Bankers Life Advisory Services, Inc.
SEC-registered
Wealth Manager · Mid-sized ($1B–$10B)
CRD 281285
· SEC file 801-106953
· Chicago, IL
· www.bankerslife.com
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ADV data as of Mar 31, 2026
- Regulatory AUM
- $2.5B
- Discretionary
- $2.5B
- Clients
- 14,314
- Avg AUM / client
- $174K
- Accounts
- 18,608
- Employees
- 433
AUM over time
$0
$2.5B
Nov 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 31, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | 14,270 | $2.4B | 95.0% |
| High net worth individuals | 5 | $99.3M | 3.99% |
| Pension and profit sharing plans | 39 | $25.4M | 1.02% |
People (527)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Goldberg, Scott, Louis | Board Member | Aug 2014 (12y) | Less than 5% | |
| Alberta Stephens Roberts | Chief Compliance Officer/Secretary | Oct 2014 (12y) | Less than 5% | |
| Steven M Josephson | Coo | Aug 2017 (9y) | Less than 5% | |
| Cheryl Lynn Heilman | President | Feb 2019 (8y) | Less than 5% | |
| Mcdonough, Paul, Harrington | Board Member | Apr 2019 (7y) | Less than 5% | |
| Thomas Joseph O'connell | Registered representative | Chartered Financial Consultant | Feb 2016 (10y) | |
| Edmund Kean John | Registered representative | Chartered Financial Consultant | Apr 2016 (10y) | |
| Chad Collier Clem | Registered representative | Jun 2016 (10y) | ||
| Richard K Breen | Registered representative | Jul 2016 (10y) | ||
| Christopher Jason Barrett | Registered representative | Jul 2016 (10y) | ||
| John Peter Bamberger | Registered representative | Jul 2016 (10y) | ||
| James Cahill Gavin | Registered representative | Jul 2016 (10y) | ||
| Kurt Andrew Hayn | Registered representative | Jul 2016 (10y) | ||
| Michael Jeffrey Connor | Registered representative | Jul 2016 (10y) | ||
| Todd Barrett O'connell | Registered representative | Jul 2016 (10y) | ||
| Christopher Kyle Tietsort | Registered representative | Jul 2016 (10y) | ||
| Scott Wilson Barker | Registered representative | Jul 2016 (10y) | ||
| Christopher Scott Barton | Registered representative | Jul 2016 (10y) | ||
| Adam T Mc Henry | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Bruce Lyle Glider | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Jeffrey J Sharer | Registered representative | CFP | Jul 2016 (10y) | |
| William O'connell Baylog | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Eric John Dade | Registered representative | Chartered Financial Consultant | Jul 2016 (10y) | |
| Anthony Scott Titus | Registered representative | Jul 2016 (10y) | ||
| Wesley Vernon Spiker | Registered representative | Jul 2016 (10y) | ||
| Mark Conmy | Registered representative | Jul 2016 (10y) | ||
| Adam Charles Shea | Registered representative | Jul 2016 (10y) | ||
| Benjamin Byron Stansfield | Registered representative | Jul 2016 (10y) | ||
| Kenneth Steven Patterson | Registered representative | Jul 2016 (10y) | ||
| Matthew James Peisker | Registered representative | Jul 2016 (10y) | ||
| Matthew Nicholas Wedding | Registered representative | Jul 2016 (10y) | ||
| Michael Scott Nixon | Registered representative | Jul 2016 (10y) | ||
| Nicole Stahl | Registered representative | Jul 2016 (10y) | ||
| William Kyle Swafford | Registered representative | Jul 2016 (10y) | ||
| Wilson Williams | Registered representative | Jul 2016 (10y) | ||
| Jonathan David Mills | Registered representative | Jul 2016 (10y) | ||
| Mark Steven Thomas | Registered representative | Aug 2016 (10y) | ||
| Hammish Marvin Philip | Registered representative | CFP Chartered Financial Consultant | Aug 2016 (10y) | |
| Jason Matthew Prew | Registered representative | Aug 2016 (10y) | ||
| Sandi Steven Sumner | Registered representative | Aug 2016 (10y) | ||
| Lori H Moncada | Registered representative | Chartered Financial Consultant | Sep 2016 (10y) | |
| Sally Hoffman | Registered representative | CFP | Sep 2016 (10y) | |
| Eileen Mary Sullivan | Registered representative | CFP | Sep 2016 (10y) | |
| Theresa Marie Kunkeli | Registered representative | Oct 2016 (10y) | ||
| David James Hensley | Registered representative | Oct 2016 (10y) | ||
| Charles Lee | Registered representative | Nov 2016 (10y) | ||
| Daniel Austin Holloway | Registered representative | Nov 2016 (10y) | ||
| Robert Alan Harscheid | Registered representative | Nov 2016 (10y) | ||
| Roberts E. Mckeldin | Registered representative | Nov 2016 (10y) | ||
| Brian Christopher Guild | Registered representative | Nov 2016 (10y) | ||
| Mark Timothy Mallia | Registered representative | CFP | Nov 2016 (10y) | |
| Gretchen Luft Walz | Registered representative | CFP | Nov 2016 (10y) | |
| Michael Perron Shoemaker | Registered representative | Nov 2016 (10y) | ||
| Jason Anthony Jarck | Registered representative | Dec 2016 (10y) | ||
| Robin Orr Faris | Registered representative | Jan 2017 (10y) | ||
