Richard Blake | Registered representative | Apr 2017 (9y) | ||
| Amy Lynn Mefferd | Registered representative | Apr 2017 (9y) | ||
| Vaclav Vlcek | Registered representative | Apr 2017 (9y) | ||
| Jennifer Kathryn Makras | Registered representative | Apr 2017 (9y) | ||
| Rhett Schmedemann | Registered representative | May 2017 (9y) | ||
| Ali Sina Mandalinci | Registered representative | May 2017 (9y) | ||
| Peter Osborne Frisch | Registered representative | CFP | May 2017 (9y) | |
| Stephen Richard Spector | Registered representative | May 2017 (9y) | ||
| Mark Andrew Pojednic | Registered representative | May 2017 (9y) | ||
| Roberto Henrique Solano | Registered representative | Jul 2017 (9y) | ||
| Jeremy Bryan Staadeker | Registered representative | CFP | Jul 2017 (9y) | |
| Paul Jeffrey Staadeker | Registered representative | CFP | Jul 2017 (9y) | |
| Sharon Marie Pollard | Registered representative | Aug 2017 (9y) | ||
| Michael Blake Kohl | Registered representative | Aug 2017 (9y) | ||
| Tobe Christopher Reed | Registered representative | CFP Chartered Financial Consultant | Aug 2017 (9y) | |
| Theresia Magdalena Ennen Herrmann | Registered representative | Sep 2017 (9y) | ||
| Joshua Mendel Mauer | Registered representative | Oct 2017 (9y) | ||
| Michael Robert Hoff | Registered representative | Nov 2017 (9y) | ||
| Bernard Barry Salzman | Registered representative | Nov 2017 (9y) | ||
| Lorraine Ann Dickman | Registered representative | Nov 2017 (9y) | ||
| Paul Wells Sarama | Registered representative | Nov 2017 (9y) | ||
| Robert Michael Baker | Registered representative | Nov 2017 (9y) | ||
| Edmund Iannaccone | Registered representative | CFP | Nov 2017 (9y) | |
| Maria Catherine Licini | Registered representative | Nov 2017 (9y) | ||
| Leland Richard Soffel | Registered representative | Dec 2017 (9y) | ||
| Miguel Angel Lopez | Registered representative | CFP | Jan 2018 (9y) | |
| Christopher James Barton | Registered representative | Feb 2018 (9y) | ||
| Jeremy Aaron Raffer | Registered representative | Feb 2018 (8y) | ||
| Larrie Dean Hoover | Registered representative | Apr 2018 (8y) | ||
| M. Joann Matthews | Registered representative | Apr 2018 (8y) | ||
| Brittany Anne Beard | Registered representative | Apr 2018 (8y) | ||
| Daniel Casey Snyder | Registered representative | CFP | Apr 2018 (8y) | |
| Erika Sullivan | Registered representative | CFP | Apr 2018 (8y) | |
| Thomas James Sedoric | Registered representative | Apr 2018 (8y) | ||
| David Eric Elwood | Registered representative | CFP | May 2018 (8y) | |
| Cary Larue Kortze | Registered representative | Jul 2018 (8y) | ||
| John Walter Kortze | Registered representative | Jul 2018 (8y) | ||
| Corrado Vincent Spezzacatena | Registered representative | CFP | Aug 2018 (8y) | |
| William John Puduski | Registered representative | Oct 2018 (8y) | ||
| Allison Allen Kistler | Registered representative | CFP | Oct 2018 (8y) | |
| Bradford Robert Coyle | Registered representative | Oct 2018 (8y) | ||
| Bradford Robert Coyle | Registered representative | Oct 2018 (8y) | ||
| Kenneth Shelly Neuman | Registered representative | Oct 2018 (8y) | ||
| Linda Dimeglio Rozycki | Registered representative | Oct 2018 (8y) | ||
| Merit Kathleen Kralovec | Registered representative | Oct 2018 (8y) | ||
| Robert Edward Slatkin | Registered representative | CFP | Nov 2018 (8y) | |
| Adam Dunbar | Registered representative | Jan 2019 (8y) | ||
| Christine M Balfour | Registered representative | Jan 2019 (8y) | ||
| Jacqueline Doris Gervais | Registered representative | Jan 2019 (8y) | ||
| James Andrew Nylund | Registered representative | CFP | Jan 2019 (8y) | |
| Ralph Coleman Good | Registered representative | CFP | Jan 2019 (8y) | |
| Stephanie Jill Haase | Registered representative | CFP CFA | Feb 2019 (7y) | |
| Andrew Parkin Lalley | Registered representative | CFP | Mar 2019 (7y) | |
| Brett Jay Diamond | Registered representative | Mar 2019 (7y) | ||
| Donna Marie Petrucello | Registered representative | Mar 2019 (7y) | ||
| Jason Anthony Bottenfield | Registered representative | CFP | Mar 2019 (7y) | |
