M1 Advisory Services Llc
- Regulatory AUM
- $634K
- Discretionary
- $0
- Clients
- —
- Avg AUM / client
- —
- Accounts
- 2
- Employees
- 14
AUM over time
Annual snapshots from Form ADV filings · as of Jul 08, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Individuals (non-high net worth) | Fewer than 5 clients | $634K | 100.0% |
People (16)
roster as of Jul 20, 2026| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Barnes, Brian, Randall | President/Ceo | Dec 2022 (4y) | 10% – 25% | |
| Matheny, Caleb, Charles | Secretary/Cfo | Dec 2022 (4y) | Less than 5% | |
| Hinger, Tealee, Marie | Chief Compliance Officer | Jun 2023 (3y) | Less than 5% | |
| Kaila Rose Widmann | Registered representative | Mar 2024 (2y) | ||
| Megan J Kuyers | Registered representative | Mar 2024 (2y) | ||
| Jack Reilly Oricoli | Registered representative | Apr 2024 (2y) | ||
| Lucas Skyler Radice | Registered representative | Apr 2024 (2y) | ||
| Priyal Rakesh Thakkar | Registered representative | Apr 2024 (2y) | ||
| Jieun Lee | Registered representative | Apr 2024 (2y) | ||
| Charlotte Halmo | Registered representative | May 2024 (2y) | ||
| Gabriela Contreras | Registered representative | Jun 2024 (2y) | ||
| Hanane Zakia Bouchareb | Registered representative | Jun 2024 (2y) | ||
| Jing G Kessler | Registered representative | Jun 2024 (2y) | ||
| Matthew Nicklaus Baker | Registered representative | Jun 2024 (2y) | ||
| Jacob William Walker | Registered representative | Jul 2024 (2y) | ||
| Kwami Austin | Registered representative | Mar 2026 (0y) |
Entity owners (Schedule A/B)
| Entity | Title / status | Since | Sch. | Ownership |
|---|---|---|---|---|
| M1 Holdings Inc. | Owner | Feb 2015 | A | 75% or more |
Undisclosed: 0% – 15% of the firm is not attributable from the filed Schedule A bands.
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 07/08/2026 | 1.12 MB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for pooled investment vehicles
- • Portfolio management for businesses/institutional clients
Custody
Reported custodians
- Apex Clearing $380K (60% of AUM) Jul 2026
Amounts as reported in ADV Item 5.K.(3) (custodians holding 10%+ of SMA assets).
Firm reports it does not have custody of client funds or securities (Item 9.A).
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Jul 08, 2026.
View current Form ADV (SEC/IAPD) ↗