BL
Bernard L. Madoff Investment Securities Llc
SEC-registered
Broker-Dealer (Dually Registered) · Large ($10B–$100B)
CRD 2625
· SEC file 801-67134
· New York, NY
· WWW.MADOFF.COM
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ADV data as of Jan 07, 2008
- Regulatory AUM
- $17.1B
- Discretionary
- $17.1B
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 23
- Employees
- —
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 01/07/2008 | 686 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Commissions
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
Custody
Firm reports having custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jan 07, 2008.
View current Form ADV (SEC/IAPD) ↗