| Milla Gudukas | Registered representative | CFP | Jan 2017 (10y) | |
| Michael Anthony Collins | Registered representative | CFP | Feb 2017 (9y) | |
| Charles Anthony De Angellis | Registered representative | Mar 2017 (9y) | ||
| Jeff Hood | Registered representative | Apr 2017 (9y) | ||
| Stephen Carl Halstead | Registered representative | Apr 2017 (9y) | ||
| John Michael Kwasnik | Registered representative | May 2017 (9y) | ||
| Michael Christian Richard | Registered representative | May 2017 (9y) | ||
| Francis Patrick Caraco | Registered representative | Chartered Financial Consultant | Jun 2017 (9y) | |
| Richard Evan Ingber | Registered representative | Jun 2017 (9y) | ||
| Lucas Allen Johansen | Registered representative | Jun 2017 (9y) | ||
| Russell James Dolan | Registered representative | Jun 2017 (9y) | ||
| George William Rescigno | Registered representative | Jun 2017 (9y) | ||
| Michelle Renee Smith | Registered representative | Jul 2017 (9y) | ||
| Lorraine Marie Frownfelter | Registered representative | Aug 2017 (9y) | ||
| Fred Tommy Van Dyck | Registered representative | Aug 2017 (9y) | ||
| James D Anderson | Registered representative | Aug 2017 (9y) | ||
| Marc Edward Macaluso | Registered representative | Sep 2017 (9y) | ||
| Dominic Victor Olvera | Registered representative | Sep 2017 (9y) | ||
| Eric Douglas Henry | Registered representative | Sep 2017 (9y) | ||
| Mark Andrew Holton | Registered representative | Sep 2017 (9y) | ||
| Elizabeth Anne Bort | Registered representative | Oct 2017 (9y) | ||
| Kathleen Fechik | Registered representative | Oct 2017 (9y) | ||
| Michael David Secord | Registered representative | Oct 2017 (9y) | ||
| Erin A Calabrese | Registered representative | Nov 2017 (9y) | ||
| Michael Joseph Porter | Registered representative | CFP | Nov 2017 (9y) | |
| Christopher Lawrence Sotardi | Registered representative | Nov 2017 (9y) | ||
| Shawn John Weber | Registered representative | Nov 2017 (9y) | ||
| Edwin Martinez | Registered representative | Nov 2017 (9y) | ||
| Mark Richard Brennan | Registered representative | Nov 2017 (9y) | ||
| Eric Francis Rueckl | Registered representative | Dec 2017 (9y) | ||
| Kevin Paul Lemmon | Registered representative | Dec 2017 (9y) | ||
| Kirk Allen Duensing | Registered representative | Feb 2018 (9y) | ||
| Daniel Stuart Schroeder | Registered representative | Feb 2018 (8y) | ||
| Kyle Benjamin Fults | Registered representative | Apr 2018 (8y) | ||
| Brennan N Nelson | Registered representative | Apr 2018 (8y) | ||
| Ryan Charles Austin | Registered representative | CFP | Apr 2018 (8y) | |
| Andrew Ian Wilson | Registered representative | Apr 2018 (8y) | ||
| Dale Eugene Mehl | Registered representative | Apr 2018 (8y) | ||
| Bryon Louis Baylog | Registered representative | May 2018 (8y) | ||
| Lawrence Tchou | Registered representative | May 2018 (8y) | ||
| Charles Franci Wheeler | Registered representative | Jun 2018 (8y) | ||
| Gunnar Swain Gavin | Registered representative | Jun 2018 (8y) | ||
| Jeremy Brian Pearson | Registered representative | Jun 2018 (8y) | ||
| John Clifford Chidester | Registered representative | Jun 2018 (8y) | ||
| Kevin Richard Lachance | Registered representative | Jun 2018 (8y) | ||
| Karthik Baikady Rao | Registered representative | Jun 2018 (8y) | ||
| Lonnie Wayne Kerbs | Registered representative | Jun 2018 (8y) | ||
| Storm Davis Rummel | Registered representative | Jun 2018 (8y) | ||
| Jeffrey David Sieffert | Registered representative | Jul 2018 (8y) | ||
| Lawrence Stanley Martin | Registered representative | Jul 2018 (8y) | ||
| Christopher Lynn Boyd | Registered representative | Jul 2018 (8y) | ||
| Richele Lynn Miller | Registered representative | Jul 2018 (8y) | ||
| Brad Anthony Freitas | Registered representative | Jul 2018 (8y) | ||
| James Robert Palmiotto | Registered representative | Jul 2018 (8y) | ||
| Todd Benjamin Wiswell | Registered representative | Jul 2018 (8y) | ||
| Richard Paul Kearney | Registered representative | Aug 2018 (8y) | ||
| Sean Ford Eicher | Registered representative | Aug 2018 (8y) | ||
| Mitchell Patrick Corley | Registered representative | Aug 2018 (8y) | ||
| John Macarthur Barker | Registered representative | Sep 2018 (8y) | ||
| Brandon Weinberg | Registered representative | Sep 2018 (8y) | ||
| August Anthony Ferretti | Registered representative | Sep 2018 (8y) | ||
| Chad Visser | Registered representative | Oct 2018 (8y) | ||
| Donald William Smith | Registered representative | Oct 2018 (8y) | ||
| Dale R. Ellwanger | Registered representative | Oct 2018 (8y) | ||
| Thomas Francis Soriano | Registered representative | Oct 2018 (8y) | ||
| Raymond Joseph Kelly | Registered representative | Oct 2018 (8y) | ||
| Andrew Justin Jones | Registered representative | Dec 2018 (8y) | ||
| Kristina Marie Smith | Registered representative | Jan 2019 (8y) | ||
