Applied Finance Capital Management, Llc
SEC-registered
Investment Adviser · Mid-sized ($1B–$10B)
CRD 226755
· SEC file 801-98338
· San Juan, PR
· appliedfinance.com
☆ Save with Pro
ADV data as of Mar 30, 2026
- Regulatory AUM
- $4.4B
- Discretionary
- $1.7B
- Clients
- 19
- Avg AUM / client
- $234M
- Accounts
- 3,390
- Employees
- 3
AUM over time
$0
$4.9B
May 2015
Dec 2025
Annual snapshots from Form ADV filings · as of Mar 30, 2026
Who they serve
| Client type | Clients | AUM | % of AUM |
|---|---|---|---|
| Banking or thrift institutions | 3 | $358M | 8.06% |
| Investment companies | 1 | $2.0B | 45.1% |
| Other investment advisers | 6 | $362M | 8.14% |
| Sovereign wealth funds and foreign official institutions | 2 | $684M | 15.4% |
| Other | 7 | $1.0B | 23.3% |
People (3)
| Name | Role / title | Credentials | With firm since | Ownership |
|---|---|---|---|---|
| Jones, David, Dwain | Chief Compliance Officer | Jan 2015 (12y) | Less than 5% | |
| Obrycki, Daniel, James | Managing Member | Jan 2015 (12y) | 50% – 75% | |
| Resendes, Rafael | Managing Member | Jan 2015 (12y) | 50% – 75% |
Roster from the IAPD representatives feed; ownership and acquisition dates from Form ADV Schedule A/B. "Since" is the earliest filed registration or acquisition date.
Documents (1 archived)
| Form | Period | Size | |
|---|---|---|---|
| Form ADV (full filing) | 03/30/2026 | 910 KB | View · PDF · Source ↗ |
Archived copies of the firm's regulatory filings, versioned by content hash.
Disciplinary disclosures
No disciplinary events reported on the firm's latest Form ADV filing.
How they charge
- • Percentage of assets under management
- • Fixed fees
- • Performance-based fees
Services
- • Portfolio management for individuals/small businesses
- • Portfolio management for businesses/institutional clients
- • Other services
Custody
Firm reports it does not have custody of client funds or securities (Item 9.A).
No custodian data reported or mined yet.
Source
All data on this page comes from this firm's Form ADV filings, reproduced without modification. Latest filing: Mar 30, 2026.
View current Form ADV (SEC/IAPD) ↗