AUMdb

Quint Capital Corporation

SEC-registered Insurance-Affiliated · Small ($100M–$1B) CRD 26586 · SEC file 801-128990 · New York, NY · www.linkedin.com
☆ Save with Pro ADV data as of May 04, 2026
Regulatory AUM
$162M
Discretionary
$63.9M
Clients
103
Avg AUM / client
$1.6M
Accounts
98
Employees
16

AUM over time

$70.0M $162M
Jun 2023 May 2026

Annual snapshots from Form ADV filings · as of May 04, 2026

Who they serve

Client typeClientsAUM% of AUM
Individuals (non-high net worth) 0
High net worth individuals 83 $63.9M 39.4%
Pension and profit sharing plans 20 $98.2M 60.6%

Retirement plan clients

Plans that reported this firm as an investment service provider on Form 5500 Schedule C.

Plan Location Plan year
New Vision Home Care Services, Llc Retirement Plan And Trust New Vision Home Care Services, Llc 2024
Ultimate Care, Inc. Retirement Plan And Trust Ultimate Care, Inc. 2024
Solutionpoint 401(k) Plan Solutionpoint International, Inc. 2024
Link Homecare, Llc Retirement Plan And Trust Link Homecare, Llc 2024

People (10)

roster as of Jul 20, 2026
NameRole / titleCredentialsWith firm sinceOwnership
Alexander Norman Quint Owner Aug 2013 (13y) 75% or more of Qcap Holdings Llc (Formerly Quint Capital Llc) (indirect)
Snyder, Ricky Lynn Municpal Principal Aug 2023 (3y) Less than 5%
David Edward Achzet Chief Compliance Officer Apr 2024 (2y) Less than 5%
Kevin Royce Oarr Registered representative Nov 2017 (9y)
Michael Lawrence Rule Registered representative Sep 2018 (8y)
Patrick J Considine Registered representative Sep 2018 (8y)
James Kingsley Lombardo Registered representative May 2019 (7y)
Anthony Gerrard Giordano Registered representative Oct 2021 (5y)
William James Powers Registered representative Apr 2023 (3y)
Jorge Luis Taveras Urena Registered representative Jun 2026 (0y)

Entity owners (Schedule A/B)

EntityTitle / statusSinceSch.Ownership
Qcap Holdings Llc (Name Change From Quint Capital Llc Owner Apr 2014 A 75% or more

Undisclosed: 0% – 25% of the firm is not attributable from the filed Schedule A bands.

Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.

Retirement plans served (4)

PlanSponsorParticipantsPlan assetsAs of
New Vision Home Care Services, Llc Retirement Plan And Trust New Vision Home Care Services, Llc 61 $82.3K 01/01/2024
Ultimate Care, Inc. Retirement Plan And Trust Ultimate Care, Inc. 3,246 $4.5M 01/01/2024
Solutionpoint 401(k) Plan Solutionpoint International, Inc. 226 $45.9M 01/01/2024
Link Homecare, Llc Retirement Plan And Trust Link Homecare, Llc 3,919 $2.2M 01/01/2024

From Form 5500 service-provider disclosures.

Documents (1 archived)

FormPeriodSize
Form ADV (full filing) 05/04/2026 1.2 MB View · PDF · Source ↗

Archived copies of the firm's regulatory filings, versioned by content hash.

Disciplinary disclosures

No disciplinary events reported on the firm's latest Form ADV filing.

How they charge

  • Percentage of assets under management
  • Fixed fees

Services

  • Portfolio management for individuals/small businesses

Custody

Firm reports it does not have custody of client funds or securities (Item 9.A).

No custodian data reported or mined yet.

Source

All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: May 04, 2026.

View current Form ADV (SEC/IAPD) ↗