| Jonathan David Schofield | Registered representative | Jan 2019 (8y) | ||
| Vincent Sean Mariana | Registered representative | Jan 2019 (8y) | ||
| Zachary Ross Harris | Registered representative | Jan 2019 (8y) | ||
| Kristie Ann Elstrom | Registered representative | Feb 2019 (7y) | ||
| Daniel Patrick Corey | Registered representative | Feb 2019 (7y) | ||
| Evan James Ha | Registered representative | Mar 2019 (7y) | ||
| Sean James Jupitz | Registered representative | Mar 2019 (7y) | ||
| Alisha Lea Mc Carty | Registered representative | Apr 2019 (7y) | ||
| Richard Hyde Gregory | Registered representative | May 2019 (7y) | ||
| Jake Parker Nelson | Registered representative | Jun 2019 (7y) | ||
| Deepali Mahajan Shah | Registered representative | Jul 2019 (7y) | ||
| Delia Luna Parker | Registered representative | Jul 2019 (7y) | ||
| Ira Lee Taylor | Registered representative | Jul 2019 (7y) | ||
| Ryan Joseph Bock | Registered representative | Jul 2019 (7y) | ||
| Daniel Robert Sherwood | Registered representative | Sep 2019 (7y) | ||
| Adam J Rutstein | Registered representative | Sep 2019 (7y) | ||
| Thomas Andrew Varney | Registered representative | Sep 2019 (7y) | ||
| Catherine Ferris Cole | Registered representative | Sep 2019 (7y) | ||
| Dorian Alexandre Valente | Registered representative | Sep 2019 (7y) | ||
| Joshua William Sievers | Registered representative | Sep 2019 (7y) | ||
| Brett J Kelly | Registered representative | Sep 2019 (7y) | ||
| Larry Eugene Mc Bee | Registered representative | Sep 2019 (7y) | ||
| Todd C Varney | Registered representative | Sep 2019 (7y) | ||
| Linda Diane Jones | Registered representative | Sep 2019 (7y) | ||
| Brian Patrick Micciche | Registered representative | Sep 2019 (7y) | ||
| Brandon Gatch Kennedy | Registered representative | Sep 2019 (7y) | ||
| Robert Joel Handfuss | Registered representative | Sep 2019 (7y) | ||
| Brian Charles Ferguson | Registered representative | Sep 2019 (7y) | ||
| Emily Lynn Combs | Registered representative | Sep 2019 (7y) | ||
| Rolland Winston Blair | Registered representative | Oct 2019 (7y) | ||
| Daniel J Vigil | Registered representative | Oct 2019 (7y) | ||
| Lloyd Michael Fechik | Registered representative | Oct 2019 (7y) | ||
| Ryan Joseph Stiefermann | Registered representative | Oct 2019 (7y) | ||
| Alberto Rivera | Registered representative | Oct 2019 (7y) | ||
| Charles Shelby Cavileer | Registered representative | Oct 2019 (7y) | ||
| Kasey Lee Walton | Registered representative | Oct 2019 (7y) | ||
| Katherine Koon Brown | Registered representative | Oct 2019 (7y) | ||
| Kate Marie Holton | Registered representative | Oct 2019 (7y) | ||
| Adam W Claussen | Registered representative | Oct 2019 (7y) | ||
| Adam Russell Clayton | Registered representative | Oct 2019 (7y) | ||
| Anthony Edward Alvarez | Registered representative | Oct 2019 (7y) | ||
| Karl Eric Hanson | Registered representative | Oct 2019 (7y) | ||
| Tyler Allen Adams | Registered representative | Nov 2019 (7y) | ||
| Larry M Goldberg | Registered representative | Nov 2019 (7y) | ||
| Andrea Rose Oliverio | Registered representative | Nov 2019 (7y) | ||
| Richard Tracey Whippee | Registered representative | Feb 2020 (6y) | ||
| Meg Nicole Forkner | Registered representative | Mar 2020 (6y) | ||
| James William Dillistone | Registered representative | May 2020 (6y) | ||
| Margaret Stiefel Mazzella | Registered representative | May 2020 (6y) | ||
| Timothy Wade Parenteau | Registered representative | May 2020 (6y) | ||
| Nolan James Pattee | Registered representative | May 2020 (6y) | ||
| Joshua William Anders | Registered representative | May 2020 (6y) | ||
| Sandra K Gentry | Registered representative | May 2020 (6y) | ||
| Rita P Hollingsworth | Registered representative | Jun 2020 (6y) | ||
| Casey Dale Moag | Registered representative | Jun 2020 (6y) | ||
| Christopher Jarod Norman | Registered representative | Jun 2020 (6y) | ||
| Dalton Anthony Heim | Registered representative | Jun 2020 (6y) | ||
| Kurt Miller Richter | Registered representative | Jul 2020 (6y) | ||
| David William Taylor | Registered representative | Jul 2020 (6y) | ||
| Bradley A Hampton | Registered representative | Jul 2020 (6y) | ||
| Brittany Regina Allenson | Registered representative | Jul 2020 (6y) | ||
| John Patrick Stakem | Registered representative | Jul 2020 (6y) | ||
| Caden Mikel Johnson | Registered representative | Aug 2020 (6y) | ||
| Michelle L Washington | Registered representative | Aug 2020 (6y) | ||
| Bradford Kendall Brinkley | Registered representative | Aug 2020 (6y) | ||
| Asha Shetty | Registered representative | Aug 2020 (6y) | ||
| Betty Ann Lake | Registered representative | Aug 2020 (6y) | ||
| In Sun Hwang | Registered representative | Aug 2020 (6y) | ||
| Joseph Peter Schaaf | Registered representative | Aug 2020 (6y) | ||
| Adelious De Lloyd Stith | Registered representative | Aug 2020 (6y) | ||