| Christina L O'donnell | Registered representative | Mar 2019 (7y) | ||
| Robert Francis Carrigg | Registered representative | CFP | Mar 2019 (7y) | |
| Nicholas Anthony Fiegoli | Registered representative | Mar 2019 (7y) | ||
| Thomas Francis Wheeler | Registered representative | Apr 2019 (7y) | ||
| Ronnyjane Goldsmith | Registered representative | May 2019 (7y) | ||
| William Francis Gold | Registered representative | Jun 2019 (7y) | ||
| Thomas A Arcidiacono | Registered representative | Jun 2019 (7y) | ||
| Howard Jay Sheckman | Registered representative | Jun 2019 (7y) | ||
| Keith Thomas Morris | Registered representative | Jun 2019 (7y) | ||
| Adam Alexander Gelmon | Registered representative | CFP | Jul 2019 (7y) | |
| Amy Styczynski Sabin | Registered representative | Jul 2019 (7y) | ||
| Gene Edward Dooley | Registered representative | Jul 2019 (7y) | ||
| Taryn Amanda Bertetto | Registered representative | CFP | Jul 2019 (7y) | |
| Kevin Walter Taube | Registered representative | Nov 2019 (7y) | ||
| Jeffrey Craig Gonyo | Registered representative | Dec 2019 (7y) | ||
| Thomas Paul Leeman | Registered representative | May 2020 (6y) | ||
| George Upshur Nottingham | Registered representative | CFP | May 2020 (6y) | |
| Michelle Scott Huffman | Registered representative | May 2020 (6y) | ||
| Susan Bell Nottingham | Registered representative | May 2020 (6y) | ||
| Paula M Feinberg | Registered representative | Jun 2020 (6y) | ||
| Andrew Thomas Briggs | Registered representative | CFA | Jun 2020 (6y) | |
| Judy Lowe Rubin | Registered representative | CFP | Jun 2020 (6y) | |
| Thomas Gerard Briggs | Registered representative | Jun 2020 (6y) | ||
| Peter Ernest Dolan | Registered representative | Jun 2020 (6y) | ||
| Sean Dolan | Registered representative | Jun 2020 (6y) | ||
| Kenneth Robert Roban | Registered representative | Jun 2020 (6y) | ||
| Martha Elizabeth Guyer | Registered representative | CFP | Jun 2020 (6y) | |
| Nathan Leroy See | Registered representative | Jun 2020 (6y) | ||
| Wistar White Holt | Registered representative | CFP | Jun 2020 (6y) | |
| Kevin Scott Dubner | Registered representative | Jun 2020 (6y) | ||
| Richard Wesly Humphrey | Registered representative | CFP Chartered Financial Consultant | Jul 2020 (6y) | |
| Christopher Evans Mc Adoo | Registered representative | Jul 2020 (6y) | ||
| Christina Ann Elam | Registered representative | Jul 2020 (6y) | ||
| Sarah Klawitter Marks | Registered representative | CFP | Jul 2020 (6y) | |
| Vera Reich | Registered representative | Jul 2020 (6y) | ||
| Kaitlyn Elizabeth Ramsay Longley | Registered representative | CFP | Jul 2020 (6y) | |
| Briana Marie Iannaccone | Registered representative | CFP | Jul 2020 (6y) | |
| Dean Anthony Rosini | Registered representative | Aug 2020 (6y) | ||
| Jeffrey Eric Lazarus | Registered representative | Aug 2020 (6y) | ||
| Jason Paul Hevey | Registered representative | Aug 2020 (6y) | ||
| Henry Keegan | Registered representative | Sep 2020 (6y) | ||
| Erica Marie Kelly | Registered representative | Sep 2020 (6y) | ||
| Corbin Peter Briggs | Registered representative | CFP | Sep 2020 (6y) | |
| Jerry Odell Mc Donald | Registered representative | CFP | Sep 2020 (6y) | |
| Joshua C Holt | Registered representative | CFP | Sep 2020 (6y) | |
| Rebecca Austin O'bryon | Registered representative | CFP | Nov 2020 (6y) | |
| Alice Martin Winters | Registered representative | Feb 2021 (5y) | ||
| Edward Peter Grosso | Registered representative | CFP | Feb 2021 (5y) | |
| Ronald Bruce Webster | Registered representative | Feb 2021 (5y) | ||
| Dehaven James Becker | Registered representative | CFP Chartered Financial Consultant | Feb 2021 (5y) | |
| Mariah C Pelletier | Registered representative | Feb 2021 (5y) | ||
| Michael Lee Stradt | Registered representative | CFP | Mar 2021 (5y) | |
| Davor Poljak | Registered representative | Apr 2021 (5y) | ||
| Denis Poljak | Registered representative | CFP | Apr 2021 (5y) | |
| Jason Lynn Adams | Registered representative | Apr 2021 (5y) | ||
| John William Simpson Ii | Registered representative | Apr 2021 (5y) | ||
