Pence Capital Management, Llc
- Regulatory AUM
- $1.5B
- Discretionary
- $0
- Clients
- 9
- Avg AUM / client
- $171M
- Accounts
- 350
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Investment companies | 2 | $67.5M | 4.39% |
| Other investment advisers | 1 | $111M | 7.22% |
| Other | 6 | $1.4B | 88.4% |
People (7)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Eldon Dryden Pence | Managing Member/Chief Compliance Officer | Dec 2015 (11y) | 50% – 75% | |
| Laila Sobhi Marshall Pence | Member | CFP | Dec 2015 (11y) | 50% – 75% |
| Ian Venzon | Registered representative | Apr 2021 (5y) | ||
| Ali Ramazan Arik | Registered representative | Jan 2023 (4y) | ||
| Chad Eugene Krieg | Registered representative | Jan 2023 (4y) | ||
| Ramilo Ramos Reyes | Registered representative | Jan 2023 (4y) | ||
| Garrett Backus | Registered representative | Jun 2026 (0y) |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 1.02 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Hourly charges
- • Other fees
- • PERCENTAGE OF ASSETS UNDER ADVISEMENT
Services
- • Portfolio management for businesses/institutional clients
- • Selection of other advisers
Custody
Reported custodians
- Advisors Asset Management, Inc. $1.4B (88% of AUM) Mar 2026
- LPL Financial $1.0B (100% of AUM) Jul 2023
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