| Cheryl Vinson | Registered representative | Aug 2020 (6y) | ||
| Nicholas Robert Holmes | Registered representative | Aug 2020 (6y) | ||
| Danny Yick Wing Lai | Registered representative | Sep 2020 (6y) | ||
| Lucia Partipilo | Registered representative | Sep 2020 (6y) | ||
| Kyle Benjamin Hodnett | Registered representative | Chartered Financial Consultant | Sep 2020 (6y) | |
| Jeffrey Lee Collyer | Registered representative | Sep 2020 (6y) | ||
| Shane Michael Levey | Registered representative | Sep 2020 (6y) | ||
| Mark Anthony Feliciano | Registered representative | Sep 2020 (6y) | ||
| Herbert Conley Huffman | Registered representative | Sep 2020 (6y) | ||
| Nicholas Andrew Weiner | Registered representative | Sep 2020 (6y) | ||
| Francis J Burgoyne | Registered representative | Sep 2020 (6y) | ||
| Harry Zhang | Registered representative | Sep 2020 (6y) | ||
| Darshankumar Kishor Patel | Registered representative | Sep 2020 (6y) | ||
| Lucas Okalani Weigang | Registered representative | Sep 2020 (6y) | ||
| Justin David Pruett | Registered representative | Sep 2020 (6y) | ||
| Christopher Cooper | Registered representative | Sep 2020 (6y) | ||
| Darius Jarron Gallaher | Registered representative | Oct 2020 (6y) | ||
| Kenneth Smart | Registered representative | Oct 2020 (6y) | ||
| Ashley Ryan Blankenship | Registered representative | Oct 2020 (6y) | ||
| Oscar Daniel Larranaga | Registered representative | Oct 2020 (6y) | ||
| William Albert Brobson | Registered representative | Nov 2020 (6y) | ||
| Carrie Anne Christensen | Registered representative | Nov 2020 (6y) | ||
| Scott Ira Marlin | Registered representative | Nov 2020 (6y) | ||
| Keith J Lozowski | Registered representative | Nov 2020 (6y) | ||
| Kelly C Hoehmann | Registered representative | Nov 2020 (6y) | ||
| Nicholas Ryan Sellen | Registered representative | Nov 2020 (6y) | ||
| Nicholas S Miller | Registered representative | Nov 2020 (6y) | ||
| Steven Charles Wrubleski | Registered representative | Nov 2020 (6y) | ||
| Rosemary Claudio | Registered representative | Dec 2020 (6y) | ||
| Jennifer Lynn Immoos Hernandez | Registered representative | Dec 2020 (6y) | ||
| Nathanael Christian Grieco | Registered representative | Dec 2020 (6y) | ||
| David Joseph Juszkiewicz | Registered representative | Jan 2021 (6y) | ||
| Alonte Ra Shon White Davis | Registered representative | Jan 2021 (6y) | ||
| Alison Dale Free | Registered representative | Jan 2021 (6y) | ||
| Mark Lynn De View | Registered representative | Jan 2021 (6y) | ||
| Tommy John Fitzpatrick | Registered representative | Feb 2021 (5y) | ||
| Danielle Louise George | Registered representative | Feb 2021 (5y) | ||
| Michelle Martin Neuhalfen | Registered representative | Mar 2021 (5y) | ||
| Michael Andrew Mc Gibbon | Registered representative | Mar 2021 (5y) | ||
| Royah K Sultan | Registered representative | Mar 2021 (5y) | ||
| Jonathan Erik James | Registered representative | Mar 2021 (5y) | ||
| Kristopher Wadsworth | Registered representative | Chartered Financial Consultant | May 2021 (5y) | |
| Bradley Dean Martin | Registered representative | May 2021 (5y) | ||
| Sha Lane Kaye Hertel | Registered representative | May 2021 (5y) | ||
| Malinda Ann Choate | Registered representative | May 2021 (5y) | ||
| James Daniel Osterhouse | Registered representative | May 2021 (5y) | ||
| Michelle Diane Baker | Registered representative | May 2021 (5y) | ||
| Danaire Yvonne Leftwich | Registered representative | May 2021 (5y) | ||
| Vanessa Inesti | Registered representative | Jun 2021 (5y) | ||
| Albert Preniqi | Registered representative | Jun 2021 (5y) | ||
| Daffodil Jaimieanne Reid Alexander | Registered representative | Jul 2021 (5y) | ||
| Jake William Mallet | Registered representative | Jul 2021 (5y) | ||
| Arban Preniqi | Registered representative | Jul 2021 (5y) | ||
| Brian Engelhardt | Registered representative | Jul 2021 (5y) | ||
| David Edward Smith | Registered representative | Jul 2021 (5y) | ||
| Teresa Louise Abramson | Registered representative | Aug 2021 (5y) | ||
| Rebecca Papas | Registered representative | Aug 2021 (5y) | ||
| Brittnei Mary Magdalene La Rue | Registered representative | Aug 2021 (5y) | ||
| Stephen Lee Kanode | Registered representative | Sep 2021 (5y) | ||
| Cody James Lott | Registered representative | Oct 2021 (5y) | ||
| Lakisha Darte Lewis | Registered representative | Oct 2021 (5y) | ||
| Eugene Richard Tournour | Registered representative | Dec 2021 (5y) | ||
| Kevin Ray Rogg | Registered representative | Dec 2021 (5y) | ||
| Karl Lee Mount | Registered representative | Jan 2022 (5y) | ||
| Stephen Albert Patch | Registered representative | Jan 2022 (5y) | ||
| Kevin Calabria Morris | Registered representative | Jan 2022 (5y) | ||
| Kristopher Robert Hissam | Registered representative | Feb 2022 (4y) | ||