| Joseph Paul Fell | Registered representative | Apr 2021 (5y) | ||
| Scott Edmund Salvail | Registered representative | Apr 2021 (5y) | ||
| Aaron Liberman | Registered representative | Jun 2021 (5y) | ||
| Erik James Andersen | Registered representative | Jun 2021 (5y) | ||
| Kristen Murray | Registered representative | Jun 2021 (5y) | ||
| Simi Schwartz | Registered representative | CFP | Jun 2021 (5y) | |
| John Francis Utley | Registered representative | CFP | Jun 2021 (5y) | |
| Joseph Michael Sullender | Registered representative | CFP | Jun 2021 (5y) | |
| Melanie Kristen Schwartz | Registered representative | Jun 2021 (5y) | ||
| Osvaldo Angel Brito | Registered representative | Jun 2021 (5y) | ||
| Wilhelmina Deanna Joseph | Registered representative | Jul 2021 (5y) | ||
| Stanley Christopher Sarli | Registered representative | Aug 2021 (5y) | ||
| Adriana Depalma | Registered representative | Sep 2021 (5y) | ||
| Christopher Robert Ibrahim | Registered representative | CFP | Sep 2021 (5y) | |
| Gerald A Jones | Registered representative | Sep 2021 (5y) | ||
| John Joseph O'hare | Registered representative | Sep 2021 (5y) | ||
| John Joseph O'hare | Registered representative | CFA | Sep 2021 (5y) | |
| Robert Fayez Ibrahim | Registered representative | CFP | Sep 2021 (5y) | |
| Michael Bernard Nadeau | Registered representative | CFP | Sep 2021 (5y) | |
| Troy Mclemore Barnes | Registered representative | Oct 2021 (5y) | ||
| Joshua A Leber | Registered representative | Dec 2021 (5y) | ||
| Christopher Joseph Nuhn | Registered representative | Dec 2021 (5y) | ||
| Roberto Antonio Martinez | Registered representative | Dec 2021 (5y) | ||
| John Benedict Utley | Registered representative | CFP | Jan 2022 (5y) | |
| Russell Thomas Woodward | Registered representative | Jan 2022 (5y) | ||
| Michael Scott Heath | Registered representative | Feb 2022 (4y) | ||
| Michael Dennis Englehart | Registered representative | CFP | Feb 2022 (4y) | |
| James Gregory Sahagian | Registered representative | CFP | Mar 2022 (4y) | |
| Yanbin Linsim | Registered representative | CFP | Mar 2022 (4y) | |
| David Sheild Puccia | Registered representative | Mar 2022 (4y) | ||
| Peter Tenbrook Gordinier | Registered representative | Mar 2022 (4y) | ||
| Russell James Meccia | Registered representative | May 2022 (4y) | ||
| Phillip Michael Kline | Registered representative | CFP | May 2022 (4y) | |
| Richard Boatwright Alexander | Registered representative | CFP Chartered Financial Consultant | Jun 2022 (4y) | |
| Leah Dawn Schwarz | Registered representative | CFP | Jul 2022 (4y) | |
| Valerie Ann Beabout | Registered representative | Jul 2022 (4y) | ||
| Zachary William Mc Cown | Registered representative | CFP | Jul 2022 (4y) | |
| David Kenneth Cohn | Registered representative | CFP | Jul 2022 (4y) | |
| Derrick Brian La Branche | Registered representative | Jul 2022 (4y) | ||
| Arline Frances Strelzik | Registered representative | Aug 2022 (4y) | ||
| Thomas Nathaniel Barr | Registered representative | Aug 2022 (4y) | ||
| Jean Marie Delgado | Registered representative | Aug 2022 (4y) | ||
| Matthew Marino Babcock | Registered representative | CFP | Sep 2022 (4y) | |
| Steven Charles Lynch | Registered representative | Oct 2022 (4y) | ||
| Anthony James Cervio | Registered representative | Nov 2022 (4y) | ||
| Roger Stuart Kuperman | Registered representative | Nov 2022 (4y) | ||
| William D Sidari | Registered representative | CFP | Dec 2022 (4y) | |
| Sean P Hingley | Registered representative | Jan 2023 (4y) | ||
| Kurt John Killingsworth | Registered representative | Jan 2023 (4y) | ||
| Charles Bacon Bailey | Registered representative | Feb 2023 (3y) | ||
| John Nevada Ferguson | Registered representative | CFP | Feb 2023 (3y) | |
| Kellie Byrd Thompson | Registered representative | Feb 2023 (3y) | ||
| Tamra Lynn Enriquez | Registered representative | Feb 2023 (3y) | ||
| Angela Gordon | Registered representative | Mar 2023 (3y) | ||
| Brad Lee Chumley | Registered representative | Mar 2023 (3y) | ||
| Jeffrey William Bopp | Registered representative | Mar 2023 (3y) | ||
