AUMdb

Mcdonald Financial Services, Llc

SEC-registered Wealth Manager · Small ($100M–$1B) CRD 282899 · SEC file 801-107431 · Montgomery, AL · www.linkedin.com
☆ Save with Pro ADV data as of Mar 31, 2026
Regulatory AUM
$444M
Discretionary
$281M
Clients
721
Avg AUM / client
$615K
Accounts
1,022
Employees
8

AUM over time

$0 $580M
Dec 2015 Dec 2025

Annual snapshots from Form ADV filings · as of Mar 31, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 417 $69.3M 15.6%
High net worth individuals 223 $199M 44.9%
Pension and profit sharing plans 65 $163M 36.7%
Charitable organizations 5 $2.7M 0.61%
Corporations and other businesses 11 $9.3M 2.09%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
Rapa, Lp 401(k) Retirement Plan Rausch & Pausch, Lp 2024
Sio2 Medical Products, Inc. 401(k) Plan Sio2 Medical Products, Llc 2024
Lyons & Company, Inc. Multiple Employer Plan Lyons & Company, Inc. 2024
Shinhan Bank America 401(k) Profit Sharing Plan & Trust Shinhan Bank America 2024

People (8)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Carl Brandt Mcdonald Managing Member / President Feb 2016 (11y) 50% – 75%
Michael James Barranco Chief Compliance Officer & Chief Operating Officer Oct 2018 (8y) 50% – 75%
Lisa Marie Free Registered representative Jul 2016 (10y)
Mary Kathryn Smith Registered representative Jul 2016 (10y)
Michael Austin Barranco Registered representative Mar 2017 (9y)
Jessica Miles Hemard Registered representative Personal Financial Specialist Jul 2023 (3y)
David Chadwick Conoly Registered representative Sep 2024 (2y)
Donald G. Chastain Registered representative Dec 2024 (2y)

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
Rapa, Lp 401(k) Retirement Plan Rausch & Pausch, Lp 130 $5.8M 01/01/2024
Sio2 Medical Products, Inc. 401(k) Plan Sio2 Medical Products, Llc 99 $7.5M 01/01/2024
Lyons & Company, Inc. Multiple Employer Plan Lyons & Company, Inc. 2,794 $79.9M 01/01/2024
Shinhan Bank America 401(k) Profit Sharing Plan & Trust Shinhan Bank America 217 $22.7M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 03/31/2026 1 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Hourly charges
  • Fixed fees

Services

  • Financial planning services
  • Portfolio management for individuals/small businesses
  • Pension consulting services

Custody

Reported custodians

Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).

Firm reports it does not have custody of client funds or securities (Item 9.A).

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.

View current Form ADV (SEC/IAPD) ↗