| Pouran Esrafily | Registered representative | Feb 2022 (4y) | ||
| Caleb Jordan Hodnett | Registered representative | Feb 2022 (4y) | ||
| Dylan Fields | Registered representative | Mar 2022 (4y) | ||
| Nathan Christopher Goddard | Registered representative | Mar 2022 (4y) | ||
| Courtney Curtis Boatright | Registered representative | Mar 2022 (4y) | ||
| Brock Anthony Williams | Registered representative | Apr 2022 (4y) | ||
| Jacob Tyler Brock | Registered representative | Apr 2022 (4y) | ||
| Nevine Magdy George | Registered representative | Apr 2022 (4y) | ||
| Steve Paul Apple | Registered representative | Apr 2022 (4y) | ||
| Victoria Susan Mc Mahon Croce | Registered representative | May 2022 (4y) | ||
| Karl Robert Sullivan | Registered representative | May 2022 (4y) | ||
| Naranchimeg Mijid | Registered representative | May 2022 (4y) | ||
| Sandriene Soleil Semidey Simon | Registered representative | May 2022 (4y) | ||
| James C Schmitt | Registered representative | May 2022 (4y) | ||
| James L Cody | Registered representative | Jun 2022 (4y) | ||
| John Vj Williams | Registered representative | Jun 2022 (4y) | ||
| Brent Alan Boersma | Registered representative | Jun 2022 (4y) | ||
| William James Carroll | Registered representative | Jun 2022 (4y) | ||
| Susan Izyk | Registered representative | Jun 2022 (4y) | ||
| Adam Keifer Kragskow | Registered representative | Jul 2022 (4y) | ||
| Mustaf Grajqevci | Registered representative | Jul 2022 (4y) | ||
| Xinge Zhang | Registered representative | Jul 2022 (4y) | ||
| Andrew William Mc Quillan | Registered representative | Jul 2022 (4y) | ||
| Rebecca T Ward | Registered representative | Jul 2022 (4y) | ||
| James Peter Myers | Registered representative | Aug 2022 (4y) | ||
| Brian Alexander Villanueva | Registered representative | Aug 2022 (4y) | ||
| Randi R Marsh | Registered representative | Sep 2022 (4y) | ||
| Scott Wood | Registered representative | Sep 2022 (4y) | ||
| Jeffery Lynn Kee | Registered representative | Sep 2022 (4y) | ||
| Jessica Whitman Jones | Registered representative | Sep 2022 (4y) | ||
| Lillian Kathleen Bell Gardosh | Registered representative | Sep 2022 (4y) | ||
| Ryan Carwin Linford | Registered representative | Sep 2022 (4y) | ||
| Paul Michael Gormanson | Registered representative | Oct 2022 (4y) | ||
| Jermaine Livingston Gonsalves | Registered representative | Oct 2022 (4y) | ||
| Juan Antonio Muniz | Registered representative | Nov 2022 (4y) | ||
| Rita Raeanne Pollard | Registered representative | Nov 2022 (4y) | ||
| Benjamin A Strader | Registered representative | Nov 2022 (4y) | ||
| Dominic William Ruggerio | Registered representative | Nov 2022 (4y) | ||
| Cade Carter Barrett | Registered representative | Dec 2022 (4y) | ||
| Noel Gines | Registered representative | Dec 2022 (4y) | ||
| Dennis Harry Muxlow | Registered representative | Dec 2022 (4y) | ||
| Christine Marie Jackson | Registered representative | Jan 2023 (4y) | ||
| Gregory James Maher | Registered representative | Jan 2023 (4y) | ||
| Miguel Angel Rivas Rosado | Registered representative | Jan 2023 (4y) | ||
| Danielle Louise Mc Clung | Registered representative | Jan 2023 (4y) | ||
| Jason Margeson | Registered representative | Jan 2023 (4y) | ||
| Lucia Ann George | Registered representative | Jan 2023 (4y) | ||
| Michael F Grunauer | Registered representative | Feb 2023 (3y) | ||
| Rory Lane Baker | Registered representative | Feb 2023 (3y) | ||
| Broderick Stuart Kyle | Registered representative | Mar 2023 (3y) | ||
| Richard Tanner Mc Fall | Registered representative | Mar 2023 (3y) | ||
| Mason Ted Grothuesmann | Registered representative | Mar 2023 (3y) | ||
| Micah Dwight Mork | Registered representative | Apr 2023 (3y) | ||
| Stuart Nichols Moffitt | Registered representative | Apr 2023 (3y) | ||
| Shane B Justice | Registered representative | Apr 2023 (3y) | ||
| Robert Charles Donati | Registered representative | Chartered Financial Consultant | May 2023 (3y) | |
| Christopher Kenneth Cox | Registered representative | May 2023 (3y) | ||
| Christopher Moreno | Registered representative | Jun 2023 (3y) | ||
| Danielle Rose | Registered representative | Jun 2023 (3y) | ||
| Jennifer Lynn Greenleaf | Registered representative | Jun 2023 (3y) | ||
| Gregory Brian Wallace | Registered representative | Jun 2023 (3y) | ||
| Andrew James Pleune | Registered representative | Jul 2023 (3y) | ||
| Joshua Nathanial Pauli | Registered representative | Jul 2023 (3y) | ||
| Jill Kaye Dreibelbis | Registered representative | Jul 2023 (3y) | ||
| Sarah Leigh Miles Rodriguez | Registered representative | Jul 2023 (3y) | ||
| Trevor Durham | Registered representative | Jul 2023 (3y) | ||
| Glen Asbury | Registered representative | Aug 2023 (3y) | ||
| Michael Lorin O'hearn | Registered representative | Aug 2023 (3y) | ||
| Lee Alexander Giordano | Registered representative | Aug 2023 (3y) | ||