| Marshall Parker Simmons | Registered representative | Mar 2023 (3y) | ||
| Jaeson Michael Allan Lister | Registered representative | Mar 2023 (3y) | ||
| Joel Bogosh | Registered representative | Apr 2023 (3y) | ||
| Sarah R Laratonda | Registered representative | Apr 2023 (3y) | ||
| Frank O Mc Donnell | Registered representative | Apr 2023 (3y) | ||
| Colleen Fae Van Blaricom | Registered representative | May 2023 (3y) | ||
| Duane James Rodewald | Registered representative | May 2023 (3y) | ||
| Justin Patrick Lindsey | Registered representative | May 2023 (3y) | ||
| Keith Morgan | Registered representative | May 2023 (3y) | ||
| Mark Neale Tompkins | Registered representative | May 2023 (3y) | ||
| Mark Yin Pong Hwee | Registered representative | May 2023 (3y) | ||
| Michelle Lee Gagiano | Registered representative | May 2023 (3y) | ||
| David Alan Carbiener | Registered representative | May 2023 (3y) | ||
| Tinh Thanh Nguyen | Registered representative | May 2023 (3y) | ||
| William Christopher Mcshane | Registered representative | May 2023 (3y) | ||
| David Robert Balk | Registered representative | May 2023 (3y) | ||
| Brian Clark Joelson | Registered representative | May 2023 (3y) | ||
| Collin Douglas Lindsey | Registered representative | May 2023 (3y) | ||
| Douglas Edward Lindsey | Registered representative | May 2023 (3y) | ||
| Douglas Peter Eikenberry | Registered representative | CFP | May 2023 (3y) | |
| Kevin George Sahli | Registered representative | May 2023 (3y) | ||
| Vanessa Marie Alonzo | Registered representative | May 2023 (3y) | ||
| Megan Alissa Shupe | Registered representative | May 2023 (3y) | ||
| David Alan Stockton | Registered representative | CFP | May 2023 (3y) | |
| Kevin William Mcshane | Registered representative | May 2023 (3y) | ||
| Lee Aaron Melvin | Registered representative | May 2023 (3y) | ||
| Michael Wu | Registered representative | Jun 2023 (3y) | ||
| Ritu Bhayana | Registered representative | Jun 2023 (3y) | ||
| Jeffrey David Kantor | Registered representative | Jul 2023 (3y) | ||
| Marie Margaret Clow | Registered representative | Jul 2023 (3y) | ||
| Patricia Ann Sturr | Registered representative | CFP | Jul 2023 (3y) | |
| Peter Laurence Miller | Registered representative | Jul 2023 (3y) | ||
| Denise E Hoffmann | Registered representative | Aug 2023 (3y) | ||
| Theodore James Latimer | Registered representative | Aug 2023 (3y) | ||
| Jennifer A Fiumano | Registered representative | Aug 2023 (3y) | ||
| Catherine Guadalupe Martines | Registered representative | Aug 2023 (3y) | ||
| Ryan Frank Gravina | Registered representative | CFP | Sep 2023 (3y) | |
| Brian Lane Tycksen | Registered representative | Sep 2023 (3y) | ||
| Lennie Dean Walters | Registered representative | Oct 2023 (3y) | ||
| James Gregory Wallace | Registered representative | Oct 2023 (3y) | ||
| Charles Miller | Registered representative | Nov 2023 (3y) | ||
| Simone Jones | Registered representative | Nov 2023 (3y) | ||
| Jason Ryan Reeves | Registered representative | CFP | Dec 2023 (3y) | |
| William K Chao | Registered representative | Dec 2023 (3y) | ||
| Komal H Desai | Registered representative | Dec 2023 (3y) | ||
| Abraham Gonzalez | Registered representative | Jan 2024 (3y) | ||
| Amelia Christine Gaspary | Registered representative | Jan 2024 (3y) | ||
| Jennifer Lynn Herendon | Registered representative | Jan 2024 (3y) | ||
| Luke John Aull | Registered representative | CFP | Jan 2024 (3y) | |
| Douglas Lawrence Whitmore | Registered representative | Feb 2024 (3y) | ||
| Laureen Hendry Lynn | Registered representative | Feb 2024 (3y) | ||
| April Marie Binkley | Registered representative | Feb 2024 (2y) | ||
| David Victor Miller | Registered representative | Feb 2024 (2y) | ||
| Samuel Taylor Smith | Registered representative | Feb 2024 (2y) | ||
| Stephen Robert Neu | Registered representative | Feb 2024 (2y) | ||
| Tiffany Lynn Kobs | Registered representative | Feb 2024 (2y) | ||
| Frank Owings Smith | Registered representative | Feb 2024 (2y) | ||
| Patrick Connolly | Registered representative | Feb 2024 (2y) | ||
| Alejandro Julian Tirso | Registered representative | CFP | Mar 2024 (2y) | |
