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Investment Adviser · Large ($10B–$100B)
CRD 281781
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ADV data as of Mar 27, 2025
- Regulatory AUM
- $15.0B
- Discretionary
- $15.0B
- Clients
- 15
- Avg AUM / client
- $1.0B
- Accounts
- 15
- Employees
- 24
AUM over time
$8.4B
$16.7B
Dec 2015
Dec 2024
Annual snapshots from Form ADV filings · as of Mar 27, 2025
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| High net worth individuals | 4 | $204M | 1.36% |
| Pooled investment vehicles (non-investment companies) | 1 | $188M | 1.25% |
| Charitable organizations | 1 | $126M | 0.84% |
| Other investment advisers | 4 | $406M | 2.7% |
| Insurance companies | 5 | $14.1B | 93.9% |
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Citibank $11.9B (79% of AUM) Mar 2025
- Cibc Mellon Trust Company $2.6B (17% of AUM) Mar 2025
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 27, 2025.