| Michael Scott Spriggs | Registered representative | Aug 2023 (3y) | ||
| Zachary Brice Montgomery | Registered representative | Aug 2023 (3y) | ||
| Kayla Dawn Sayres | Registered representative | Aug 2023 (3y) | ||
| William Daniel Blond | Registered representative | Sep 2023 (3y) | ||
| Joel Peter Spencer | Registered representative | Sep 2023 (3y) | ||
| Eugene Edward Brucker | Registered representative | Sep 2023 (3y) | ||
| Kathleen Turley Landrigan | Registered representative | Oct 2023 (3y) | ||
| Zachary John Metrovich | Registered representative | Oct 2023 (3y) | ||
| Margaret Jacobsen Lane | Registered representative | Oct 2023 (3y) | ||
| Tamara La Shea Reeves | Registered representative | Oct 2023 (3y) | ||
| Joshua Michael Hofbauer | Registered representative | Nov 2023 (3y) | ||
| Michael Scott David | Registered representative | Dec 2023 (3y) | ||
| Brian James Rickert | Registered representative | Jan 2024 (3y) | ||
| Benjamin William Munson | Registered representative | Jan 2024 (3y) | ||
| Myles William Easter | Registered representative | Jan 2024 (3y) | ||
| Caelan Scott Canady | Registered representative | Jan 2024 (3y) | ||
| Ryan Churchill | Registered representative | Jan 2024 (3y) | ||
| Stephanie Lynne Greenlaw | Registered representative | Feb 2024 (3y) | ||
| Stephen Wayne Beckmann | Registered representative | Feb 2024 (2y) | ||
| Bruce Winston Adams | Registered representative | Feb 2024 (2y) | ||
| Bilal M Hamideh | Registered representative | Feb 2024 (2y) | ||
| Russell John White | Registered representative | Mar 2024 (2y) | ||
| Mark Andrew Banac | Registered representative | Mar 2024 (2y) | ||
| Richard A La Saracina | Registered representative | Mar 2024 (2y) | ||
| Amber Lynn Shaw | Registered representative | Apr 2024 (2y) | ||
| Larry Wesley Barlow | Registered representative | Apr 2024 (2y) | ||
| Matthew James Sunderland | Registered representative | Apr 2024 (2y) | ||
| Stanley Edward Kesilewski | Registered representative | Jun 2024 (2y) | ||
| Kyle Mark Carter | Registered representative | Jun 2024 (2y) | ||
| Patrick Robert Fasick | Registered representative | Jun 2024 (2y) | ||
| Frederick Joel Childs | Registered representative | Jun 2024 (2y) | ||
| Katelyn Amanda Woodall | Registered representative | Jun 2024 (2y) | ||
| Brynner Jw Holland | Registered representative | Jul 2024 (2y) | ||
| Susan E Thomas | Registered representative | Jul 2024 (2y) | ||
| William Burton Chappell | Registered representative | Jul 2024 (2y) | ||
| Stanley M. P Adler | Registered representative | Jul 2024 (2y) | ||
| Robert Holland Cox | Registered representative | Aug 2024 (2y) | ||
| Julien A Colon | Registered representative | Aug 2024 (2y) | ||
| John Felix Ciocca | Registered representative | Sep 2024 (2y) | ||
| Garret Benson | Registered representative | Sep 2024 (2y) | ||
| Hailey Elizabeth Williams | Registered representative | Sep 2024 (2y) | ||
| Colton M Mc Call | Registered representative | Oct 2024 (2y) | ||
| Rebecca Ann Stapleton | Registered representative | Oct 2024 (2y) | ||
| Sean Copeland | Registered representative | Oct 2024 (2y) | ||
| Christopher Robertson | Registered representative | Oct 2024 (2y) | ||
| Lemana Fermic | Registered representative | Oct 2024 (2y) | ||
| Kara Clark | Registered representative | Oct 2024 (2y) | ||
| Angel Matos | Registered representative | Oct 2024 (2y) | ||
| Bahtjar Rexha | Registered representative | Nov 2024 (2y) | ||
| Julie Elise Barker | Registered representative | Dec 2024 (2y) | ||
| Roberta Lyn Schaaf | Registered representative | Dec 2024 (2y) | ||
| Christina Michele Kaiser | Registered representative | Jan 2025 (2y) | ||
| Robert Alan Maki | Registered representative | Jan 2025 (2y) | ||
| Travis Sean Loughridge | Registered representative | Jan 2025 (2y) | ||
| Victor M Cardoza | Registered representative | Jan 2025 (2y) | ||
| Dylan Patrick Carr | Registered representative | Jan 2025 (2y) | ||
| Grant Matthew Hallstrom | Registered representative | Jan 2025 (2y) | ||
| John Thomas Turner | Registered representative | Jan 2025 (2y) | ||
| Maria C Spores | Registered representative | Jan 2025 (2y) | ||
| Zachary R Nogra | Registered representative | Jan 2025 (2y) | ||
| Mark Alexander Smith | Registered representative | Jan 2025 (2y) | ||
| Gregory W Beavers | Registered representative | Jan 2025 (2y) | ||
| Jeanette May Lehner | Registered representative | Feb 2025 (1y) | ||
| Clarence Davis | Registered representative | Feb 2025 (1y) | ||
| Kennie Mckown Day | Registered representative | Feb 2025 (1y) | ||
| Timothy Dale Troyer | Registered representative | Feb 2025 (1y) | ||
| Sean Alan Murphy | Registered representative | Feb 2025 (1y) | ||
| Christo Apostolos Naranja | Registered representative | Feb 2025 (1y) | ||
| John Robert Briggs | Registered representative | Feb 2025 (1y) | ||