| Andrew Christopher Gregory | Registered representative | Mar 2024 (2y) | ||
| Anthony Michael Piglowski | Registered representative | Mar 2024 (2y) | ||
| Brian Michael Elms | Registered representative | Mar 2024 (2y) | ||
| Bryan Craig Kelly | Registered representative | Mar 2024 (2y) | ||
| Chad Marion Rushing | Registered representative | Mar 2024 (2y) | ||
| Christopher Todd Gaither | Registered representative | Mar 2024 (2y) | ||
| Courtney Heath Williams | Registered representative | Mar 2024 (2y) | ||
| Dawn Earl Thompson Mayfield | Registered representative | Mar 2024 (2y) | ||
| Jeffrey Paul Whiteside | Registered representative | Mar 2024 (2y) | ||
| Jonathan Adam Dutton | Registered representative | Mar 2024 (2y) | ||
| Kerry Michael Chatham | Registered representative | CFP | Mar 2024 (2y) | |
| Mark Christopher Guenard | Registered representative | Mar 2024 (2y) | ||
| Paul Todd Gaither | Registered representative | CFP | Mar 2024 (2y) | |
| Robert Lawrence Estes | Registered representative | Mar 2024 (2y) | ||
| Robert Lewis Wallace | Registered representative | CFP | Mar 2024 (2y) | |
| Scott Wayne Danner | Registered representative | Mar 2024 (2y) | ||
| Sean Thomas Manos | Registered representative | Mar 2024 (2y) | ||
| Stephen Kyle Blackwell | Registered representative | CFP | Mar 2024 (2y) | |
| Vernon Aubrey Thornton | Registered representative | CFP | Mar 2024 (2y) | |
| Valerie Rivera | Registered representative | Mar 2024 (2y) | ||
| Joshua Adam Deaver | Registered representative | Mar 2024 (2y) | ||
| Heather Marie Quintero Dolce | Registered representative | Mar 2024 (2y) | ||
| Margaret Newell Wiley | Registered representative | Mar 2024 (2y) | ||
| Reed Anthony Sloat | Registered representative | Mar 2024 (2y) | ||
| Peggy Nell Slaughter | Registered representative | CFP | Mar 2024 (2y) | |
| Terry Noel Estes | Registered representative | CFP | Mar 2024 (2y) | |
| Luke T Ferrell | Registered representative | Apr 2024 (2y) | ||
| Michael Wayne Wiginton | Registered representative | CFA | Apr 2024 (2y) | |
| Quinn Edward Murphy | Registered representative | Apr 2024 (2y) | ||
| Thomas Harmon Ferrell | Registered representative | CFP | Apr 2024 (2y) | |
| Thomas Edward Noah Doerfler | Registered representative | CFP | Apr 2024 (2y) | |
| Timothy Paul Portelance | Registered representative | Apr 2024 (2y) | ||
| Kirstin Lynn Hark | Registered representative | CFP | Apr 2024 (2y) | |
| Michelle Dudenhoefer Troyer | Registered representative | May 2024 (2y) | ||
| Stephen Parker Nitz | Registered representative | CFP | May 2024 (2y) | |
| Samuel Jacob Rice | Registered representative | May 2024 (2y) | ||
| Alicia Fuller | Registered representative | May 2024 (2y) | ||
| Courtney M Shrewsberry | Registered representative | Chartered Financial Consultant | May 2024 (2y) | |
| Larry Thomas Altman | Registered representative | May 2024 (2y) | ||
| Ashley L Rowell | Registered representative | May 2024 (2y) | ||
| Alan Barry Segal | Registered representative | CFP | May 2024 (2y) | |
| Aaron Charles Moore | Registered representative | Jun 2024 (2y) | ||
| Christopher J Figaro | Registered representative | CFP | Jun 2024 (2y) | |
| Christine Jue Munn | Registered representative | Jun 2024 (2y) | ||
| Erik S Clay | Registered representative | CFP | Jun 2024 (2y) | |
| James Russell Forsyth | Registered representative | Jun 2024 (2y) | ||
| Jed Dewsnup | Registered representative | Jun 2024 (2y) | ||
| John Eric Field | Registered representative | Jun 2024 (2y) | ||
| Michael Kutsaya | Registered representative | Jun 2024 (2y) | ||
| Mark James Morasky | Registered representative | Jun 2024 (2y) | ||
| Patrick Norris | Registered representative | Jun 2024 (2y) | ||
| Shawn Patrick Gergen | Registered representative | Jun 2024 (2y) | ||
| Stephen Douglas Calder | Registered representative | CFP | Jun 2024 (2y) | |
| Steven Allen Miller | Registered representative | CFP | Jun 2024 (2y) | |
| Timothy Larry Stickney | Registered representative | Jun 2024 (2y) | ||
| Zachary Calder | Registered representative | CFP | Jun 2024 (2y) | |
