Misaki Capital Inc.
- Regulatory AUM
- $512M
- Discretionary
- $512M
- Clients
- 5
- Avg AUM / client
- $102M
- Accounts
- 5
- Employees
- 13
AUM over time
Annual snapshots from Form ADV filings · as of May 21, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Pooled investment vehicles (non-investment companies) | 1 | $493M | 96.2% |
| Pension and profit sharing plans | 1 | $14.7M | 2.86% |
| Corporations and other businesses | 3 | $4.8M | 0.94% |
Private funds (1)
Reported in Form ADV Section 7.B.(1), filing of Feb 2024 · $157M combined gross assets
| Fund | Type | Domicile | Gross assets | Owners |
|---|---|---|---|---|
| Misaki Engagement Fund Ii feeder | Hedge Fund | Cayman Islands | $157M | 2 |
Retirement plan clients
Plans that reported this firm as an investment service provider on Form 5500 Schedule C.
| Plan | Location | Plan year |
|---|---|---|
| Employees' Retirement Plan Of Duke University Duke University | 2024 |
People (5)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Nakagami, Yasunori | Chief Executive Officer/Director | Oct 2013 (13y) | 50% – 75% | |
| Aso, Takeo | Chief Investment Officer/Director | Jul 2019 (7y) | 10% – 25% | |
| Uemura, Asuka | Managing Director | Mar 2020 (6y) | 10% – 25% | |
| Furukawa, Masaru | Director | Feb 2021 (6y) | Less than 5% | |
| Hoshino, Teruhito | Chief Compliance Officer | Apr 2022 (4y) | Less than 5% |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Sumitomo Mitsui Trust Bank | Shareholder | May 2015 | A | 10% – 25% |
Undisclosed: 0% – 20% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Private funds (1, $157M gross assets)
| Fund | Type | Gross assets | Min. investment | Owners |
|---|---|---|---|---|
| Misaki Engagement Fund Ii | Hedge Fund | $157M | $1.0M | 2 |
From Form ADV Section 7.B private fund reporting.
Retirement plans served (1)
| Plan | Sponsor | Participants | Plan assets | As of |
|---|---|---|---|---|
| Employees' Retirement Plan Of Duke University | Duke University | 23,682 | $2.8B | 07/01/2024 |
From Form 5500 service-provider disclosures.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 05/21/2026 | 1.18 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Performance-based fees
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- BNY Mellon $233M (30% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 21, 2026.
View current Form ADV (SEC/IAPD) ↗