| Latosha Lynn Brown | Registered representative | Feb 2025 (1y) | ||
| Eric Kumar | Registered representative | Mar 2025 (1y) | ||
| Stephanie Lynn Miller | Registered representative | Mar 2025 (1y) | ||
| Jay Carlton Rohlman | Registered representative | Mar 2025 (1y) | ||
| Kyle James Elliott | Registered representative | Mar 2025 (1y) | ||
| Luka Lezhava | Registered representative | Mar 2025 (1y) | ||
| Samuel Thomas Venema | Registered representative | Mar 2025 (1y) | ||
| Alissa Marie Bender | Registered representative | Apr 2025 (1y) | ||
| Kyle Stephen Nystrom | Registered representative | Apr 2025 (1y) | ||
| Shawn Michael Emmons | Registered representative | Apr 2025 (1y) | ||
| Charles Michael Pepper | Registered representative | Apr 2025 (1y) | ||
| Victor Lora | Registered representative | Apr 2025 (1y) | ||
| Kari Blanton | Registered representative | Apr 2025 (1y) | ||
| Ethel M Muhammad | Registered representative | Apr 2025 (1y) | ||
| Lauren Marie Ireland | Registered representative | Apr 2025 (1y) | ||
| Todd David Cross | Registered representative | Apr 2025 (1y) | ||
| Darek Mitchell | Registered representative | Apr 2025 (1y) | ||
| Kevin Michael Agan | Registered representative | Apr 2025 (1y) | ||
| Hoang Tien Phan | Registered representative | May 2025 (1y) | ||
| Samantha J. Anderson | Registered representative | May 2025 (1y) | ||
| Chanell Marie Bennett | Registered representative | May 2025 (1y) | ||
| Amanda Sue Burke | Registered representative | May 2025 (1y) | ||
| Matthew Donato Mazzella | Registered representative | May 2025 (1y) | ||
| Sabrina Gayle Waddell | Registered representative | Jun 2025 (1y) | ||
| Kaiya Burton | Registered representative | Jun 2025 (1y) | ||
| Sarah A Birkin | Registered representative | Jun 2025 (1y) | ||
| Cary Michael Margolis | Registered representative | Jun 2025 (1y) | ||
| Ralph Zebedee Miller | Registered representative | Jun 2025 (1y) | ||
| Sean David Mayer | Registered representative | Jun 2025 (1y) | ||
| Jonathan Sidney Moore | Registered representative | Jun 2025 (1y) | ||
| Rebecca Ruth Murzin | Registered representative | Jul 2025 (1y) | ||
| Nolan Christopher Louis | Registered representative | Jul 2025 (1y) | ||
| Ashton Stachowski | Registered representative | Jul 2025 (1y) | ||
| Cade Alexander Baumgart | Registered representative | Jul 2025 (1y) | ||
| Mark Barnes | Registered representative | Jul 2025 (1y) | ||
| Lincoln Hunter | Registered representative | Jul 2025 (1y) | ||
| Luke Piccione | Registered representative | Jul 2025 (1y) | ||
| Garrett T Raabe | Registered representative | Jul 2025 (1y) | ||
| Ioan Grigor | Registered representative | Aug 2025 (1y) | ||
| Stephanie Nicole Boddiford | Registered representative | Aug 2025 (1y) | ||
| Nora A Okamoto | Registered representative | Aug 2025 (1y) | ||
| Malynda Cooper | Registered representative | Aug 2025 (1y) | ||
| Sonya Marie Coleman | Registered representative | Aug 2025 (1y) | ||
| Courtney Nicole Wesselman | Registered representative | Sep 2025 (1y) | ||
| Nicholas Mark Maurizi | Registered representative | Sep 2025 (1y) | ||
| Erika Barden | Registered representative | Sep 2025 (1y) | ||
| Marykate Taylor | Registered representative | Sep 2025 (1y) | ||
| William Brandon Zellers | Registered representative | Sep 2025 (1y) | ||
| Sarah Mueller | Registered representative | Sep 2025 (1y) | ||
| Murad Aliyev | Registered representative | CFA | Sep 2025 (1y) | |
| Michael Jacob Dib | Registered representative | Sep 2025 (1y) | ||
| Brandon Buccieri | Registered representative | Sep 2025 (1y) | ||
| David Lee Janszen | Registered representative | Oct 2025 (1y) | ||
| Philip Fleming | Registered representative | Oct 2025 (1y) | ||
| Sarah Krystin Duthie | Registered representative | Oct 2025 (1y) | ||
| Jacob David Coleman | Registered representative | Oct 2025 (1y) | ||
| Solomon Nabdoya | Registered representative | Oct 2025 (1y) | ||
| Christopher Phillips | Registered representative | Oct 2025 (1y) | ||
| Jonathan S Beaupre | Registered representative | Oct 2025 (1y) | ||
| Alexander Birty | Registered representative | Oct 2025 (1y) | ||
| Jarrod Tipton | Registered representative | Nov 2025 (1y) | ||
| Mark Edward Inscho | Registered representative | Nov 2025 (1y) | ||
| Nima Helmi | Registered representative | Nov 2025 (1y) | ||
| Bo Hoffman | Registered representative | Nov 2025 (1y) | ||
| Zenaida Blanchard | Registered representative | Dec 2025 (1y) | ||
| Arthur Henry Lamborn | Registered representative | Dec 2025 (1y) | ||
| James A Treischmann | Registered representative | Dec 2025 (1y) | ||
| Richard Gregory George | Registered representative | CFP Chartered Financial Consultant | Dec 2025 (1y) | |
| Russell Eugene Couchman | Registered representative | Jan 2026 (1y) | ||
| Gabrielle Avery Baylog | Registered representative | Jan 2026 (1y) | ||