| Rhonda Rennels | Registered representative | Jun 2024 (2y) | ||
| Sherrie Lyn Kerr | Registered representative | Jun 2024 (2y) | ||
| Faiza Kedir | Registered representative | CFP | Jun 2024 (2y) | |
| Andrew Michel Denis | Registered representative | CFP | Jul 2024 (2y) | |
| Leland Detmer | Registered representative | CFP | Jul 2024 (2y) | |
| Theodore Allen Bulik Hocum | Registered representative | Jul 2024 (2y) | ||
| Coby Hirschfield | Registered representative | Aug 2024 (2y) | ||
| Aidan Longhurst | Registered representative | Sep 2024 (2y) | ||
| James Rice | Registered representative | Sep 2024 (2y) | ||
| Jacob T Hoover | Registered representative | Oct 2024 (2y) | ||
| Andrew Max Hoffman | Registered representative | Oct 2024 (2y) | ||
| Barry Steven Berg | Registered representative | Nov 2024 (2y) | ||
| Charles Dalton Miller | Registered representative | Nov 2024 (2y) | ||
| Zachary Berg | Registered representative | CFP | Nov 2024 (2y) | |
| Nooshin Mckinney | Registered representative | Nov 2024 (2y) | ||
| Christopher Michael Rotella | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| Karol Turner | Registered representative | Nov 2024 (2y) | ||
| Matthew Romolo Rotella | Registered representative | CFP | Nov 2024 (2y) | |
| Nicholas S Capezzuto | Registered representative | Nov 2024 (2y) | ||
| Timothy Morgan Burklow | Registered representative | Chartered Financial Consultant | Nov 2024 (2y) | |
| William Michael Lewis | Registered representative | CFP | Nov 2024 (2y) | |
| Jason Miles Burklow | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| John Joseph Occhipinti | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Kelley Jean Trilling | Registered representative | Nov 2024 (2y) | ||
| Rori Brooke Miller | Registered representative | Nov 2024 (2y) | ||
| Timothy Morgan Burklow | Registered representative | CFP Chartered Financial Consultant | Nov 2024 (2y) | |
| Mark Alexander Gravina | Registered representative | CFP | Dec 2024 (2y) | |
| Gregory Bennett Trost | Registered representative | Dec 2024 (2y) | ||
| Michael Anthony Mora | Registered representative | Dec 2024 (2y) | ||
| Daniel Alexander Lockwood | Registered representative | CFP | Dec 2024 (2y) | |
| Seth Steinhoff Lesondak | Registered representative | CFP | Dec 2024 (2y) | |
| Thomas Francesco Sabatini | Registered representative | Dec 2024 (2y) | ||
| Cameron Thomas Longwell | Registered representative | Dec 2024 (2y) | ||
| Jodie Emmert Mrotek | Registered representative | Feb 2025 (1y) | ||
| Steven Scott Novick | Registered representative | Feb 2025 (1y) | ||
| Ellen Marie Fitzgerald | Registered representative | Feb 2025 (1y) | ||
| Christopher William Buckley | Registered representative | Feb 2025 (1y) | ||
| David Alan York | Registered representative | Mar 2025 (1y) | ||
| Kyle Joseph Lombardo | Registered representative | Mar 2025 (1y) | ||
| Andrew Craig Guinn | Registered representative | Mar 2025 (1y) | ||
| Jason Bourgo | Registered representative | CFP | Mar 2025 (1y) | |
| Peter Timothy Hanrahan | Registered representative | May 2025 (1y) | ||
| Brian Moore | Registered representative | May 2025 (1y) | ||
| Christopher Scott Moore | Registered representative | May 2025 (1y) | ||
| Joseph Isaac Pitt | Registered representative | May 2025 (1y) | ||
| Mark Alden Peterson | Registered representative | May 2025 (1y) | ||
| Joseph Kabaki | Registered representative | CFP | May 2025 (1y) | |
| Jackson Hansen | Registered representative | CFP | May 2025 (1y) | |
| Matthew Jay Clay | Registered representative | May 2025 (1y) | ||
| Michael Scott Moore | Registered representative | Jun 2025 (1y) | ||
| John Ho Seo | Registered representative | CFP | Jun 2025 (1y) | |
| Tracy Jao | Registered representative | CFP | Jun 2025 (1y) | |
| Clayton Castle | Registered representative | Jul 2025 (1y) | ||
| James Michael Wood | Registered representative | Jul 2025 (1y) | ||
| John Eugene Elgin | Registered representative | Aug 2025 (1y) | ||
| Joshua T. Jaffe | Registered representative | Aug 2025 (1y) | ||
| Neven Zelich | Registered representative | Aug 2025 (1y) | ||
| Lindsay Marie Battershell | Registered representative | CFP | Aug 2025 (1y) | |
| Matthew David Obradovich | Registered representative | Aug 2025 (1y) | ||
| William Gold | Registered representative | Aug 2025 (1y) | ||
| Casper Merle Terpinski | Registered representative | Aug 2025 (1y) | ||
| David William Lancaster | Registered representative | Sep 2025 (1y) | ||
| Michael Edward Lancaster | Registered representative | CFP | Sep 2025 (1y) | |
| Andrew Quentin Barrett | Registered representative | Sep 2025 (1y) | ||
| Jonathan Rojas | Registered representative | Sep 2025 (1y) | ||
| Michael Steven Bullis | Registered representative | Sep 2025 (1y) | ||
| Michelle Marie Hodge | Registered representative | Sep 2025 (1y) | ||
| John David Horn | Registered representative | Sep 2025 (1y) | ||
| James Beverly Bross | Registered representative | Oct 2025 (1y) | ||
| Andrew Lollar Wiginton | Registered representative | Oct 2025 (1y) | ||
| Catherine Ann Lane | Registered representative | Oct 2025 (1y) | ||
| Christopher John Stief | Registered representative | Nov 2025 (1y) | ||
| Ishan Ahtehana Brew | Registered representative | Nov 2025 (1y) | ||
| Dana L Deluca | Registered representative | Nov 2025 (1y) | ||
| Jacob Lubner | Registered representative | Dec 2025 (1y) | ||
| Allen Newton Jones | Registered representative | Dec 2025 (1y) | ||
| Michael Edward Zizmer | Registered representative | CFP | Dec 2025 (1y) | |
| Brian Dixon | Registered representative | Dec 2025 (1y) | ||
| Matthew Kreisler | Registered representative | CFP | Dec 2025 (1y) | |
| Owen Michael Gold | Registered representative | Dec 2025 (1y) | ||
| Alex David Robert | Registered representative | Jan 2026 (1y) | ||
| Philip Alan White | Registered representative | Jan 2026 (1y) | ||
| Kevin Loch | Registered representative | Jan 2026 (1y) | ||
| Adam Shaw | Registered representative | Jan 2026 (1y) | ||
| David Lum | Registered representative | CFP | Feb 2026 (0y) | |
| Michael Bernard Piazza | Registered representative | CFP | Feb 2026 (0y) | |
| Peter Francis Avonda | Registered representative | CFP Chartered Financial Consultant | Feb 2026 (0y) | |
| Christopher Michael Durham | Registered representative | Feb 2026 (0y) | ||
| Kevin Turk Watson | Registered representative | Feb 2026 (0y) | ||
| Melissa Larson | Registered representative | Feb 2026 (0y) | ||
| Peter Howard Silcox | Registered representative | CFP | Feb 2026 (0y) | |
| Brett A Bladergroen | Registered representative | Feb 2026 (0y) | ||
| Claudia Louise Hubbs | Registered representative | Feb 2026 (0y) | ||
| David Grice Lucas | Registered representative | Feb 2026 (0y) | ||
| Druann Carter | Registered representative | Feb 2026 (0y) | ||
| Helen Laurel Knapp | Registered representative | Feb 2026 (0y) | ||
| Joseph Sharpham Jones | Registered representative | Feb 2026 (0y) | ||
| Theresa L Mcmasters | Registered representative | Feb 2026 (0y) | ||
| Travis Munro | Registered representative | CFP | Feb 2026 (0y) | |
| Fran Amy Scharf | Registered representative | Mar 2026 (0y) | ||
| Jamie Beth Tobins | Registered representative | Mar 2026 (0y) | ||
| Lawrence Scharf | Registered representative | Mar 2026 (0y) | ||
| Max J Needham | Registered representative | Mar 2026 (0y) | ||
| Tyler M Burns | Registered representative | Mar 2026 (0y) | ||
| Sean Michael Mcbrine | Registered representative | Mar 2026 (0y) | ||
| Robert Darryl Olenchalk | Registered representative | Mar 2026 (0y) | ||
| Allison Kaczmar | Registered representative | Apr 2026 (0y) | ||
| Andre Rene | Registered representative | May 2026 (0y) | ||
| Christopher William Neitz | Registered representative | May 2026 (0y) | ||
| Cynthia Marie Van Dien | Registered representative | May 2026 (0y) | ||
| Dustin Ray Tibbitts | Registered representative | May 2026 (0y) | ||
| Emily Catherine Burdett | Registered representative | May 2026 (0y) | ||
| James Emory Keys | Registered representative | May 2026 (0y) | ||
| Michael J Keys | Registered representative | CFP | May 2026 (0y) | |
| Nicholas Charles D Angelo | Registered representative | May 2026 (0y) | ||