| Neha Sachin Lande | Registered representative | Jan 2026 (1y) | ||
| Maxine Asha Allen | Registered representative | Jan 2026 (1y) | ||
| Zachary James Maddox | Registered representative | Jan 2026 (1y) | ||
| Layton Bourhill | Registered representative | Jan 2026 (1y) | ||
| Glenn Joseph Wilde | Registered representative | Jan 2026 (1y) | ||
| Jad Rurambo | Registered representative | Jan 2026 (1y) | ||
| Katherine Clark | Registered representative | Jan 2026 (1y) | ||
| Benjamin John Krotky | Registered representative | Feb 2026 (0y) | ||
| James Richard Sophia | Registered representative | Feb 2026 (0y) | ||
| Charles Vance Brantley | Registered representative | Feb 2026 (0y) | ||
| Ezekiel Martinez | Registered representative | Feb 2026 (0y) | ||
| Peter Mc Elmeel | Registered representative | Feb 2026 (0y) | ||
| Scott Geoffrey Fisher | Registered representative | Feb 2026 (0y) | ||
| Todd B O'connell | Registered representative | Feb 2026 (0y) | ||
| Dominic Campomizzi | Registered representative | Feb 2026 (0y) | ||
| Matthew Tyler Dellinger | Registered representative | Feb 2026 (0y) | ||
| Christopher Huntington | Registered representative | Mar 2026 (0y) | ||
| Clara Bope | Registered representative | Mar 2026 (0y) | ||
| Austin D Hamlett | Registered representative | Mar 2026 (0y) | ||
| Adam Sattler | Registered representative | Mar 2026 (0y) | ||
| Christopher Genao | Registered representative | Mar 2026 (0y) | ||
| Shaun Foster | Registered representative | Mar 2026 (0y) | ||
| Tucker M Twardosky | Registered representative | Mar 2026 (0y) | ||
| Jordan Van Veen Vinas | Registered representative | Mar 2026 (0y) | ||
| Kevin Dean Bishop | Registered representative | Mar 2026 (0y) | ||
| Hayley Ann Brugos | Registered representative | Mar 2026 (0y) | ||
| Jessica Dawn Thom | Registered representative | Mar 2026 (0y) | ||
| Yennie Chu | Registered representative | Apr 2026 (0y) | ||
| Alex Kendall Didat | Registered representative | Apr 2026 (0y) | ||
| Courtney Tharp | Registered representative | Apr 2026 (0y) | ||
| Rebecca Kay Mc Ardle | Registered representative | Apr 2026 (0y) | ||
| Miles Reid Joyner | Registered representative | Apr 2026 (0y) | ||
| Jonas Alina Regondola | Registered representative | Apr 2026 (0y) | ||
| Grant Loyd | Registered representative | Apr 2026 (0y) | ||
| Jacob Kruse | Registered representative | Apr 2026 (0y) | ||
| Joshua Martin | Registered representative | Apr 2026 (0y) | ||
| Ramona Plant | Registered representative | Apr 2026 (0y) | ||
| Jennifer Karon Vaughan | Registered representative | May 2026 (0y) | ||
| April Lynn Grant | Registered representative | May 2026 (0y) | ||
| Ryan Earl | Registered representative | May 2026 (0y) | ||
| Alec Viruet | Registered representative | May 2026 (0y) | ||
| Heather Nicole Tomka | Registered representative | May 2026 (0y) | ||
| Mary Elizabeth O'hern | Registered representative | May 2026 (0y) | ||
| Charles James Kaufmann | Registered representative | May 2026 (0y) | ||
| Joseph Milas | Registered representative | Jun 2026 (0y) | ||
| Nicholas Cockerham | Registered representative | Jun 2026 (0y) | ||
| Sarah Estes | Registered representative | Jun 2026 (0y) | ||
| Stephen Healey | Registered representative | Jun 2026 (0y) | ||
| Jean Phillip Joshue Espinosa Barrientos | Registered representative | Jun 2026 (0y) | ||
| Wesley L Lindquist | Registered representative | Chartered Financial Consultant | Jun 2026 (0y) | |
| Seth Smith | Registered representative | Jun 2026 (0y) | ||
| Hudson Park | Registered representative | Jun 2026 (0y) | ||
| James H Terrells | Registered representative | Jun 2026 (0y) | ||
| Kounian Ding | Registered representative | Jun 2026 (0y) | ||
| Mary Elizabeth Specht | Registered representative | Jun 2026 (0y) | ||
| Ethan Kappers | Registered representative | Jun 2026 (0y) | ||
| Brie Hazel Cook | Registered representative | Jun 2026 (0y) | ||
| Skylar Demi Price | Registered representative | Jun 2026 (0y) | ||
| Lester James Kennedy | Registered representative | Jul 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| Cdoc, Inc. | Parent Company | Aug 2014 | A | 75% or more |
| Cno Financial Group, Inc. | Holding Company | Mar 2003 | B | ≈ 56.25% – 100% via Cdoc, Inc. |
Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.
Estimated effective ownership (look-through of filed bands):
- Cno Financial Group, Inc.: 75% – 100% of Cdoc, Inc. × 75% – 100% direct ≈ 56.25% – 100% of the firm
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/31/2026 | 1.75 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Other fees
- • NON-DISCRETIONARY INVESTMENT CONSULTING SERVICES
Services
- • Financial planning services
- • Portfolio management for individuals/small businesses
- • Selection of other advisers
- • Educational seminars/workshops
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 31, 2026.
View current Form ADV (SEC/IAPD) ↗