| Paul Stack | Registered representative | May 2026 (0y) | ||
| Haley Christine Mc Kay Daily Tibbitts | Registered representative | May 2026 (0y) | ||
| Christopher Klenk | Registered representative | May 2026 (0y) | ||
| Eric Wayne Powell | Registered representative | May 2026 (0y) | ||
| Blake Cason | Registered representative | Chartered Financial Consultant | May 2026 (0y) | |
| Shannon Cheah | Registered representative | May 2026 (0y) | ||
| Chelsea Caulfield | Registered representative | May 2026 (0y) | ||
| Ali Geranmayeh | Registered representative | Jun 2026 (0y) | ||
| Christopher Michael Bostick | Registered representative | Jun 2026 (0y) | ||
| Jolene F Tepedino | Registered representative | Jun 2026 (0y) | ||
| Justin K Leins | Registered representative | Jun 2026 (0y) | ||
| Jordan R Zelniker | Registered representative | Jun 2026 (0y) | ||
| Molly Townsend | Registered representative | CFP | Jun 2026 (0y) | |
| Nicholas Tejeda | Registered representative | Jun 2026 (0y) | ||
| Peter Michael Dorfman | Registered representative | Jun 2026 (0y) | ||
| Ryan Patrick Lynch | Registered representative | Jun 2026 (0y) | ||
| Scott Del Zelniker | Registered representative | Jun 2026 (0y) | ||
| Matthew David Kulaga | Registered representative | Jun 2026 (0y) | ||
| Conor Gold | Registered representative | Jun 2026 (0y) | ||
| Wolf K Louis | Registered representative | Jun 2026 (0y) | ||
| Jeffery Jay Seitz | Registered representative | Jun 2026 (0y) | ||
| Alejandra Berra | Registered representative | CFP | Jun 2026 (0y) | |
| Vincent Joseph Stancato | Registered representative | Jun 2026 (0y) | ||
| Tracy Anton | Registered representative | Jun 2026 (0y) | ||
| Benjamin Walter Lubow | Registered representative | Jul 2026 (0y) | ||
| Damon Andrew Campbell | Registered representative | Jul 2026 (0y) | ||
| Joshua Thomas Green | Registered representative | CFP | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Steward Partners Holdings, Llc | Member | Sep 2018 | A | 75% or more |
| Steward Partners Management Holdings, Llc | Member | Sep 2018 | B | ≈ 37.5% – 75% via Steward Partners Holdings, Llc |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Steward Partners Management Holdings, Llc: 50% – 75% of Steward Partners Holdings, Llc × 75% – 100% direct ≈ 37.5% – 75% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Retirement plans served (11)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Austin Tri Hawk Automotive, Inc. 401(k) Plan | Austin Tri Hawk Automotive, Inc. | 351 | $4.3M | 01/01/2024 |
| Wagner Motor Sales And Subsidiaries 401(k) Plan | Wagner & Wagner Auto Sales, Inc. | 221 | $11.9M | 01/01/2024 |
| Heartland Bank 401(k) Profit Sharing Plan | Heartland Bank | 253 | $27.6M | 01/01/2024 |
| Lancaster Fairfield Cap, Inc. 401(k) Profit Sharing Plan | Lancaster Fairfield Community Action Program, Inc. | 104 | $4.2M | 01/01/2024 |
| Cyberthink, Inc. 401(k) Profit Sharing Plan | Cyberthink, Inc. | 131 | $15.0M | 01/01/2024 |
| Independent Administrative Services, L.L.C. 401(k) Plan | Amerilife Us, Llc | 2,391 | $102M | 01/01/2024 |
| Advanced Cardiovascular Specialists Llc Profit Sharing 401(k) Plan | Advanced Cardiovascular Specialists Llc | 104 | $47.2M | 01/01/2024 |
| Baker Newman & Noyes, Llc 401(k) Profit Sharing Plan | Baker Newman & Noyes, Llc | 319 | $111M | 01/01/2024 |
| Pro Search, Inc. Employee Stock Ownership 401(k) Plan | Pro Search, Inc. | 38 | — | 01/01/2024 |
| Community Action Agency Of South Alabama Defined Benefit Pension Plan | Community Action Agency Of South Alabama | 50 | $5.9M | 01/01/2024 |
| Buildwise | Plan Professionals, Llc | 13,824 | $650M | 01/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 06/23/2026 | 2.09 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Fixed fees
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Pension consulting services
- • Selection of other advisers
- • Other services
Custody
Reported custodians
- Raymond James $12.2B (36% of AUM) Jun 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports having custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 30, 2026.
View current Form ADV (SEC/IAPD) ↗